Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Waran, N., Randle, H. 2017. What we can measure, we can manage: The importance of using robust welfare indicators in Equitation Science. Applied Animal Behaviour Science 190, 74-81.

Ever since the phrase, ‘the happy athlete’ was introduced into the FEI rules for dressage (Article 401.1) there have been discussions about what this actually means and whether it is possible to recognize and reward...

Hintze, S., Murphy, E., Bachmann, I. et al. 2017. Qualitative Behaviour Assessment of horses exposed to short-term emotional treatments. Applied Animal Behaviour Science 196, 44-51.

Assessing emotion in animals is fundamental to the study of animal welfare with methodologies for reliable and valid assessments being highly desirable. Qualitative Behaviour Assessment (QBA) is based on the assumption that human observers are...

Górecka-Bruzda, A., Jaworski, Z., Suwała, M. et al. 2017. Aversiveness of husbandry procedures for pre-weaned foals: A comparison using behavioural and physiological indices. Applied Animal Behaviour Science 191, 31-38.

Husbandry procedures are necessary for different purposes in horse breeding. The aim of the present study was to assess the aversiveness and effects on the horse-human relationship of a range of common husbandry procedures, in...

Reid, K., Rogers, C. W., Gronqvist, G. et al. 2017. Anxiety and pain in horses measured by heart rate variability and behavior. Journal of Veterinary Behavior 22, 1-6.

As a herd species, the horse strongly desires social contact and interaction with conspecifics. Anxiety associated with social isolation may confound the display and interpretation of behavior associated with pain. This study examined the effect...

Owczarczak-Garstecka, S. C., Burman, O. H. P. 2016. Can sleep and resting behaviours be used as indicators of welfare in shelter dogs (Canis lupus familiaris)? PLOS ONE 11(10), e0163620.

Previous research on humans and animals suggests that the analysis of sleep patterns may reliably inform us about welfare status, but little research of this kind has been carried out for non-human animals in an...

Hintze, S., Smith, S., Patt, A. et al. 2016. Are eyes a mirror of the soul? What eye wrinkles reveal about a horse’s emotional state. PLOS ONE 11(10), e0164017.

Finding valid indicators of emotional states is one of the biggest challenges in animal welfare science. Here, we investigated in horses whether variation in the expression of eye wrinkles caused by contraction of the inner...

Dalla Costa, E., Dai, F., Lebelt, D. et al. 2016. Welfare assessment of horses: the AWIN approach. Animal Welfare 25(4), 481-488.

The EU-funded Animal Welfare Indicators (AWIN) research project (2011–2015) aimed to improve animal welfare through the development of practical on-farm animal welfare assessment protocols. The present study describes the application of the AWIN approach to...

Dalla Costa, E., Stucke, D., Dai, F. et al. 2016. Using the Horse Grimace Scale (HGS) to assess pain associated with acute laminitis in horses (Equus caballus). Animals 6(8), 47.

Acute laminitis is a common equine disease characterized by intense foot pain, both acutely and chronically. The Obel grading system is the most widely accepted method for describing the severity of laminitis by equine practitioners...

Dunbar, M. L., David, E. M., Aline, M. R. et al. 2016. Validation of a behavioral ethogram for assessing postoperative pain in guinea pigs (Cavia porcellus). JAALAS 55(1), 29–34.

Although guinea pigs (Cavia porcellus) have been used in research for more than a century and remain the most prevalent USDA-covered species, little has been elucidated regarding the recognition of clinical pain or analgesic efficacy...

Wark, J. D., Amendolagine, L., Lukas, K. E. et al. 2016. Fecal glucocorticoid metabolite responses to management stressors and social change in four species of callitrichine monkeys. Primates 57(2), 267-277.

The use of enzyme immunoassays (EIA) for the non-invasive measurement of glucocorticoids provides a valuable tool for monitoring health and welfare in sensitive species. We validated methods for measuring fecal glucocorticoid metabolites (FGM) using the...

O'Connell, C. P., Leurs, G. 2016. A minimally invasive technique to assess several life-history characteristics of the endangered great hammerhead shark Sphyrna mokarran. Journal of Fish Biology 88(3), 1257-1264.

A dorsal-fin photo-identification technique paired with a non-invasive parallel laser photogrammetry technique was used to non-invasively identify individual Sphyrna mokarran over time. Based on the data collected over a duration of 59 days, 16 different...

National Health and Medical Research Council [NHMRC]. 2016. Principles and guidelines for the care and use of non-human primates for scientific purposes. National Health and Medical Research Council: Canberra, Australia, 25 pp.

The Principles and guidelines for the care and use of non-human primates for scientific purposes is a revision of NHMRC’s Policy on the care and use of non-human primates for scientific purposes 2003 (the Policy)...

