Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Squibb, K., Griffin, K., Favier, R. et al. 2018. Poker Face: Discrepancies in behaviour and affective states in horses during stressful handling procedures. Applied Animal Behaviour Science 202, 34-38.

Correct assessment of stress in horses is important for both horse welfare and handler safety during necessary aversive procedures. Handlers depend on behaviour when judging how well an individual is tolerating stressful procedures such as...

Hall, C., Randle, H., Pearson, G. et al. 2018. Assessing equine emotional state. Applied Animal Behaviour Science 205, 183-193.

The scientific study of animal emotion has recently become an important focus for animal behaviour and welfare researchers. For horses used by humans for work, recreation or sport, the question of the significance of their...

Bertin, A., Cornilleau, F., Lemarchand, J. et al. 2018. Are there facial indicators of positive emotions in birds? A first exploration in Japanese quail. Behavioural Processes 157, 470-473.

The positive aspect of emotions, like pleasure, remains overlooked in birds. Our aim was to contribute to the exploration of facial indicators of positive emotions. To observe contrasting emotional expressions, we used two lines of...

Unakafov, A. M., Möller, S., Kagan, I. et al. 2018. Using imaging photoplethysmography for heart rate estimation in non-human primates. PLOS ONE 13(8), e0202581.

For humans and for non-human primates heart rate is a reliable indicator of an individual’s current physiological state, with applications ranging from health checks to experimental studies of cognitive and emotional state. In humans, changes...

Norton, B. B., Tunseth, D., Holder, K. et al. 2018. Causes of morbidity in captive African lions (Panthera leo) in North America, 2001–2016. Zoo Biology 37(5), 354-359.

The lion (Panthera leo) is an iconic resident of zoos and wild animal parks throughout the world. Regular assessment of the morbidity of captive lions is necessary to address wellness concerns and improve the healthcare...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Pawluski, J., Jego, P., Henry, S. et al. 2017. Low plasma cortisol and fecal cortisol metabolite measures as indicators of compromised welfare in domestic horses (Equus caballus). PLOS ONE 12(9), e0182257.

The hypothalamic-pituitary-adrenal (HPA) axis response to chronic stress is far from straight forward, particularly with regards to animal welfare. There are reports of no effect as well as both decreases and increases in cortisol after...

Morfeld, K. A., Brown, J.L. 2017. Metabolic health assessment of zoo elephants: Management factors predicting leptin levels and the glucose-to-insulin ratio and their associations with health parameters. PLOS ONE 12(11), e0188701.

Screening for metabolic-related health problems can enhance animal welfare, so the purpose of this study was to conduct the first metabolic health assessment of zoo elephants and use epidemiological methods to determine how factors in...

Chadwick, C. L., Williams, E., Asher, L. et al. 2017. Incorporating stakeholder perspectives into the assessment and provision of captive elephant welfare. Animal Welfare 26(4), 461-472.

Recent concerns over the welfare of elephants in UK zoos have implications for their future in captivity, and it is clear that improvements in welfare should be made. Evidence suggests that the knowledge of experienced...

Viksten, S. M., Visser, E. K., Nyman, S. 2017. Developing a horse welfare assessment protocol. Animal Welfare 26(1), 59-65.

This paper describes the development and pilot-testing of a horse welfare assessment protocol (HWAP). The HWAP consists of the collective measurement of numerous factors considered likely to affect a horse's welfare and is thereby designed...

McGrath, N., Dunlop, R. Dwyer, C. et al. 2017. Hens vary their vocal repertoire and structure when anticipating different types of reward. Animal Behaviour 130, 79-96.

The vocalizations of nonhuman animals are considered potential indicators of motivational or internal state. In many species, different call types, and structural variation within call types, encode information about physical characteristics such as age or...

Hintze, S., Roth, E., Bachmann, I. et al. 2017. Toward a choice-based judgment bias task for horses. Journal of Applied Animal Welfare Science 20(2), 123-136.

Judgment bias tasks for nonhuman animals are promising tools to assess emotional valence as a measure of animal welfare. In view of establishing a valid judgment bias task for horses, the present study aimed to...

Krebs, B. L., Torres, E., Chesney, C. et al. 2017. Applying behavioral conditioning to identify anticipatory behaviors. Journal of Applied Animal Welfare Science 20(2), 155-175.

The ability to predict regular events can be adaptive for nonhuman animals living in an otherwise unpredictable environment. Animals may exhibit behavioral changes preceding a predictable event; such changes reflect anticipatory behavior. Anticipatory behavior is...

