Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Miller, L. J., Vicino, G. A., Sheftel, J. et al. 2020. Behavioral diversity as a potential indicator of positive animal welfare. Animals 10(7), 1211.

Modern day zoos and aquariums continuously assess the welfare of their animals and use evidence to make informed management decisions. Historically, many of the indicators of animal welfare used to assess the collection are negative...

Rault, J.-L., Waiblinger, S., Boivin, X. et al. 2020. The power of a positive human–animal relationship for animal welfare. Frontiers in Veterinary Science 7, 590867.

Domestic animals often seek and enjoy interacting with humans. Positive human–animal relationships can elicit positive emotions and other positive welfare outcomes. Nevertheless, our understanding of the underlying processes that govern the positive perception of humans...

Rojas, D., Broom, D. M., Orihuela, A. et al. 2020. Effects of human-animal relationship on animal productivity and welfare. Journal of Animal Behaviour and Biometeorology 8(3), 196-205.

This is a literature review of the effects of humans' relationships with farm animals on animal productivity and welfare, including the following topics: definition of the concept and description of different tests that have been...

Blanchett, M., Finegan, E., Atkinson, J. 2020. The effects of increasing visitor and noise levels on birds within a free-flight aviary examined through enclosure use and behavior. Animal Behavior and Cognition 7(1), 49–69.

Visitors in a zoo environment have the potential to impact the animals that they are viewing in a variety of ways. Recently, there have been suggestions that free-range enclosures, where visitors can walk directly through...

Carlstead, K., Paris, S., Brown, J. L. et al. 2019. Good keeper-elephant relationships in North American zoos are mutually beneficial to welfare. Applied Animal Behaviour Science 211, 103-111.

Relationships between animals and their human caretakers can have profound impacts on animal welfare in farms, laboratories and zoos, while human attitudes are important predictors of caretaker behavior towards livestock. In this study, we examined...

Stanger, K. J., Kells, N. J., Fisher, A. D. et al. 2019. Evaluation of euthanasia of sheep with intravenous saturated salt solutions to enable the collection of whole, intact brains. Animal Welfare 28(4), 397-406.

Captive bolts or firearms are unsuitable for euthanasia of livestock when an intact brain is required for diagnostics. Injectable barbiturates can be used, but this method carries risk of poisoning animals eating the carcase. Intravenous...

Sherwen, S. L., Hemsworth, P. H. The visitor effect on zoo animals: Implications and opportunities for zoo animal welfare. Animals 9(6), 366.

Achieving and maintaining high standards of animal welfare is critical to the success of a modern zoo. Research has shown that an animal's welfare is highly dependent on how various individual animal factors (e.g., species...

Axiak Flammer, S., Eskes, C., Kohler, I. et al. 2019. Alternatives to carbon dioxide—Taking responsibility for humanely ending the life of animals. Animals 9(8), 482.

Carbon dioxide (CO2) is commonly used to kill rodents. However, a large body of research has now established that CO2 is aversive to them. A multidisciplinary symposium organized by the Swiss Federal Food Safety and...

Steiner, A. R., Axiak Flammer, S., Beausoleil, N. J. et al. 2019. Humanely ending the life of animals: Research priorities to identify alternatives to carbon dioxide. Animals 9(11), 911.

The use of carbon dioxide (CO2) for stunning and killing animals is considered to compromise welfare due to air hunger, anxiety, fear, and pain. Despite decades of research, no alternatives have so far been found...

Williams, E., Carter, A., Hall, C. et al. 2019. Exploring the relationship between personality and social interactions in zoo-housed elephants: Incorporation of keeper expertise. Applied Animal Behaviour Science 221, 104876.

Individual animal personalities affect experiences of zoo environments, and thus potentially welfare. Incorporating keeper knowledge of animal personality in a reliable way has great value in optimising welfare in zoo-housed animals. Assessment of animal personality...

Stevens, C., Hawkins, P., Lovell-Badge, R. et al. 2019. Report of the 2018 RSPCA/UFAW Rodent and Rabbit Welfare Group meeting. Animal Technology and Welfare 18(2), 81-91.

The RSPCA/UFAW Rodent (and now Rabbit) Working Group has held a one-day meeting every autumn for the last 25 years, so that its members can discuss current welfare research, exchange views on welfare issues and...

Riters, L. V., Spool, J. A., Merullo, D. P. et al. 2019. Song practice as a rewarding form of play in songbirds. Behavioural Processes 163, 91-98.

In adult songbirds, the primary functions of song are mate attraction and territory defense; yet, many songbirds sing at high rates as juveniles and outside these primary contexts as adults. Singing outside primary contexts is...