Lesimple, C., Fureix, C., Aube, L. et al. 2016. Detecting and measuring back disorders in nonverbal individuals: The example of domestic horses. Animal Behavior and Cognition 3(3), 159–179.

Back disorders are amongst the major health-related disorders associated to working conditions in our society. Horses share with humans the exposure to potential physically harmful working conditions leading to back disorders. However, despite their high...

Blois-Heulin, C., Rochais, C., Camus, S. et al. 2015. Animal welfare: Could adult play be a false friend? Animal Behavior and Cognition 2(2), 156–185.

There is no consensus regarding the functions of play. As play behavior is a characteristic of young stages of development, it has been suggested that the higher prevalence of adult play observed in domestic animals...

Sneddon, L. U., Elwood, R. W., Adamo, S. A. et al. 2014. Defining and assessing animal pain. Animal Behaviour 97, 201-212.

The detection and assessment of pain in animals is crucial to improving their welfare in a variety of contexts in which humans are ethically or legally bound to do so. Thus clear standards to judge...

Burlingame, L. A., Na, J., Dunbar, M. et al. 2014. Behavioral ethogram as a health assessment tool in a feline vaccine study. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 610. (Abstract #P227).

For infectious disease studies, assessment of feline health is traditionally limited to metrics such as body temperature (BT), change in body weight (BW), and clinical signs (CS). Recently, behavioral ethograms designed for assessment of rabbits...

Kuhnea, F., Hlerb, J. C., Struweb, R. 2014. Emotions in dogs being petted by a familiar or unfamiliar person: Validating behavioural indicators of emotional states using heart rate variability. Applied Animal Behaviour Science 161, 113-120.

Although physical human–dog interactions have an important influence on the human–dog relationship, few studies have proposed the key factors of physical human–dog contact affecting the well-being of dogs. Therefore, our aim was to investigate the...

Dunbar, M. L., David, E. M., Aline, M. R. et al. 2014. Validation of a novel behavioral ethogram for identification of postoperative pain in the guinea pig (Cavia porcellus). American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 538 (Abstract #PS48).

Although the guinea pig (Cavia porcellus) has been used in research for over a century and remains one of the most prevalent AWA covered species today, very little has been elucidated in the literature about...

McGowan, R. T. S., Rehn, T., Norling, Y. et al. 2014. Positive affect and learning: Exploring the “Eureka Effect” in dogs. Animal Cognition 17(3), 577–587.

Animals may experience positive affective states in response to their own achievements. We investigated emotional responses to problem-solving in dogs, separating these from reactions to rewards per se using a yoked control design. We also...

Lambeth, S. P., Schapiro, S. J., Bernacky, B. J. et al. 2013. Establishing 'quality of life' parameters using behavioural guidelines for humane euthanasia of captive non-human primates. Animal Welfare 22(4) 429-435.

Chronic pain and distress are universally accepted conditions that may adversely affect an animal’s quality of life (QOL) and lead to the humane euthanasia of an animal. At most research institutions and zoological parks in...

Hrapkiewicz, K., Colby, L. A., Denison, P. 2013. Clinical Laboratory Animal Medicine: An Introduction (4th Ed). Wiley-Blackwell, Ames, IA.

Clinical Laboratory Animal Medicine: An Introduction, Fourth Edition offers a user-friendly guide to the unique anatomy and physiology, care, common diseases, and treatment of small mammals and nonhuman primates. Carefully designed for ease of use...

Coleman, K. 2012. Individual differences in temperament and behavioral management practices for nonhuman primates. Applied Animal Behaviour Science 137(3-4), 106-113.

This review will examine how individual differences in temperament might affect, or be affected by, behavioral management practices for captive primates. Measuring temperament may help us predict the outcome of social introductions. It can also...

Camacho, J. N., Boskovic, S., Moeller, E. 2012. Improved nonhuman primate social housing using visual cues associated for an intensive research study. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 636-637 (Abstract #PS35).

Lean management-based visual tools have been used to improve the quality of animal care associated with a complex research study involving immune-compromised cynomolgus monkeys (M. fascicularis) in various postsurgical recovery states. In order to effectively...

Martin, A. L., Bloomsmith, M. A., Perlman, J. E. 2011. An assessment program to monitor behavior and evaluate treatment of behavioral problems. American Journal of Primatology 73(S1), 85. (34th Meeting of the American Society of Primatologists Scientific Program, Abstract #159)

At the Yerkes National Primate Center we have developed a system for behavioral assessment that includes these elements: frequent observation of behavior for all primates with a check sheet-type record; a quantitative system for recording...

Egeler, J. L., Hoekwater, S., Hoffman, H. D. 2010. Monitoring program for the treatment of nonhuman primates with behavioral disorders. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 717 (Abstract #P113).

Maintaining the psychologic wellbeing of nonhuman primates housed in a laboratory setting is an important aspect in providing the best possible care for these animals. Nonhuman primates kept in captivity can begin to display abnormal...