Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Cross, N. 2019. A code of welfare for horses and donkeys: establishing standards for the welfare of equids in New Zealand. Journal of Veterinary Behavior 29, 148-149. (13th International Society of Equitation Science (ISES) Conference Abstract)

New Zealand’s code of welfare for horses and donkeys was developed by the National Animal Welfare Advisory Committee (NAWAC), under provisions in the Animal Welfare Act 1999, and issued by the Minister for Primary Industries...

Waran, N., Randle, H., Preshaw, L. et al. 2019. Through their eyes: the challenge of assessing equine emotional state. Journal of Veterinary Behavior 29, 151. (13th International Society of Equitation Science (ISES) Conference Abstract)

Animal welfare assessment has traditionally relied on measures of physical health and changes in behavior and physiology related to negative emotional states such as pain and stress. However, it is now widely accepted that good...

Sénèque, E., Lesimple, C., Morisset, S. et al. 2019. Could posture reflect welfare state? A study using geometric morphometrics in riding school horses. PLOS ONE 14(2), e0211852.

Despite the fact that animal posture is known to reflect emotional state, the presence of chronic postures associated with poor welfare has not been investigated with an objective tool for measuring, quantifying and comparing postures...

Manteca Vilanova, X., De Briyne, N., Beaver, B. et al. 2019. Horse welfare during equine chorionic gonadotropin (eCG) production. Animals 9(12), 1053.

Collection of blood from pregnant mares for extraction of equine chorionic gonadotropin (eCG) is a critical but relatively unknown and poorly regulated practice in the countries in which it occurs. Equine chorionic gonadotropin is a...

Bell, C., Rogers, S., Taylor, J. et al. 2019. Improving the recognition of equine affective states. Animals 9(12), 1124.

A key welfare problem for horses is that people commonly fail to recognise, and consequently neglect to resolve, equine behavioural signs of distress, worsening the welfare of the horse and potentially putting the safety of...

McMillan, F. D. (ed). 2019. Mental Health and Well-being in Animals (2nd ed). CABI, Wallingford, UK.

This second edition is fully revised, expanded, and comprehensively updated with the most current knowledge about the full array of mental health issues seen in animals. Written by key opinion leaders, internationally-recognized experts and specialists...

Stomp, M., Leroux, M., Cellier, M. et al. 2018. An unexpected acoustic indicator of positive emotions in horses. PLOS ONE 13(7), e0197898.

Indicators of positive emotions are still scarce and many proposed behavioural markers have proven ambiguous. Studies established a link between acoustic signals and emitter’s internal state, but few related to positive emotions and still fewer...

Sommerville, R., Brown, A. F., Upjohn, M. 2018. A standardised equine-based welfare assessment tool used for six years in low and middle income countries. PLOS ONE 13(2), e0192354.

The majority of horses, donkeys and mules (equids) are in low- and middle-income countries, where they remain a key source of labour in the construction, agriculture and tourism industries, as well as supporting households daily...

Hall, C., Randle, H., Pearson, G. 2018. Assessing equine emotional state. Applied Animal Behaviour Science 205, 183-193.

The scientific study of animal emotion has recently become an important focus for animal behaviour and welfare researchers. For horses used by humans for work, recreation or sport, the question of the significance of their...

Norton, T., Piette, D., Exadaktylos, V. et al. 2018. Automated real-time stress monitoring of police horses using wearable technology. Applied Animal Behaviour Science 198, 67-74.

Mounted police horses and riders are repeatedly subjected to demanding and stressful situations. Intensive selection and training of police horses is required to ensure performance, safety and welfare of the horses and their riders. At...

Squibb, K., Griffin, K., Favier, R. et al. 2018. Poker Face: Discrepancies in behaviour and affective states in horses during stressful handling procedures. Applied Animal Behaviour Science 202, 34-38.

Correct assessment of stress in horses is important for both horse welfare and handler safety during necessary aversive procedures. Handlers depend on behaviour when judging how well an individual is tolerating stressful procedures such as...

Hall, C., Randle, H., Pearson, G. et al. 2018. Assessing equine emotional state. Applied Animal Behaviour Science 205, 183-193.

The scientific study of animal emotion has recently become an important focus for animal behaviour and welfare researchers. For horses used by humans for work, recreation or sport, the question of the significance of their...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Pawluski, J., Jego, P., Henry, S. et al. 2017. Low plasma cortisol and fecal cortisol metabolite measures as indicators of compromised welfare in domestic horses (Equus caballus). PLOS ONE 12(9), e0182257.

