Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Grant, E. P., Brown, A., Wickham, S. L. et al. 2018. What can the quantitative and qualitative behavioural assessment of videos of sheep moving through an autonomous data capture system tell us about welfare? Applied Animal Behaviour Science 208, 31-39.

Sheep can be exposed to a variety of challenges and failure to adapt to these challenges can compromise their health and wellbeing. Regular monitoring of stock on large-scale or extensive systems may not always be...

Unakafov, A. M., Möller, S., Kagan, I. et al. 2018. Using imaging photoplethysmography for heart rate estimation in non-human primates. PLOS ONE 13(8), e0202581.

For humans and for non-human primates heart rate is a reliable indicator of an individual’s current physiological state, with applications ranging from health checks to experimental studies of cognitive and emotional state. In humans, changes...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Häger, C., Biernot, S., Buettner, M. et al. 2017. The Sheep Grimace Scale as an indicator of post-operative distress and pain in laboratory sheep. PLOS ONE 12(4), e0175839.

The EU Directive 2010/63/EU changed the requirements regarding the use of laboratory animals and raised important issues related to assessing the severity of all procedures undertaken on laboratory animals. However, quantifiable parameters to assess severity...

Oliver, V. L., Athavale, S., Simon, K. E. et al. 2017. Evaluation of pain assessment techniques and analgesia efficacy in a female guinea pig (Cavia porcellus) model of surgical pain. JAALAS 56(4), 425-435.

Guinea pigs (Cavia porcellus) are a frequently used species in research, often involving potentially painful procedures. Therefore, evidence-based recommendations regarding analgesia are critically needed to optimize their wellbeing. Our laboratory examined the efficacy of carprofen...

Serrapica, M., Boivin, X., Coulon, M. et al. 2017. Positive perception of human stroking by lambs: Qualitative behaviour assessment confirms previous interpretation of quantitative data. Applied Animal Behaviour Science 187, 31-37.

Qualitative behaviour assessment (QBA) was used to validate previous published interpretation whether human stroking has beneficial effects on lambs prematurely separated from their mothers. For a period of 8 weeks a familiar human (FH) subjected...

Perdue, B. 2017. Mechanisms underlying cognitive bias in nonhuman primates. Animal Behavior and Cognition 4(1), 105–118.

Recent research in nonhuman animals highlights the exciting possibility that performance on cognitive bias tasks might indirectly measure an individual’s subjective, affective state. Subjects first learn to perform a conditional discrimination task with two differentially...

Guesgen, M. J., Beausoleil, N. J., Minot, E. O. et al. 2016. Lambs show changes in ear posture when experiencing pain. Animal Welfare 25(2), 171-177.

Ear posture, or the frequency of postural changes, may reflect various emotional states of animals. In adult sheep (Ovis aries), the 'forward' ear posture has been associated with negative experiences whereas the 'plane' posture has...

Dunbar, M. L., David, E. M., Aline, M. R. et al. 2016. Validation of a behavioral ethogram for assessing postoperative pain in guinea pigs (Cavia porcellus). JAALAS 55(1), 29–34.

Although guinea pigs (Cavia porcellus) have been used in research for more than a century and remain the most prevalent USDA-covered species, little has been elucidated regarding the recognition of clinical pain or analgesic efficacy...

Wark, J. D., Amendolagine, L., Lukas, K. E. et al. 2016. Fecal glucocorticoid metabolite responses to management stressors and social change in four species of callitrichine monkeys. Primates 57(2), 267-277.

The use of enzyme immunoassays (EIA) for the non-invasive measurement of glucocorticoids provides a valuable tool for monitoring health and welfare in sensitive species. We validated methods for measuring fecal glucocorticoid metabolites (FGM) using the...

Guesgen, M. J., Beausoleil, N. J., Leach, M. et al. 2016. Coding and quantification of a facial expression for pain in lambs. Behavioural Processes 132, 49-56.

Facial expressions are routinely used to assess pain in humans, particularly those who are non-verbal. Recently, there has been an interest in developing coding systems for facial grimacing in non-human animals, such as rodents, rabbits...

Barnard, S., Matthews, L., Messori, S. et al. 2016. Laterality as an indicator of emotional stress in ewes and lambs during a separation test. Animal Cognition 19(1), 207–214.

We assessed motor laterality in sheep to explore species-specific brain hemi-field dominance and how this could be affected by genetic or developmental factors. Further, we investigated whether directionality and strength of laterality could be linked...

Barnard, S., Matthews, L. R., Messori, S., et al. 2015. Behavioural reactivity of ewes and lambs during partial and total social isolation. Applied Animal Behaviour Science 163, 89-97.

This work investigated the differences in the reactivity of Sarda (primiparous n = 18, multiparous n = 17) and Dorset (multiparous n = 8) breeds of sheep and their singleton lambs to two challenging test...

