Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Robinson, L. M., Weiss, A. (Eds.) 2023. Nonhuman Primate Welfare: From History, Science, and Ethics to Practice. Springer, Cham, Switzerland. 671 p.

This volume reviews the broad topic of welfare in nonhuman primates under human care. Chapters detail the history of primates in captivity, ethical and legal issues surrounding the use of nonhuman primates as entertainment or...

Goodenough, A. E., Sewell, A., McDonald, K. 2023. Behavioural patterns in zoo-housed Humboldt penguins (Spheniscus humboldti) revealed using long-term keeper-collected data: Validation of approaches and improved husbandry. Applied Animal Behaviour Science 258, 105811.

Given the increasing obligation to elevate animal welfare beyond minimum expectations, zoos need robust mechanisms to monitor physical activity and species-appropriate behaviours. This is not without challenge as animal behaviour can vary seasonally or be...

O’Brien, S. L., Cronin, K. A. 2023. The impacts of a commercial bubble curtain on zoo-housed African penguin (Spheniscus demersus) swimming behavior. Journal of Zoological and Botanical Gardens 4(3), 567–577.

Swimming is an important behavior for all penguin species. However, zoo-housed penguins typically do not swim as often as their wild counterparts, which may have consequences for their health and welfare. In an effort to...

Chappell, J., Thorpe, S. K. S. 2022.The role of great ape behavioral ecology in One Health: Implications for captive welfare and re‐habilitation success. American Journal of Primatology 84(4-5), e23328.

Behavior is the interface through which animals interact with their environments, and therefore has potentially cascading impacts on the health of individuals, populations, their habitats, and the humans that share them. Evolution has shaped the...

Knaebe, B., Weiss, C. C., Zimmermann, J. et al. 2022. The promise of behavioral tracking systems for advancing primate animal welfare. Animals 12(13), 1648.

Recent years have witnessed major advances in the ability of computerized systems to track the positions of animals as they move through large and unconstrained environments. These systems have so far been a great boon...

Rose, P., Roper, A., Banks, S. et al. 2022. Evaluation of the time-activity budgets of captive ducks (Anatidae) compared to wild counterparts. Applied Animal Behaviour Science 251, 105626.

Ducks are commonly housed in captive environments where their abilities for flight are constrained, either temporarily or permanently. The use of flight restraint in modern animal management is contentious and ethically questioned yet any associated...

Munday, C., Rose, P. 2022. Envirionmental and social influences on the behaviour of free-living mandarin ducks in richmond park. Animals 12(19), 2554.

Many species of birds are housed in zoos globally and are some of the most popular of animals kept under human care. Careful observations of how species live and behave in their natural habitats can...

Coleman, K., Shapiro, S. J. (Eds.). 2021. Behavioral Biology of Laboratory Animals (1st ed). CRC Press, Boca Raton, FL.

This 30-chapter volume informs students and professionals about the behavioral biology of animals commonly housed in laboratory and other captive settings. Each species evolved under specific environmental conditions, resulting in unique behavioral patterns, many of...

Delfour, F., Vaicekauskaite, R., García-Párraga, D. et al. 2021. Behavioural diversity study in bottlenose dolphin (Tursiops truncatus) groups and its implications for welfare assessments. Animals 11(6), 1715.

In the recent past, animal welfare studies have tried to determine the best animal welfare measures and indicators. Expression of behavioural diversity is considered a potential positive welfare indicator, and to the authors’ knowledge, it...

Úbeda, Y., Ortín, S., Robeck, T. R. et al. 2021. Personality of killer whales (Orcinus orca) is related to welfare and subjective well-being. Applied Animal Behaviour Science 237, 105297.

Questionnaires are very useful tools when it comes to assessing zoo based animal measures and caretakers of these animals (such as keepers, trainers and veterinarians) are in the best position to provide accurate answers to...

Soriano Jimenez, A. I., Drago, M., Vinyoles, D. et al. 2021. Play behavior in two captive bottlenose dolphin calves (Tursiops Truncatus): Ethogram, ontogeny, and individual differences. Journal of Applied Animal Welfare Science 24(3), 292-320.

This research focused on different aspects of play behavior including ethogram, ontogeny, and individual differences, in one male and one female captive bottlenose dolphin calves (Tursiops truncatus) from November 2003 to June 2004. We presented...

de A. P. Ramos, G., de Azevedo, C. S., Jardim, T. H. A. et al. 2021. Temperament in captivity, environmental enrichment, flight ability, and response to humans in an endangered parrot species. Journal of Applied Animal Welfare Science 24(4), 379-391.

Temperament assessment is useful in reintroduction programs. Reactivity to humans and flight ability are also important behavioral aspects for captive parrots candidates to reintroduction. The study aimed: a) to evaluate if behavioral responses to environmental...