The hypothalamic-pituitary-adrenal (HPA) axis response to chronic stress is far from straight forward, particularly with regards to animal welfare. There are reports of no effect as well as both decreases and increases in cortisol after...

Viksten, S. M., Visser, E. K., Nyman, S. 2017. Developing a horse welfare assessment protocol. Animal Welfare 26(1), 59-65.

This paper describes the development and pilot-testing of a horse welfare assessment protocol (HWAP). The HWAP consists of the collective measurement of numerous factors considered likely to affect a horse's welfare and is thereby designed...

Hintze, S., Roth, E., Bachmann, I. et al. 2017. Toward a choice-based judgment bias task for horses. Journal of Applied Animal Welfare Science 20(2), 123-136.

Judgment bias tasks for nonhuman animals are promising tools to assess emotional valence as a measure of animal welfare. In view of establishing a valid judgment bias task for horses, the present study aimed to...

Waran, N., Randle, H. 2017. What we can measure, we can manage: The importance of using robust welfare indicators in Equitation Science. Applied Animal Behaviour Science 190, 74-81.

Ever since the phrase, ‘the happy athlete’ was introduced into the FEI rules for dressage (Article 401.1) there have been discussions about what this actually means and whether it is possible to recognize and reward...

Hintze, S., Murphy, E., Bachmann, I. et al. 2017. Qualitative Behaviour Assessment of horses exposed to short-term emotional treatments. Applied Animal Behaviour Science 196, 44-51.

Assessing emotion in animals is fundamental to the study of animal welfare with methodologies for reliable and valid assessments being highly desirable. Qualitative Behaviour Assessment (QBA) is based on the assumption that human observers are...

Reid, K., Rogers, C. W., Gronqvist, G. et al. 2017. Anxiety and pain in horses measured by heart rate variability and behavior. Journal of Veterinary Behavior 22, 1-6.

As a herd species, the horse strongly desires social contact and interaction with conspecifics. Anxiety associated with social isolation may confound the display and interpretation of behavior associated with pain. This study examined the effect...

Hintze, S., Smith, S., Patt, A. et al. 2016. Are eyes a mirror of the soul? What eye wrinkles reveal about a horse’s emotional state. PLOS ONE 11(10), e0164017.

Finding valid indicators of emotional states is one of the biggest challenges in animal welfare science. Here, we investigated in horses whether variation in the expression of eye wrinkles caused by contraction of the inner...

Dalla Costa, E., Dai, F., Lebelt, D. et al. 2016. Welfare assessment of horses: the AWIN approach. Animal Welfare 25(4), 481-488.

The EU-funded Animal Welfare Indicators (AWIN) research project (2011–2015) aimed to improve animal welfare through the development of practical on-farm animal welfare assessment protocols. The present study describes the application of the AWIN approach to...

Dalla Costa, E., Stucke, D., Dai, F. et al. 2016. Using the Horse Grimace Scale (HGS) to assess pain associated with acute laminitis in horses (Equus caballus). Animals 6(8), 47.

Acute laminitis is a common equine disease characterized by intense foot pain, both acutely and chronically. The Obel grading system is the most widely accepted method for describing the severity of laminitis by equine practitioners...

Lesimple, C., Fureix, C., Aube, L. et al. 2016. Detecting and measuring back disorders in nonverbal individuals: The example of domestic horses. Animal Behavior and Cognition 3(3), 159–179.

Back disorders are amongst the major health-related disorders associated to working conditions in our society. Horses share with humans the exposure to potential physically harmful working conditions leading to back disorders. However, despite their high...

Blois-Heulin, C., Rochais, C., Camus, S. et al. 2015. Animal welfare: Could adult play be a false friend? Animal Behavior and Cognition 2(2), 156–185.

There is no consensus regarding the functions of play. As play behavior is a characteristic of young stages of development, it has been suggested that the higher prevalence of adult play observed in domestic animals...

Canadian Council on Animal Care. 2009. CCAC guidelines on: the care and use of farm animals in research, teaching and testing. Ottawa, Canada.

These guidelines aim to provide information for investigators, animal care committees, facility managers and animal care staff that will assist in improving both the care given to farm animals and the manner in which experimental...