Sneddon, L. U., Elwood, R. W., Adamo, S. A. et al. 2014. Defining and assessing animal pain. Animal Behaviour 97, 201-212.

The detection and assessment of pain in animals is crucial to improving their welfare in a variety of contexts in which humans are ethically or legally bound to do so. Thus clear standards to judge...

Burlingame, L. A., Na, J., Dunbar, M. et al. 2014. Behavioral ethogram as a health assessment tool in a feline vaccine study. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 610. (Abstract #P227).

For infectious disease studies, assessment of feline health is traditionally limited to metrics such as body temperature (BT), change in body weight (BW), and clinical signs (CS). Recently, behavioral ethograms designed for assessment of rabbits...

Chapagain, D., Uvns-Moberg, K., Lidfors, L. M. 2014. Investigating the motivation to play in lambs. Applied Animal Behaviour Science 160, 64-74.

The aim of this study was to identify behaviours and ear postures linked to the appetitive, consummatory and post-consummatory motivational phases of play in male lambs, and to evaluate how cortisol was affected by play...

Dunbar, M. L., David, E. M., Aline, M. R. et al. 2014. Validation of a novel behavioral ethogram for identification of postoperative pain in the guinea pig (Cavia porcellus). American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 538 (Abstract #PS48).

Although the guinea pig (Cavia porcellus) has been used in research for over a century and remains one of the most prevalent AWA covered species today, very little has been elucidated in the literature about...

Lambeth, S. P., Schapiro, S. J., Bernacky, B. J. et al. 2013. Establishing 'quality of life' parameters using behavioural guidelines for humane euthanasia of captive non-human primates. Animal Welfare 22(4) 429-435.

Chronic pain and distress are universally accepted conditions that may adversely affect an animal’s quality of life (QOL) and lead to the humane euthanasia of an animal. At most research institutions and zoological parks in...

Hrapkiewicz, K., Colby, L. A., Denison, P. 2013. Clinical Laboratory Animal Medicine: An Introduction (4th Ed). Wiley-Blackwell, Ames, IA.

Clinical Laboratory Animal Medicine: An Introduction, Fourth Edition offers a user-friendly guide to the unique anatomy and physiology, care, common diseases, and treatment of small mammals and nonhuman primates. Carefully designed for ease of use...

Coleman, K. 2012. Individual differences in temperament and behavioral management practices for nonhuman primates. Applied Animal Behaviour Science 137(3-4), 106-113.

This review will examine how individual differences in temperament might affect, or be affected by, behavioral management practices for captive primates. Measuring temperament may help us predict the outcome of social introductions. It can also...

Camacho, J. N., Boskovic, S., Moeller, E. 2012. Improved nonhuman primate social housing using visual cues associated for an intensive research study. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 636-637 (Abstract #PS35).

Lean management-based visual tools have been used to improve the quality of animal care associated with a complex research study involving immune-compromised cynomolgus monkeys (M. fascicularis) in various postsurgical recovery states. In order to effectively...

Pomerantz, O., Terkel, J., Suomi, S. J. et al. 2012. Stereotypic head twirls, but not pacing, are related to a ‘pessimistic’-like judgment bias among captive tufted capuchins (Cebus apella). Animal Cognition 15(4), 689–698.

Abnormal stereotypic behaviour is widespread among captive non-human primates and is generally associated with jeopardized well-being. However, attributing the same significance to all of these repetitive, unvarying and apparently functionless behaviours may be misleading, as...

Martin, A. L., Bloomsmith, M. A., Perlman, J. E. 2011. An assessment program to monitor behavior and evaluate treatment of behavioral problems. American Journal of Primatology 73(S1), 85. (34th Meeting of the American Society of Primatologists Scientific Program, Abstract #159)

At the Yerkes National Primate Center we have developed a system for behavioral assessment that includes these elements: frequent observation of behavior for all primates with a check sheet-type record; a quantitative system for recording...

Ekesbo, I. 2011. Sheep. In: Farm Animal Behavior: Characteristics for Assessment of Health and Welfare, 1st edition. Fraser, A. F. , Broom, D. M. (ed). CABI, Oxfordshire, UK. pp. 82-92.

Each chapter follows a consistent pattern describing the behavioral characteristics of the species featured. Reference is made to the natural state before domestication, leading us through the various changes to the present, demonstrating along the...

Egeler, J. L., Hoekwater, S., Hoffman, H. D. 2010. Monitoring program for the treatment of nonhuman primates with behavioral disorders. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 717 (Abstract #P113).

Maintaining the psychologic wellbeing of nonhuman primates housed in a laboratory setting is an important aspect in providing the best possible care for these animals. Nonhuman primates kept in captivity can begin to display abnormal...