Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Serres, A., Hao, Y., Wang, D. 2020. Swimming features in captive odontocetes: Indicative of animals’ emotional state? Behavioural Processes 170, 103998.

Captive welfare studies in odontocete species have been mostly conducted on bottlenose dolphins (Tursiops truncatus) while the welfare of many other species’ -including endangered species- remains poorly studied. More research is needed to find and...

Association for the Study of Animal Behaviour and Animal Behavior Society. 2020. Guidelines for the treatment of animals in behavioural research and teaching. Animal Behaviour 159, I-XI.

While the furthering of scientific knowledge is a proper aim, and may itself advance an awareness of human responsibility towards animal life, the investigator must always weigh the potential gain in knowledge against any adverse...

Harper, S. B., Bayne, K., Anderson, K. E. 2020. High-containment agriculture animal research: An AAALAC International perspective. ILAR Journal 61(1), 10-17.

Institutions that conduct high-containment agricultural research involving domestic livestock represent a specialized category of programs that are accredited by AAALAC International. The accreditation process includes a comprehensive assessment of the overall program of animal care...

Nawroth, C., Gygax, L. 2020. The legislative, ethical, and conceptual importance of replicability in farm animal welfare science. agriRxiv 2020, 20203211980.

In this commentary, we discuss three replicability issues that are specifically relevant to research regarding farm animal welfare: (1) Legislative action, and its potential economic consequences, should derive from robust and replicable research to benefit...

Meagher, R. K. 2019. Is boredom an animal welfare concern? Animal Welfare 28(1), 21-32.

Boredom, while often casually attributed to non-human animals by both laypeople and scientists, has received little empirical study in this context. It is sometimes dismissed by others as anthropomorphic or a trivial concern in comparison...

Fuller, G., Heintz, M. R., Allard, S. 2019. Validation and welfare assessment of flipper-mounted time-depth recorders for monitoring penguins in zoos and aquariums. Applied Animal Behaviour Science 212, 114-122.

The time that penguins devote to aquatic behaviors likely has important implications for their welfare in zoos and aquariums. For decades, field researchers have used time-depth recorders (TDRs) to understand the behavior of penguins at...

Fogarty, E. S., Swain, D. L., Cronin, G. M. et al. 2019. A systematic review of the potential uses of on-animal sensors to monitor the welfare of sheep evaluated using the Five Domains Model as a framework. Animal Welfare 28(4), 407-420.

This systematic review explores the use of on-animal sensors in sheep and their potential application in objective welfare monitoring. The key questions posed were: To what extent can current scientific knowledge inform a sensor-based approach...

Ormandy, E. H., Weary, D. M., Cvek, K. et al. 2019. Animal research, accountability, openness and public engagement: Report from an international expert forum. Animals 9(9), 622.

In November 2013, a group of international experts in animal research policy (n = 11) gathered in Vancouver, Canada, to discuss openness and accountability in animal research. The primary objective was to bring together participants...

Hubrecht, R. C., Carter, E. 2019. The 3Rs and humane experimental technique: Implementing change. Animals 9(10), 754.

In 1959, the Universities Federation for Animal Welfare (UFAW) Scholars Russell & Burch published the Principles of Humane Experimental Technique in which they laid out the principles of the Three Rs. However, the Three Rs...

Semin, G. R., Scandurra, A., Baragli, P. et al. 2019. Inter- and intra-species communication of emotion: Chemosignals as the neglected medium. Animals 9(11), 887.

Human body odors contain chemosignals that make species-specific communication possible. Interspecies communication studies were conducted on dogs and horses subjected to human chemosignals produced in happiness and fear emotional states. Dogs showed behaviors consistent with...

Baker, S. W., Tucci, E. R., Felt, S. A. et al. 2019. A bird's-eye view of regulatory, animal care, and training considerations regarding avian flight research. Comparative Medicine 69(3), 169–178.

A thorough understanding of how animals fly is a central goal of many scientific disciplines. Birds are a commonly used model organism for flight research. The success of this model requires studying healthy and naturally...

McIntosh, M. K., Armitage-Brown, B., Levy, R. 2019. Refinements of equipment and methodology to reduce risk during pole-guided chair transfer of nonhuman primates. JAALAS 58(4), 462-468.

Neurophysiologic studies of NHP commonly involve their transfer from a housing enclosure to a laboratory by using a mobile chair. This transfer should be performed in a manner that is safe and minimizes stress for...