Miller, L. J., Lauderdale, L. K., Bryant, J. L. et al. 2021. Behavioral diversity as a potential positive indicator of animal welfare in bottlenose dolphins. PLOS ONE 16(8), e0253113.

Accredited zoological facilities are committed to fully understanding the behavioral, mental, and physical needs of each species to continuously improve the welfare of the animals under their professional care and detect when welfare has diminished...

Kalafut, K. L., Kinley, R. 2020. Using radio frequency identification for behavioral monitoring in little blue penguins. Journal of Applied Animal Welfare Science 23(1), 62-73.

A common goal of captive animal institutions is to create environments that allow for the most naturalistic behavior from their animals. Behavioral data is often used as a measure of how an animal is thriving...

Reese, L., Ladwig-Wiegard, M., von Fersen, L. et al. 2020. Deflighting zoo birds and its welfare considerations. Animal Welfare 29(1), 69-80.

For over a century, the practice of deflighting has taken place in zoological collections in order to ensure birds remain in open-topped enclosures. Over time, efforts have been made to improve or develop new (surgical)...

Marino, L., Rose, N. A., Visser, I. N. et al. 2020. The harmful effects of captivity and chronic stress on the well-being of orcas (Orcinus orca). Journal of Veterinary Behavior 35, 69-82.

Orcas are large, deep-diving cetaceans who are known for their global distribution, wide-ranging behavior, intelligence, and social complexity. They possess one of the largest and most complex brains in the mammalian kingdom. However, they are...

Ross, S. R., Leinwand, J. G. 2020. A review of research in primate sanctuaries. Biology Letters 16(4), 1620200033.

While non-human primate studies have long been conducted in laboratories, and more recently at zoological parks, sanctuaries are increasingly considered a viable setting for research. Accredited sanctuaries in non-range countries house thousands of primates formerly...

Miller, L. J., Vicino, G. A., Sheftel, J. et al. 2020. Behavioral diversity as a potential indicator of positive animal welfare. Animals 10(7), 1211.

Modern day zoos and aquariums continuously assess the welfare of their animals and use evidence to make informed management decisions. Historically, many of the indicators of animal welfare used to assess the collection are negative...

Fuller, G., Heintz, M. R., Allard, S. 2019. Validation and welfare assessment of flipper-mounted time-depth recorders for monitoring penguins in zoos and aquariums. Applied Animal Behaviour Science 212, 114-122.

The time that penguins devote to aquatic behaviors likely has important implications for their welfare in zoos and aquariums. For decades, field researchers have used time-depth recorders (TDRs) to understand the behavior of penguins at...

Anderson, J. R., Ang, M. Y. L., Lock, L. C. et al. 2019. Nesting, sleeping, and nighttime behaviors in wild and captive great apes. Primates 60(4), 321–332.

The past few decades have seen a burgeoning of scientific studies on great apes’ use of nests for sleeping in the wild, as well as their nesting behavior and sleep in captivity. We review recent...

Sánchez–Hernández, P., Krasheninnikova, A., Almunia, J. et al. 2019. Social interaction analysis in captive orcas (Orcinus orca). Zoo Biology 38(4), 323-333.

The management of socially complex species in captivity is challenging. Research on their social behavior improves our understanding of interactions in captive animals and captive-group management. We conducted a detailed analysis of social relationships shown...

Arnaud-James, L. 2019. The effects of structural and feeding enrichments on captive western hoolock gibbons at the rehabilitation and release centre HURO Programme, India. Canopy 20(1), 15-18.

The aim of this study was to assess the impacts of different enrichments in various enclosures in a gibbon rehabilitation centre in the northeast of India. The results show a greater interaction with the feeding...

White, K. 2019. Effects of captivity on the activity budgets of lar gibbons (Hylobates lar). Canopy 20(1), 43-45.

The keeping of gibbons in a captive environment and recreating an appropriate habitat is essential to enable them to exhibit species-specific behaviour. This research was designed to provide baseline data on the activity budgets of...

Mather, J. A., Carere, C. 2019. Consider the individual: Personality and welfare in invertebrates. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 229-245. Springer, Cham.

Personality, defined as consistent between-individual variation in clusters of behavioral traits independent of factors such as age or sex, emerges in most animal species tested so far. The number of invertebrate species discovered to have...

Cooke, G. M., Tonkins, B. M., Mather, J. A. 2019. Care and enrichment for captive cephalopods. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 179-208. Springer, Cham.

Cephalopods have become an archetype for invertebrate cognition, sentience and welfare studies. Their convergence with so-called ‘higher’ vertebrates (birds, mammals) in memory, learning, problem-solving, tool use and likely sentience has made biologists completely rethink the...