Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Costa, R., Sousa, C., Llorente, M. 2018. Assessment of environmental enrichment for different primate species under low budget: A case study. Journal of Applied Animal Welfare Science 21(2), 185-199.

The 2011 European Union Zoo Inquiry presented evidence that most zoos fail to achieve adequate levels of nonhuman animal welfare. Appropriate environmental enrichment (EE) can play a role in the promotion of welfare. However, financial...

Clegg, I. 2018. Cognitive bias in zoo animals: An optimistic outlook for welfare assessment. Animals 8(7), 104.

Cognitive bias testing measures how emotional states can affect cognitive processes, often described using the “glass half-full/half-empty” paradigm. Classical or operant conditioning is used to measure responses to ambiguous cues, and it has been reported...

Wolfensohn, S., Shotton, J., Bowley, H. et al. 2018. Assessment of welfare in zoo animals: Towards optimum quality of life. Animals 8(7), 110.

Zoos are required to maintain a high standard of animal welfare, and this can be assessed using a combination of resource-based and animal-based indices usually divided into behavioural indicators, physiological indicators and clinical/pathological signs. Modern...

Munoz, C., Campbell, A., Hemsworth, P. et al. 2018. Animal-based measures to assess the welfare of extensively managed ewes. Animals 8(1), 2.

The reliability and feasibility of 10 animal-based measures of ewe welfare were examined for use in extensive sheep production systems. Measures were: Body condition score (BCS), rumen fill, fleece cleanliness, fleece condition, skin lesions, tail...

Phillips, K.A., Tukan, A. N., Rigodanzo, A. D. et al. 2018. Quantification of hair cortisol concentration in common marmosets (Callithrix jacchus) and tufted capuchins (Cebus apella). American Journal of Primatology 80(7), e22879.

Quantifying cortisol concentration in hair is a non‐invasive biomarker of long‐term hypothalamic‐pituitary‐adrenal (HPA) activation, and thus can provide important information on laboratory animal health. Marmosets (Callithrix jacchus) and capuchins (Cebus apella) are New World primates...

Chotard, H., Ioannou, S., Davila-Ross, M. 2018. Infrared thermal imaging: Positive and negative emotions modify the skin temperatures of monkey and ape faces. American Journal of Primatology 80(5), e22863.

Facial thermography has enabled researchers to noninvasively and continuously measure the changes of a range of emotional states in humans. The present work used this novel technology to study the effect of positive and negative...

MacRae, A. M., Makowska, I. J., Fraser, D. 2018. Initial evaluation of facial expressions and behaviours of harbour seal pups (Phoca vitulina) in response to tagging and microchipping. Applied Animal Behaviour Science 205, 167-174.

There are no proven species-specific indicators of pain in harbour seals (Phoca vitulina). The analysis of facial expressions has proven to be a repeatable, accurate and valid method of identifying pain in multiple species, but...

Tomeo, O. B., Sosnowski, M. J., Benitez, M. E. et al. 2018. The relationship between self-directed anxiety behaviors and cortisol in socially housed capuchin monkeys (Cebus [Sapajus] apella). American Journal of Primatology 80(S1), 32 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #64).

Non‐human primates are excellent models for the study of human social anxiety. Both humans and non‐human primates form complex relationships with others, and exhibit signs of distress when those relationships become unstable. Self‐directed behaviors, such...

Hall, K., Bryant, J., Whitham, J. et al. 2018. Validating WelfareTrak® as a tool to improve the welfare of individual chimpanzees. American Journal of Primatology 80(S1), 33 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #68).

WelfareTrak® is a web application that gives animal care specialists the opportunity to complete weekly species‐specific surveys to monitor positive and negative indicators of welfare for individual animals. WelfareTrak® generates reports and “flags” potential shifts...

Bloomsmith, M. A., Lambeth, S., Lutz, C. et al. 2018. Welfare measures for laboratory chimpanzees in the United States. American Journal of Primatology 80(S1), 46-47 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #145).

Behavioral assessment is an essential element of chimpanzee care. Behavioral data were compiled from four chimpanzee laboratory facilities (N = 522; 286 females, 236 males) using differing methods of assessment including quantitative data collection, animal...

Cannas, S., Palestrini, C., Canali, E. et al. 2018. Thermography as a non-invasive measure of stress and fear of humans in sheep. Animals 8(9), 146.

No data have been published on the use of infrared thermography (IRT) to evaluate sheep emotions. We assessed whether this technique can be used as a non-invasive measure of negative emotions. Two voluntary animal approach...

Grant, E. P., Brown, A., Wickham, S. L. et al. 2018. What can the quantitative and qualitative behavioural assessment of videos of sheep moving through an autonomous data capture system tell us about welfare? Applied Animal Behaviour Science 208, 31-39.

Sheep can be exposed to a variety of challenges and failure to adapt to these challenges can compromise their health and wellbeing. Regular monitoring of stock on large-scale or extensive systems may not always be...

