Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Whittaker, A. L., Golder-Dewar, B., Triggs, J. L. et al. 2021. Identification of animal-based welfare indicators in captive reptiles: A Delphi consultation survey. Animals 11(7), 2010.

There is an increasing focus on evidence-based welfare assessment by animal care staff in zoos, along with a strong interest in animal welfare by the zoo-visiting public, to the extent that this can influence their...

Úbeda, Y., Ortín, S., Robeck, T. R. et al. 2021. Personality of killer whales (Orcinus orca) is related to welfare and subjective well-being. Applied Animal Behaviour Science 237, 105297.

Questionnaires are very useful tools when it comes to assessing zoo based animal measures and caretakers of these animals (such as keepers, trainers and veterinarians) are in the best position to provide accurate answers to...

Yatkin, E., Kulmala, N., Saukkonen, A. et al. 2021. A real-time health notification system aimed at enhancing the interaction between animal care staff and researchers promotes animal welfare. Laboratory Animals 55(3), 281-289.

Regardless of the microbiological status of an animal facility, research animals may experience health problems, leading to pain, suffering and distress. Simple and efficient tools are needed to collect data systematically, allowing researchers to react...

Segura-Göthlin, S., Fernández, A., Arbelo, M. et al. 2021. The validation of a non-invasive skin sampling device for detecting cetacean Poxvirus. Animals 11(10), 2814.

Poxvirus-like lesions are widely used as a potential health indicator in cetaceans, although for this application, corroboration of Poxvirus skin disease is imperative. Aiming to address skin biopsies intrusiveness, a preliminary investigation of a non-invasive...

Diana, A., Salas, M., Pereboom, Z. et al. 2021. A systematic review of the use of technology to monitor welfare in zoo animals: Is there space for improvement? Animals 11(11), 3048.

A top priority of modern zoos is to ensure good animal welfare (AW), thus, efforts towards improving AW monitoring are increasing. Welfare assessments are performed through more traditional approaches by employing direct observations and time-consuming...

Miller, L. J., Lauderdale, L. K., Mellen, J. D. 2021. Relationships between animal management and habitat characteristics with two potential indicators of welfare for bottlenose dolphins under professional care. PLOS ONE 16(8), e0252861.

Accredited zoos and aquariums continually strive to ensure high levels of animal welfare for the animals under their professional care. Best management practices include conducting research to better understand factors that lead to optimal welfare...

Miller, L. J., Lauderdale, L. K., Bryant, J. L. et al. 2021. Behavioral diversity as a potential positive indicator of animal welfare in bottlenose dolphins. PLOS ONE 16(8), e0253113.

Accredited zoological facilities are committed to fully understanding the behavioral, mental, and physical needs of each species to continuously improve the welfare of the animals under their professional care and detect when welfare has diminished...

Lauderdale, L. K., Shorter, K. A., Zhang, D. et al. 2021. Habitat characteristics and animal management factors associated with habitat use by bottlenose dolphins in zoological environments. PLOS ONE 16(8), e0252010.

The way an animal uses its habitat can serve as an indicator of habitat appropriateness for the species and individuals. Bottlenose dolphins (Tursiops truncatus and Tursiops aduncus) in accredited zoos and aquariums experience a range...

Probert, R., Bastian, A., Elwen, S. H. et al. 2021. Vocal correlates of arousal in bottlenose dolphins (Tursiops spp.) in human care. PLOS ONE 16(9), e0250913.

Human-controlled regimes can entrain behavioural responses and may impact animal welfare. Therefore, understanding the influence of schedules on animal behaviour can be a valuable tool to improve welfare, however information on behaviour overnight and in...

Hambrecht, S., Oerke, A.-K., Heistermann, M. et al. 2021. Effects of positive reinforcement training and novel object exposure on salivary cortisol levels under consideration of individual variation in captive African elephants (Loxodonta africana). Animals 11(12), 3525.

Dealing with potential stress in species that have high husbandry requirements, such as elephants, is a challenge for zoos. The objective of the present study was to determine whether positive reinforcement training (PRT) and exposure...

King, K., Joblon, M., McNally, K. et al. 2021. Assessing North Atlantic right whale (Eubalaena glacialis) welfare. Journal of Zoological and Botanical Gardens 2(4), 728–739.

Welfare assessments have been largely successful in improving management and quality of life for animals in human care. This has prompted an increased interest in their use for free-ranging wild animals to assess health, environment...

Melfi, V. A., Dorey, N. R., Ward, S. (Eds.) 2020. Zoo Animal Learning and Training. John Wiley & Sons: Hoboken, NJ, 384 pp.

Comprehensively explains animal learning theories and current best practices in animal training within zoos. This accessible, up-to-date book on animal training in a zoo/aquaria context provides a unified approach to zoo animal learning, bringing together...