Giersberg, M., Spindler, B., Kemper, N. 2017. Assessment of plumage and integument condition in dual-purpose breeds and conventional layers. Animals 7(12), 97.

The assessment of plumage and integument condition in laying hens provides useful information about the occurrence of feather pecking and cannibalism. Although feather loss and skin injuries can result from mechanical abrasion or clinical diseases...

Hawkins, P., McNeilly, A., Watson, J. et al. 2017. Report of the 2016 RSPCA/UFAW Rodent and Rabbit Welfare Group meeting. Animal Technology and Welfare 16(2), 77-86.

The RSPCA/UFAW Rodent (and now Rabbit) Welfare Group held a one-day meeting on 1 November 2016 at the University of Edinburgh and was attended by 70 delegates. Presentation topics included refinements in blood sampling rodents...

Waran, N., Randle, H. 2017. What we can measure, we can manage: The importance of using robust welfare indicators in Equitation Science. Applied Animal Behaviour Science 190, 74-81.

Ever since the phrase, ‘the happy athlete’ was introduced into the FEI rules for dressage (Article 401.1) there have been discussions about what this actually means and whether it is possible to recognize and reward...

Hintze, S., Murphy, E., Bachmann, I. et al. 2017. Qualitative Behaviour Assessment of horses exposed to short-term emotional treatments. Applied Animal Behaviour Science 196, 44-51.

Assessing emotion in animals is fundamental to the study of animal welfare with methodologies for reliable and valid assessments being highly desirable. Qualitative Behaviour Assessment (QBA) is based on the assumption that human observers are...

Reid, K., Rogers, C. W., Gronqvist, G. et al. 2017. Anxiety and pain in horses measured by heart rate variability and behavior. Journal of Veterinary Behavior 22, 1-6.

As a herd species, the horse strongly desires social contact and interaction with conspecifics. Anxiety associated with social isolation may confound the display and interpretation of behavior associated with pain. This study examined the effect...

Schiffmann, C., Clauss, M., Hoby, S. et al. 2017. Visual body condition scoring in zoo animals – Composite, algorithm and overview approaches. Journal of Zoo and Aquarium Research 5(1), 1-10.

Various body condition scoring (BCS) methods have been developed as management tools in zoo animal husbandry. In contrast to BCS for farm animals, where visual and palpable features are used, these protocols are mainly restricted...

Tolpinrud, A., O’Brien, M. F., Justice, W. S. M. et al. 2017. Infrared thermography as a diagnostic tool for pododermatitis in captive greater flamingos (Phoenicopterus roseus). Journal of Zoo and Aquarium Research 5(1), 48-55.

This cross-sectional study investigated the use of infrared thermography as a diagnostic tool for pododermatitis in captive greater flamingos (Phoenicopterus roseus). Photographs and thermal images were obtained for 775 feet from 408 flamingos held at...

Marino, L. 2017. Thinking chickens: A review of cognition, emotion, and behavior in the domestic chicken. Animal Cognition 20(2), 127–147.

Domestic chickens are members of an order, Aves, which has been the focus of a revolution in our understanding of neuroanatomical, cognitive, and social complexity. At least some birds are now known to be on...

Deakin, A., Browne, W. J., Hodge, J. J. L. et al. 2016. A screen peck task for investigating cognitive bias in laying hens. PLOS ONE 11(7), e0158222.

Affect-induced cognitive judgement biases occur in both humans and animals. Animals in a more negative affective state tend to interpret ambiguous cues more negatively than animals in a more positive state and vice versa. Investigating...

Hintze, S., Smith, S., Patt, A. et al. 2016. Are eyes a mirror of the soul? What eye wrinkles reveal about a horse’s emotional state. PLOS ONE 11(10), e0164017.

Finding valid indicators of emotional states is one of the biggest challenges in animal welfare science. Here, we investigated in horses whether variation in the expression of eye wrinkles caused by contraction of the inner...

Dalla Costa, E., Dai, F., Lebelt, D. et al. 2016. Welfare assessment of horses: the AWIN approach. Animal Welfare 25(4), 481-488.

The EU-funded Animal Welfare Indicators (AWIN) research project (2011–2015) aimed to improve animal welfare through the development of practical on-farm animal welfare assessment protocols. The present study describes the application of the AWIN approach to...

Drude, N., Pawlowsky, K., Tanaka,H. et al. 2016. Severity assessment in rabbits after partial hepatectomy: Part II. Laboratory Animals 50(6), 468-475.

Although the recognition of pain, distress and discomfort has already been described in 1985 by Morton and Griffiths there is still very little known about the establishment of score sheets especially, regarding postsurgical pain and...