Davis, J. N., Greer, W., Banks, R. E. et al. 2019. Postapproval monitoring practices at biomedical research facilities. JAALAS 58(4), 469-474.

Federal regulations and policies require institutions to establish procedures for ongoing IACUC oversight of approved animal care and use program activities including animal procedures. To fulfill these requirements, research institutions implement postapproval monitoring (PAM) programs...

Ross, M., Garland, A., Harlander-Matauschek, A. et al. 2019. Welfare-improving enrichments greatly reduce hens' startle responses, despite little change in judgment bias. Scientific Reports 9, 11881.

Responses to ambiguous and aversive stimuli (e.g. via tests of judgment bias and measures of startle amplitude) can indicate mammals’ affective states. We hypothesised that such findings generalize to birds, and that these two responses...

Hankenson, F. C., Hallman, T. 2019. Investigator engagement: Somewhat radical considerations on practices to improve animal care program compliance. ILAR Journal 60(1), 58–65.

The authors discuss approaches to bolster investigator engagement, inviting investigators to be partners within the Animal Care Program. Regulatory burden in animal research endeavors continues to be reviewed and critiqued; therefore, this article intends to...

Mohan, S., Huneke, R. 2019. The role of IACUCs in responsible animal research. ILAR Journal 60(1), 43-49.

Primary oversight responsibilities of an institution’s animal program rests with its IACUC, which supports the balance of good science practices with good animal welfare. The IACUC, along with husbandry care staff, veterinarians, and research personnel...

Cox, R. J., Nol, P., Ellis, C. K. et al. 2019. Research with agricultural animals and wildlife. ILAR Journal 60(1), 66-73.

In fiscal year 2016, agricultural animals such as swine, sheep, goats, and cattle represented 10% of the 820 812 animals used in USDA-regulated research. In addition to traditional agricultural animals, research studies using captive wildlife...

Colby, L. A., Nowland, M. H., Kennedy, L. H. 2019. Clinical Laboratory Animal Medicine: An Introduction (5th ed). Wiley-Blackwell, Ames, IA.

The revised fifth edition of Clinical Laboratory Animal Medicine: An Introduction is an accessible guide to basic information for conducting animal research safely and responsibly. It includes a review of the unique anatomic and physiologic...

McMillan, F. D. (ed). 2019. Mental Health and Well-being in Animals (2nd ed). CABI, Wallingford, UK.

This second edition is fully revised, expanded, and comprehensively updated with the most current knowledge about the full array of mental health issues seen in animals. Written by key opinion leaders, internationally-recognized experts and specialists...

Machado, M., Oliveira da Silva, I. J. 2019. Does farm animals experience emotions and feelings? Journal of Animal Behaviour and Biometeorology 7(4), 170-175.

In recent years, there has been a great increase in the interest of "emotion" and how it can be studied and translated from animals. Emotions arise when the brain receives an external stimulus, while the...

Špinka, M. 2019. Animal agency, animal awareness and animal welfare. Animal Welfare 28(1), 11–20.

In nature, animals need to actively engage with the environment in order to prosper in survival and reproduction. Hence, agency is a central adaptive characteristic of animal life. In this paper, I propose that from...

Carter, E. 2018. Updated Code of Practice for the welfare of meat chickens and meat breeding chickens in England. Animal Welfare 27(2), 181-185.

Much of the content in the 2018 Code is similar to that found in previous guidance documents: the 2002 Code of Practice for the Welfare of Meat Chickens and Meat Breeding Chickens, and the 2011...

Buijs, S., Booth, F., Richards, G. et al. 2018. Behavioural and physiological responses of laying hens to automated monitoring equipment. Applied Animal Behaviour Science 199, 17-23.

Automated monitoring of behaviour can offer a wealth of information in circumstances where observing behaviour is difficult or time consuming. However, this often requires attaching monitoring devices to the animal which can alter behaviour, potentially...

Kittelsen, K. E., Granquist, E. G., Aunsmo, A. L. et al. 2018. An evaluation of two different broiler catching methods. Animals 8(8), 141.

Catching is the first step in the pre-slaughter chain for broiler chickens. The process may be detrimental for animal welfare due to the associated handling. The aim of this pilot study was to compare two...

Tjärnström, E., Weber, E. M., Hultgren, J. et al. 2018. Emotions and ethical decision-making in animal ethics committees. Animals 8(10), 181.

Ethical evaluation of projects involving animal testing is mandatory within the EU and other countries. However, the evaluation process has been subject to criticism, e.g., that the committees are not balanced or democratic enough and...