Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Golledge, H., Richardson, C. (Eds.) 2024. The UFAW Handbook on the Care and Management of Laboratory and Other Research Animals (9th ed.). Wiley-Blackwell. 1040 p.

The latest edition of the seminal reference on the care and management of laboratory and research animals. The newly revised ninth edition of The UFAW Handbook on the Care and Management of Laboratory and Other...

Robinson, L. M., Weiss, A. (Eds.) 2023. Nonhuman Primate Welfare: From History, Science, and Ethics to Practice. Springer, Cham, Switzerland. 671 p.

This volume reviews the broad topic of welfare in nonhuman primates under human care. Chapters detail the history of primates in captivity, ethical and legal issues surrounding the use of nonhuman primates as entertainment or...

Kaiser, S., Korte, A., Wistuba, J. et al. 2023. Effects of castration and sterilization on baseline and response levels of cortisol—A case study in male guinea pigs. Frontiers in Veterinary Science 9, 1093157.

An uncontrolled reproduction of animals in human hands should be avoided. To meet this goal, animals are widely castrated, i.e., the gonads are completely removed. Since the gonads are the most important source of sex...

Morgado, J. N., Lamonaca, E., Santeramo, F. G. et al. 2023. Effects of management strategies on animal welfare and productivity under heat stress: A synthesis. Frontiers in Veterinary Science 10, 1145610.

Climate change includes different dramatic events, and among them, heat stress exposition is the strongest phenomenon affecting the livestock sector. The effects of heat stress events on animal welfare are complex and the economic impacts...

Kongara, K., Singh, P., Venkatachalam, D. et al. 2023. Pain assessment in goat kids: Focus on disbudding. Animals 13(24), 3814.

Farm animals are routinely subjected to painful husbandry procedures for various purposes. Goat kids are disbudded to improve goat welfare and to ensure safety of other livestock, farm personnel, attending veterinarians and for various other...

Wang, C., Yang, C., Zeng, Y. et al. 2023. GnRH-immunocastration: An alternative method for male animal surgical castration. Frontiers in Veterinary Science 10.
Alvarez, L., Terrazas, A., Rojas, S. et al. 2023. Cortisol and pain-related behavior in hot-iron disbudded goat kids sedated with xylazine and locally infiltrated with lidocaine. Journal of Veterinary Behavior 63, 42–47.

Disbudding induces intense pain-related behavioral and physiological responses in goat kids. Using only regional anesthesia may not be effective in ameliorating these responses. We determined the effect of xylazine-sedation with or without regional infiltration of...

Buckmaster, C. L., Levesque, D., LaFollette, M. et al. 2022. Five hot topics in refinement of nonhuman primate neuroscience research. Laboratory Animal Science Professional 10(1) (January/February), 24-26.

Members of the North American 3Rs Collaborative (NA3RsC) refinement initiative have chosen to summarize developments in five hot topics of interest: 1. Tips for welfare-friendly transport, chairing, and restraint; 2. Guidance on refining food and...

Chappell, J., Thorpe, S. K. S. 2022.The role of great ape behavioral ecology in One Health: Implications for captive welfare and re‐habilitation success. American Journal of Primatology 84(4-5), e23328.

Behavior is the interface through which animals interact with their environments, and therefore has potentially cascading impacts on the health of individuals, populations, their habitats, and the humans that share them. Evolution has shaped the...

Emm, L., Heydon, J. 2022. The evolution of how guinea pigs are housed at high containment in the Biological Investigations Group. Animal Technology and Welfare 21(2), 137-140.

Previously, we housed guinea pigs in pairs, where study design allowed, using RC2R cages (NKP-Isotec). Our change was to house guinea pigs in bigger groups with more space. This resulted in moving the guinea pigs...

Smith, L. E., Rowe, C., Mackay, F. et al. 2022. Aquarium tank design is integral to the elimination of mantle abrasion in the captive curled octopus (Eledone cirrhosa): A case study at Macduff Marine Aquarium. Journal of Applied Animal Welfare Science 25(4), 355-361.

Macduff Marine Aquarium is a native species aquarium situated on the Moray Firth coastline and houses the curled octopus, Eledone cirrhosa, for public display. Historically, the designated octopus display tank has been in-keeping with the...

Chen, Y.-A., Chen, J.-Y., Chen, W.-Q. et al. 2022. Effects of castration age on the growth performance of Nubian crossbred male goats. Animals 12(24), 3516.

To determine the optimal timing for performing castration on goats, eighteen male Nubian crossbred goats were randomly assigned to two groups and castrated at 3 months and 6 months of age, respectively. Daily dry matter...

Fink, L. B., Mukobi, A., Gruber, L. et al. 2022. Longitudinal analysis of variability in fecal glucocorticoid metabolite concentrations in three orangutans (Pongo pygmaeus pygmaeus and Pongo pygmaeus abelii) before, during, and after transition from a regular habitat environment to temporary housing in indoor holding facilities. Animals 12(23), 3303.