Brando, S., Broom, D. M., Acasuso-Rivero, C. et al. 2018. Optimal marine mammal welfare under human care: Current efforts and future directions. Behavioural Processes 156, 16-36.

Marine mammals include cetaceans, pinnipeds, sirenians, sea otters and polar bears, many of which are charismatic and popular species commonly kept under human care in zoos and aquaria. However, in comparison with their fully terrestrial...

Unakafov, A. M., Möller, S., Kagan, I. et al. 2018. Using imaging photoplethysmography for heart rate estimation in non-human primates. PLOS ONE 13(8), e0202581.

For humans and for non-human primates heart rate is a reliable indicator of an individual’s current physiological state, with applications ranging from health checks to experimental studies of cognitive and emotional state. In humans, changes...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Cronin, K. A., Bethell, E. J., Jacobson, S. L. et al. 2018. Evaluating mood changes in response to anthropogenic noise with a response-slowing task in three species of zoo-housed primates. Animal Behavior and Cognition 5(2), 209–221.

In the zoo environment, anthropogenic noise is common as sound levels fluctuate due to visitors, construction, habitat design, and special events. In this study, changes in the mood of three species of zoo-housed primates in...

Morfeld, K. A., Brown, J.L. 2017. Metabolic health assessment of zoo elephants: Management factors predicting leptin levels and the glucose-to-insulin ratio and their associations with health parameters. PLOS ONE 12(11), e0188701.

Screening for metabolic-related health problems can enhance animal welfare, so the purpose of this study was to conduct the first metabolic health assessment of zoo elephants and use epidemiological methods to determine how factors in...

Häger, C., Biernot, S., Buettner, M. et al. 2017. The Sheep Grimace Scale as an indicator of post-operative distress and pain in laboratory sheep. PLOS ONE 12(4), e0175839.

The EU Directive 2010/63/EU changed the requirements regarding the use of laboratory animals and raised important issues related to assessing the severity of all procedures undertaken on laboratory animals. However, quantifiable parameters to assess severity...

Chadwick, C. L., Williams, E., Asher, L. et al. 2017. Incorporating stakeholder perspectives into the assessment and provision of captive elephant welfare. Animal Welfare 26(4), 461-472.

Recent concerns over the welfare of elephants in UK zoos have implications for their future in captivity, and it is clear that improvements in welfare should be made. Evidence suggests that the knowledge of experienced...

Editorial. 2017. Reducing lameness in sheep: new approach recommended. Veterinary Record 180(23), 555.

Farm vets can recommend that sheep farmers stop routine foot trimming to treat lameness in their flocks. Instead, they should treat cases of footrot, the major cause of lameness, with an injectable antibiotic and a...

Krebs, B. L., Torres, E., Chesney, C. et al. 2017. Applying behavioral conditioning to identify anticipatory behaviors. Journal of Applied Animal Welfare Science 20(2), 155-175.

The ability to predict regular events can be adaptive for nonhuman animals living in an otherwise unpredictable environment. Animals may exhibit behavioral changes preceding a predictable event; such changes reflect anticipatory behavior. Anticipatory behavior is...

Rapp-Santos, K. J., Altamura, L. A., Norris, S. L. et al. 2017. Comparison of saliva collection methods for the determination of salivary cortisol levels in rhesus macaques (Macaca mulatta), cynomolgus macaques (Macaca fascicularis), and African green monkeys (Chlorocebus aethiops). JAALAS 56(2), 181-189.

The ability to quickly and accurately determine cortisol as a biomarker for stress is a valuable tool in assessing the wellbeing of NHP. In this study, 2 methods of collecting saliva (a commercial collection device...

Bryan, K., Bremner-Harrison, S., Price, E. et al. 2017. The impact of exhibit type on behaviour of caged and free-ranging tamarins. Applied Animal Behaviour Science 193, 77-86.

The lack of appropriate stimuli associated with captive environments has been documented to cause several behavioural and physiological issues in captive species, including loss of natural behaviours, psychopathologies and decreased reproductive success. Providing free-ranging, naturalistic...

Robinson, L. M., Altschul, D. M., Wallace, E. K. et al. 2017. Chimpanzees with positive welfare are happier, extraverted, and emotionally stable. Applied Animal Behaviour Science 191, 90-97.

Facilities housing captive animals are full of staff who, every day, interact with the animals under their care. The expertise and familiarity of staff can be used to monitor animal welfare by means of questionnaires...

Serrapica, M., Boivin, X., Coulon, M. et al. 2017. Positive perception of human stroking by lambs: Qualitative behaviour assessment confirms previous interpretation of quantitative data. Applied Animal Behaviour Science 187, 31-37.

Qualitative behaviour assessment (QBA) was used to validate previous published interpretation whether human stroking has beneficial effects on lambs prematurely separated from their mothers. For a period of 8 weeks a familiar human (FH) subjected...