Animal Welfare Institute. 2019. Let’s get serious about animal play. AWI Quarterly 68(3) Fall, 19.

This article describes the importance of providing laboratory animals with opportunities to engage in play, and provides a few practical ideas for how to do this.

Munoz, C. A., Coleman, G. J., Hemsworth, P.H. et al. 2019. Positive attitudes, positive outcomes: The relationship between farmer attitudes, management behaviour and sheep welfare. PLOS ONE 14(7), e0220455.

This study examined the relationships between the attitudes and the management behaviour of the farmer and the on-farm welfare of their ewes. To our knowledge, this is the first study investigating these relationships in extensive...

LaFollette, M. R., Cloutier, S., Brady, C. et al. 2019. Laboratory animal welfare and human attitudes: A cross-sectional survey on heterospecific play or “rat tickling”. PLOS ONE 14(8), e0220580.

Laboratory rat welfare is critically influenced by laboratory animal personnel through their implementation, or lack of implementation, of various enrichment techniques. One such promising technique is heterospecific play, or “rat tickling”, which mimics aspects of...

Lampe, J. F., Ruchti, S., Burman, O. et al. 2019. Play like me: Similarity in playfulness promotes social play. PLOS ONE 14(10), e0224282.

Social play is associated with the experience of positive emotions in higher vertebrates and may be used as a measure of animal welfare. Altering motivation to play (e.g., through short-term social isolation) can temporarily affect...

Crawley, J. A. H., Lahdenperä, M., Seltmann, M. W. et al. 2019. Investigating changes within the handling system of the largest semi-captive population of Asian elephants. PLOS ONE 14(1), e0209701.

The current extinction crisis leaves us increasingly reliant on captive populations to maintain vulnerable species. Approximately one third of Asian elephants (Elephas maximus) are living in semi-captive conditions in range countries. Their relationship with humans...

Améndola, L., Ratuski, A., Weary, D. M. 2019. Variation in the onset of CO2-induced anxiety in female Sprague Dawley rats. Scientific Reports 9, 19007.

Carbon dioxide (CO2) is commonly used to kill laboratory rats. Rats find CO2 aversive and aversion varies between individuals, indicating that rats vary in CO2 sensitivity. Healthy humans experience feelings of anxiety at concentrations similar...

Sánchez–Hernández, P., Krasheninnikova, A., Almunia, J. et al. 2019. Social interaction analysis in captive orcas (Orcinus orca). Zoo Biology 38(4), 323-333.

The management of socially complex species in captivity is challenging. Research on their social behavior improves our understanding of interactions in captive animals and captive-group management. We conducted a detailed analysis of social relationships shown...

Mazhary, H., Hawkins, P. 2019. Applying the 3Rs: A case study on evidence and perceptions relating to rat cage height in the UK. Animals 9(12), 1104.

This article investigates the barriers to implementing higher caging in animal research establishments in the UK. The use of animals in research and testing in the UK is regulated by the Animals (Scientific Procedures) Act...

Mather, J. A., Carere, C. 2019. Consider the individual: Personality and welfare in invertebrates. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 229-245. Springer, Cham.

Personality, defined as consistent between-individual variation in clusters of behavioral traits independent of factors such as age or sex, emerges in most animal species tested so far. The number of invertebrate species discovered to have...

Cooke, G. M., Tonkins, B. M., Mather, J. A. 2019. Care and enrichment for captive cephalopods. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 179-208. Springer, Cham.

Cephalopods have become an archetype for invertebrate cognition, sentience and welfare studies. Their convergence with so-called ‘higher’ vertebrates (birds, mammals) in memory, learning, problem-solving, tool use and likely sentience has made biologists completely rethink the...

Garrido, C., Nanetti, A. 2019. Welfare of managed honey bees. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 69-104. Springer, Cham.

Honey bee (Apis mellifera) colonies are “superorganisms”. Individual bees do not display the complete behavioural and ecological range of the species. With its caste structure and division of labour, the colony acts as a functional...

Kralj-Fišer, S., Gregorič, M. 2019. Spider welfare. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 105-122. Springer, Cham.

Spiders with around 48,000 recorded species are major terrestrial predators and thus crucially important for ecosystem functioning. They are widely used as research models and for biodiversity displays and sometimes also kept as pets. Nevertheless...

Makowska, I. J., Weary, D. M. 2019. A good life for laboratory rodents? ILAR Journal 60(3), 373-388.

Most would agree that animals in research should be spared “unnecessary” harm, pain, or distress, and there is also growing interest in providing animals with some form of environmental enrichment. But is this the standard...