Harvey, A., Beausoleil, N., Ramp, D. et al. 2020. A ten-stage protocol for assessing the welfare of individual non-captive wild animals: Free-roaming horses (Equus ferus caballus) as an example. Animals 10(1), 148.

Knowledge of the welfare status of wild animals is vital for informing debates about the ways in which we interact with wild animals and their habitats. Currently, there is no published information about how to...

Serres, A., Hao, Y., Wang, D. 2020. Swimming features in captive odontocetes: Indicative of animals’ emotional state? Behavioural Processes 170, 103998.

Captive welfare studies in odontocete species have been mostly conducted on bottlenose dolphins (Tursiops truncatus) while the welfare of many other species’ -including endangered species- remains poorly studied. More research is needed to find and...

Ertl, N., Wendler, P., Sós, E. et al. 2020. Theory of medical scoring systems and a practical method to evaluate Asian elephant (Elephas maximus) foot health in European zoos. Animal Welfare 29(2), 163-176.

Several established models in human and veterinary medicine exist to evaluate an individual health or disease status. Many of these seem unsuitable for further epidemiological research aimed at discovering underlying influential factors. As a case...

Veasey, J. 2020. Assessing the psychological priorities for optimising captive Asian elephant (Elephas maximus) welfare. Animals 10(1), 39.

The welfare status of elephants under human care has been a contentious issue for two decades or more in numerous western countries. Much effort has gone into assessing the welfare of captive elephants at individual...

Plangsangmas, T., Brown, J., Thitaram, C. et al. 2020. Circadian rhythm of salivary immunoglobulin A and associations with cortisol as a stress biomarker in captive Asian elephants (Elephas maximus). Animals 10(1), 157.

Salivary immunoglobulin A (sIgA) has been proposed as a potential indicator of welfare for various species, including Asian elephants, and may be related to adrenal cortisol responses. This study aimed to distinguish circadian rhythm effects...

Webb, J., Crawley, J., Seltmann, M. et al. 2020. Evaluating the reliability of non-specialist observers in the behavioural assessment of semi-captive Asian elephant welfare. Animals 10(1), 167.

Recognising stress is an important component in maintaining the welfare of captive animal populations, and behavioural observation provides a rapid and non-invasive method to do this. Despite substantial testing in zoo elephants, there has been...

Webber, C., Lee, P. 2020. Play in elephants: Wellbeing, welfare or distraction? Animals 10(2), 305.

We explore elephant play behaviour since (a) play has been proposed to represent a potential welfare indicator; and (b) play has been associated with long-term survival in the wild. We categorised play into four types...

Schiffmann, C., Clauss, M., Hoby, S. et al. 2020. Weigh and see—Body mass recordings versus body condition scoring in European zoo elephants (Loxodonta africana and Elephas maximus). Zoo Biology 39(2), 97-108.

Regular body mass (BM) monitoring plays a key role in preventative health care of zoo animals. In some species, including African (Loxodonta africana) and Asian elephants (Elephas maximus), the process of weighing can be challenging...

Turner, P. V., Pang, D. S., Lofgren, J. L. 2019. A review of pain assessment methods in laboratory rodents. Comparative Medicine 69(6), 451–467.

Ensuring that laboratory rodent pain is well managed underpins the ethical acceptability of working with these animals in research. Appropriate treatment of pain in laboratory rodents requires accurate assessments of the presence or absence of...

Callealta, I., Lueders, I., Luther-Binoir, I. et al. 2020. Positive reinforcement conditioning as a tool for frequent minimally invasive blood and vaginal swab sampling in African lions (Panthera leo). Journal of Applied Animal Welfare Science 23(4), 508-519.

Information regarding the physiology of African lions is scarce, mainly due to challenges associated with essential routine research procedures. The aim of this experiment was to test the possibility of training six captive lionesses by...

Chapa, J. M., Maschat, K., Iwersen, M. et al. 2020. Accelerometer systems as tools for health and welfare assessment in cattle and pigs – A review. Behavioural Processes 181, 104262.

Welfare assessment has traditionally been performed by direct observation by humans, providing information at only selected points in time. Recently, this assessment method has been questioned, as ‘Precision Livestock Farming’ technologies may be able to...

Cloutier Barbour, C., Danforth, M. D., Murphy, H. et al. 2020. Monitoring great ape heart health through innovative electrocardiogram technology: Training methodologies and welfare implications. Zoo Biology 39(6), 443-447.

Assessing and treating cardiovascular disease (or heart disease) is a growing concern for institutions housing great apes, as it is a major cause of mortality in all four taxa managed in human care. As part...

Finch, K., Sach, F., Fitzpatrick, M. et al. 2020. Longitudinal improvements in zoo-housed elephant welfare: A case study at ZSL Whipsnade Zoo. Animals 10(11), 2029.

Over the last two decades, criticisms were raised regarding the welfare experienced by elephants in European and North American zoos. Concerns regarding the welfare of zoo-housed elephants in the UK and Europe were consolidated in...