Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Wolfensohn, S., Shotton, J., Bowley, H. et al. 2018. Assessment of welfare in zoo animals: Towards optimum quality of life. Animals 8(7), 110.

Zoos are required to maintain a high standard of animal welfare, and this can be assessed using a combination of resource-based and animal-based indices usually divided into behavioural indicators, physiological indicators and clinical/pathological signs. Modern...

Chotard, H., Ioannou, S., Davila-Ross, M. 2018. Infrared thermal imaging: Positive and negative emotions modify the skin temperatures of monkey and ape faces. American Journal of Primatology 80(5), e22863.

Facial thermography has enabled researchers to noninvasively and continuously measure the changes of a range of emotional states in humans. The present work used this novel technology to study the effect of positive and negative...

Clegg, I. L. K., Delfour, F. 2018. Cognitive judgement bias is associated with frequency of anticipatory behavior in bottlenose dolphins. Zoo Biology 37(2), 67–73.

Many animals display a suite of increased vigilance and/or activity responses in relation to upcoming events, termed “anticipatory behavior.” Anticipatory behavior toward positive events has been suggested as a cross‐species measure of affective state as...

Lutz, C. K. 2018. A cross-species comparison of abnormal behavior in three species of singly-housed old world monkeys. Applied Animal Behaviour Science 199, 52-58.

Abnormal behavior occurs in a number of captive nonhuman primate species and is often used as an indicator of welfare. However, reported levels of abnormal behavior often vary across species, making general welfare judgments difficult...

Mellor, E., Brilot, B., Collins, S. 2018. Abnormal repetitive behaviours in captive birds: a Tinbergian review. Applied Animal Behaviour Science. 198, 109-120.

Abnormal repetitive behaviours (ARBs) are associated with past, or present, welfare problems and are common elements of the behavioural repertoire of some captive animals, including birds. Millions of birds from hundreds of species are held...

Brando, S., Broom, D. M., Acasuso-Rivero, C. et al. 2018. Optimal marine mammal welfare under human care: Current efforts and future directions. Behavioural Processes 156, 16-36.

Marine mammals include cetaceans, pinnipeds, sirenians, sea otters and polar bears, many of which are charismatic and popular species commonly kept under human care in zoos and aquaria. However, in comparison with their fully terrestrial...

Rachinas-Lopes, P., Ribeiro, R., dos Santos, M. E. et al. 2018. D-Track—A semi-automatic 3D video-tracking technique to analyse movements and routines of aquatic animals with application to captive dolphins. PLOS ONE 13(8), e0201614.

Scoring and tracking animal movements manually is a time consuming and subjective process, susceptible to errors due to fatigue. Automated and semi-automated video-based tracking methods have been developed to overcome the errors and biases of...

Unakafov, A. M., Möller, S., Kagan, I. et al. 2018. Using imaging photoplethysmography for heart rate estimation in non-human primates. PLOS ONE 13(8), e0202581.

For humans and for non-human primates heart rate is a reliable indicator of an individual’s current physiological state, with applications ranging from health checks to experimental studies of cognitive and emotional state. In humans, changes...

Clegg, I. L. K., van Elk, C. E., Delfour, F. 2017. Applying welfare science to bottlenose dolphins (Tursiops truncatus). Animal Welfare 26(2), 165-176.

Animal welfare science is a burgeoning field, but research on cetaceans (whales, dolphins and porpoises) is lacking. Bottlenose dolphins (Tursiops truncatus) are the most well-known and studied cetaceans, particularly in captivity, and thus are used...

Monreal-Pawlowsky, T., Carbajal, A., Tallo-Parra, O. et al. 2017. Daily salivary cortisol levels in response to stress factors in captive common bottlenose dolphins (Tursiops truncatus): A potential welfare indicator. Veterinary Record 180(24), 593.

Dolphins in a captive setting can be occasionally subjected to a variety of potentially stressful situations. The stress response comprises a variety of biological reactions to internal or external stimuli elicited when an individual perceives...

Krebs, B. L., Torres, E., Chesney, C. et al. 2017. Applying behavioral conditioning to identify anticipatory behaviors. Journal of Applied Animal Welfare Science 20(2), 155-175.

The ability to predict regular events can be adaptive for nonhuman animals living in an otherwise unpredictable environment. Animals may exhibit behavioral changes preceding a predictable event; such changes reflect anticipatory behavior. Anticipatory behavior is...

Oliver, V. L., Athavale, S., Simon, K. E. et al. 2017. Evaluation of pain assessment techniques and analgesia efficacy in a female guinea pig (Cavia porcellus) model of surgical pain. JAALAS 56(4), 425-435.

Guinea pigs (Cavia porcellus) are a frequently used species in research, often involving potentially painful procedures. Therefore, evidence-based recommendations regarding analgesia are critically needed to optimize their wellbeing. Our laboratory examined the efficacy of carprofen...

Martin, A. L. 2017. Theprimatologist as a behavioral engineer. American Journal of Primatology 79, e22500.