Considerable research has been conducted on the effects of inter-institutional transfers, but far less consideration has been given to intra-institutional transfers and extended housing in off-habitat holding. On 15 May 2018, The Oregon Zoo’s orangutans...

Brando, S., Coe, J. 2022. Confronting back-of-house traditions: Primates as a case study. Journal of Zoological and Botanical Gardens 3(3), 366–397.

This review commentary focuses on traditional management practices and facility design with suggested improvements in non-public primate management areas, often called “back-of-house”, (henceforth BOH) in zoos, sanctuaries, and research facilities. Progress has been made toward...

Schnell, A. K., Amodio, P., Boeckle, M. et al. 2021. How intelligent is a cephalopod? Lessons from comparative cognition. Biological Reviews 96, 162-178.

The soft‐bodied cephalopods including octopus, cuttlefish, and squid are broadly considered to be the most cognitively advanced group of invertebrates. Previous research has demonstrated that these large‐brained molluscs possess a suite of cognitive attributes that...

Hempstead, M. N., Shearer, J. K., Sutherland, M. A. et al. 2021. Cautery disbudding iron application time and brain injury in goat kids: A pilot study. Frontiers in Veterinary Science 7, 568750.

Cautery disbudding is a painful procedure performed on goat kids to prevent horn growth that may result in brain injury. Thermal damage to the cerebral cortex of the brain and subsequent neurologic disease is a...

Coleman, K., Shapiro, S. J. (Eds.). 2021. Behavioral Biology of Laboratory Animals (1st ed). CRC Press, Boca Raton, FL.

This 30-chapter volume informs students and professionals about the behavioral biology of animals commonly housed in laboratory and other captive settings. Each species evolved under specific environmental conditions, resulting in unique behavioral patterns, many of...

Sørensen, D., Cloutier, S., Gaskill, B. (Eds.). 2021. Animal-centric Care and Management - Enhancing Refinement in Biomedical Research. CRC Press, Boca Raton, FL.

The concept of the 3Rs (Refinement, Reduction and Replacement) has been used as a framework for improving the welfare of laboratory animals for the last half century. By establishing an animal-centric view on housing and...

Sailer, L. M., Holinger, M., Burla, J.-B. et al. 2021. Influence of housing and management on claw health in Swiss dairy goats. Animals 11(7), 1873.

Due to a rising demand for goat milk and goat milk products worldwide, it is likely that dairy goat production will be intensified in the future, with larger herds per farm. In Switzerland, as in...

Archibald, W., Glynn, C. 2021. Refining cages for social housing of non-human primates on ADME studies. Animal Technology and Welfare 20(2), 172-174.

The assessment and understanding of Absorption, Distribution, Metabolism and Elimination (ADME) for new pharmaceuticals is required in regulatory submissions. Typically, ADME studies are conducted using metabolism cages designed for the single housing of animals to...

Schmidt, T., Ferrara, F., Pobloth, A.-M. et al. 2021. Large farm animals used for research purposes: A survey on purchase, housing and hygiene management. Animals 11(8), 2158.

Background: Farm animals (FAs) are frequently used in biomedical research. Recommendations for the purchase, housing and health monitoring of these animals (sheep, goats, cattle and pigs) are still missing, and many institutes have developed their...

Schoiswohl, J., Stanitznig, A., Sigmund, M. et al. 2021. Comparison of alternative disbudding methods with hot-iron dehorning of goat kids. Journal of Veterinary Behavior 46, 31-39.

Goat kids are frequently disbudded in intensively farmed units to reduce the number of accidental injuries to other animals and farm workers due to horn growth. The most commonly used method is thermal disbudding which...

Asada, K., Nakajima, R., Nishibayashi, T. et al. 2021. Improving keeping for octopuses by testing different escape-proof designs on tanks for “big blue octopus” (Octopus cyanea). Applied Sciences 11(18), 8547.

Octopus cyanea has a wide range of natural distribution and is interesting for scientific research. However, unlike Octopus vulgaris, the species is poorly studied, and few data exist on best practices for keeping them. One...

Ajuda, I., Battini, M., Mattiello, S. et al. 2020. Evaluation of pain mitigation strategies in goat kids after cautery disbudding. Animals 10(2), 277.

Nowadays, most of the goat milk production in developed countries is done in intensive indoors production systems. In these systems, procedures such as disbudding are performed routinely. Disbudding is done in young goat kids and...

Ross, S. R., Leinwand, J. G. 2020. A review of research in primate sanctuaries. Biology Letters 16(4), 1620200033.

While non-human primate studies have long been conducted in laboratories, and more recently at zoological parks, sanctuaries are increasingly considered a viable setting for research. Accredited sanctuaries in non-range countries house thousands of primates formerly...