The field of primate behavior management has had only limited success in preventing and treating abnormal behaviors, such as stereotypy and self‐injury, in captive non‐human primates (NHP). In contrast, applied behavior analysts have had great...

Clegg, I. L., Rödel, H. G., Delfour, F. 2017. Bottlenose dolphins engaging in more social affiliative behaviour judge ambiguous cues more optimistically. Behavioural Brain Research 322, 115-122.

Cognitive bias tests measure variation in emotional appraisal and are validated methods to assess animals’ affective states. However, the link between social behaviours and cognitive bias has not yet been investigated. Bottlenose dolphins are a...

Greenwell, P. J., Montrose, V. T. 2017. The gray matter: Prevention and reduction of abnormal behavior in companion gray parrots (Psittacus erithacus). Journal of Veterinary Behavior 20, 44-51.

Gray parrots (Psittacus erithacus) are popular companion birds, particularly noted for their ability to mimic human speech, their intelligence, and longevity. They are also prone to developing abnormal behaviors such as feather damaging behavior. This...

Cooke, G. M. 2017. Stereotypic behavior is not limited to terrestrial taxa: A response to Rose et al. Journal of Veterinary Behavior 22, 17-18.

This comment is in response to a recent review of stereotypical behavior in captive exotic animals (Rose et al., 2017). Negative stereotypical behavior occurs across most if not all taxa, including notable aquatic invertebrates. A...

Dunbar, M. L., David, E. M., Aline, M. R. et al. 2016. Validation of a behavioral ethogram for assessing postoperative pain in guinea pigs (Cavia porcellus). JAALAS 55(1), 29–34.

Although guinea pigs (Cavia porcellus) have been used in research for more than a century and remain the most prevalent USDA-covered species, little has been elucidated regarding the recognition of clinical pain or analgesic efficacy...

Wark, J. D., Amendolagine, L., Lukas, K. E. et al. 2016. Fecal glucocorticoid metabolite responses to management stressors and social change in four species of callitrichine monkeys. Primates 57(2), 267-277.

The use of enzyme immunoassays (EIA) for the non-invasive measurement of glucocorticoids provides a valuable tool for monitoring health and welfare in sensitive species. We validated methods for measuring fecal glucocorticoid metabolites (FGM) using the...

Bakker, J., Ouwerling, B., Hedit, P. J. et al. 2015. Advantages and risks of housing changes to improve animal wellbeing in a breeding colony of common marmosets (Callithrix jacchus). JAALAS 54(3), 273-279.

Between 1975 and 2014, housing conditions for laboratory-housed marmosets changed dramatically after the introduction of new guidelines designed to improve their care and wellbeing. According to these guidelines, our facility provided marmosets with outside enclosures...

Bayne, K. A., Beaver, B. V., Mench, J. A. et al. 2015. Laboratory animal behavior. In: Laboratory Animal Medicine, 3rd edition. Fox, J. G., Anderson, L., Otto, G., et al. (eds). Elsevier, Inc., Amsterdam, NL. pp. 1617-1651.

The study of laboratory animal behavior has increased steadily over the last decade, with expanding emphasis on a variety of commonly used species. In the United States, this trend was initially focused on species for...

Cooke, G. M., Tonkins, B. M. 2015. Behavioural indicators of welfare exhibited by the common European cuttlefish (Sepia officinalis). Journal of Zoo and Aquarium Research 3(4), 157-162.

The common European cuttlefish (Sepia officinalis) is frequently found in public aquaria in Europe. These remarkable creatures make fantastic display animals due to their rapid colour/texture/behaviour changes associated with feeding or camouflage. They possess extremely...

Pizzi, R., Dowling, A., Brown, D. et al. 2015. Facial thermography is not useful in assessing body temperature in common squirrel monkeys (Saimiri sciureus) in comparison to rectal temperatures. Journal of Zoo and Aquarium Research 3(3), 94-98.

A group of 39 captive common squirrel monkeys (Saimiri sciureus) had their body temperature measurements compared by rectal thermometry and facial infrared thermal imaging (Flir i3, Flir Systems Inc). Squirrel monkeys were caught up and...

Sneddon, L. U., Elwood, R. W., Adamo, S. A. et al. 2014. Defining and assessing animal pain. Animal Behaviour 97, 201-212.

The detection and assessment of pain in animals is crucial to improving their welfare in a variety of contexts in which humans are ethically or legally bound to do so. Thus clear standards to judge...

Burlingame, L. A., Na, J., Dunbar, M. et al. 2014. Behavioral ethogram as a health assessment tool in a feline vaccine study. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 610. (Abstract #P227).

For infectious disease studies, assessment of feline health is traditionally limited to metrics such as body temperature (BT), change in body weight (BW), and clinical signs (CS). Recently, behavioral ethograms designed for assessment of rabbits...

Dunbar, M. L., David, E. M., Aline, M. R. et al. 2014. Validation of a novel behavioral ethogram for identification of postoperative pain in the guinea pig (Cavia porcellus). American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 538 (Abstract #PS48).

Although the guinea pig (Cavia porcellus) has been used in research for over a century and remains one of the most prevalent AWA covered species today, very little has been elucidated in the literature about...