Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
McMillan, F. D. (ed). 2019. Mental Health and Well-being in Animals (2nd ed). CABI, Wallingford, UK.

This second edition is fully revised, expanded, and comprehensively updated with the most current knowledge about the full array of mental health issues seen in animals. Written by key opinion leaders, internationally-recognized experts and specialists...

Monk, J. E., Doyle, R. E., Colditz, I. G. et al. 2018. Towards a more practical attention bias test to assess affective state in sheep. PLOS ONE 13(1), e0190404.

Tests for attention bias potentially offer more rapid assessment of affective state in animals than existing cognitive methods. An attention bias test has previously been developed for sheep and validated as a measure of anxious...

Leeds, A., Lukas, K. E. 2018. Experimentally evaluating the function of self-directed behaviour in two adult mandrills (Mandrillus sphinx). Animal Welfare 27(1), 81-86.

Given the difficulties of conducting regular endocrine and veterinary assessments of animals, behavioural observations are often the most commonly used tool to assess the welfare of animals in human care. Behavioural measures, inexpensive and convenient...

Clegg, I. 2018. Cognitive bias in zoo animals: An optimistic outlook for welfare assessment. Animals 8(7), 104.

Cognitive bias testing measures how emotional states can affect cognitive processes, often described using the “glass half-full/half-empty” paradigm. Classical or operant conditioning is used to measure responses to ambiguous cues, and it has been reported...

Wolfensohn, S., Shotton, J., Bowley, H. et al. 2018. Assessment of welfare in zoo animals: Towards optimum quality of life. Animals 8(7), 110.

Zoos are required to maintain a high standard of animal welfare, and this can be assessed using a combination of resource-based and animal-based indices usually divided into behavioural indicators, physiological indicators and clinical/pathological signs. Modern...

Munoz, C., Campbell, A., Hemsworth, P. et al. 2018. Animal-based measures to assess the welfare of extensively managed ewes. Animals 8(1), 2.

The reliability and feasibility of 10 animal-based measures of ewe welfare were examined for use in extensive sheep production systems. Measures were: Body condition score (BCS), rumen fill, fleece cleanliness, fleece condition, skin lesions, tail...

Chotard, H., Ioannou, S., Davila-Ross, M. 2018. Infrared thermal imaging: Positive and negative emotions modify the skin temperatures of monkey and ape faces. American Journal of Primatology 80(5), e22863.

Facial thermography has enabled researchers to noninvasively and continuously measure the changes of a range of emotional states in humans. The present work used this novel technology to study the effect of positive and negative...

Tomeo, O. B., Sosnowski, M. J., Benitez, M. E. et al. 2018. The relationship between self-directed anxiety behaviors and cortisol in socially housed capuchin monkeys (Cebus [Sapajus] apella). American Journal of Primatology 80(S1), 32 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #64).

Non‐human primates are excellent models for the study of human social anxiety. Both humans and non‐human primates form complex relationships with others, and exhibit signs of distress when those relationships become unstable. Self‐directed behaviors, such...

Hall, K., Bryant, J., Whitham, J. et al. 2018. Validating WelfareTrak® as a tool to improve the welfare of individual chimpanzees. American Journal of Primatology 80(S1), 33 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #68).

WelfareTrak® is a web application that gives animal care specialists the opportunity to complete weekly species‐specific surveys to monitor positive and negative indicators of welfare for individual animals. WelfareTrak® generates reports and “flags” potential shifts...

Bloomsmith, M. A., Lambeth, S., Lutz, C. et al. 2018. Welfare measures for laboratory chimpanzees in the United States. American Journal of Primatology 80(S1), 46-47 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #145).

Behavioral assessment is an essential element of chimpanzee care. Behavioral data were compiled from four chimpanzee laboratory facilities (N = 522; 286 females, 236 males) using differing methods of assessment including quantitative data collection, animal...

Cannas, S., Palestrini, C., Canali, E. et al. 2018. Thermography as a non-invasive measure of stress and fear of humans in sheep. Animals 8(9), 146.

No data have been published on the use of infrared thermography (IRT) to evaluate sheep emotions. We assessed whether this technique can be used as a non-invasive measure of negative emotions. Two voluntary animal approach...

Grant, E. P., Brown, A., Wickham, S. L. et al. 2018. What can the quantitative and qualitative behavioural assessment of videos of sheep moving through an autonomous data capture system tell us about welfare? Applied Animal Behaviour Science 208, 31-39.

Sheep can be exposed to a variety of challenges and failure to adapt to these challenges can compromise their health and wellbeing. Regular monitoring of stock on large-scale or extensive systems may not always be...

Unakafov, A. M., Möller, S., Kagan, I. et al. 2018. Using imaging photoplethysmography for heart rate estimation in non-human primates. PLOS ONE 13(8), e0202581.

For humans and for non-human primates heart rate is a reliable indicator of an individual’s current physiological state, with applications ranging from health checks to experimental studies of cognitive and emotional state. In humans, changes...

Norton, B. B., Tunseth, D., Holder, K. et al. 2018. Causes of morbidity in captive African lions (Panthera leo) in North America, 2001–2016. Zoo Biology 37(5), 354-359.

The lion (Panthera leo) is an iconic resident of zoos and wild animal parks throughout the world. Regular assessment of the morbidity of captive lions is necessary to address wellness concerns and improve the healthcare...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Cronin, K. A., Bethell, E. J., Jacobson, S. L. et al. 2018. Evaluating mood changes in response to anthropogenic noise with a response-slowing task in three species of zoo-housed primates. Animal Behavior and Cognition 5(2), 209–221.

In the zoo environment, anthropogenic noise is common as sound levels fluctuate due to visitors, construction, habitat design, and special events. In this study, changes in the mood of three species of zoo-housed primates in...

Häger, C., Biernot, S., Buettner, M. et al. 2017. The Sheep Grimace Scale as an indicator of post-operative distress and pain in laboratory sheep. PLOS ONE 12(4), e0175839.

The EU Directive 2010/63/EU changed the requirements regarding the use of laboratory animals and raised important issues related to assessing the severity of all procedures undertaken on laboratory animals. However, quantifiable parameters to assess severity...

Wittek, T., Salaberger, T., Palme, R. et al. 2017. Clinical parameters and adrenocortical activity to assess stress responses of alpacas using different methods of restraint either alone or with shearing. Veterinary Record 180(23), 568.

Shearing of alpacas is stressful and is undertaken by restraint in the standing position, cast on the floor or on a tilt table. The objectives of the study were to evaluate and compare the stress...

Krebs, B. L., Torres, E., Chesney, C. et al. 2017. Applying behavioral conditioning to identify anticipatory behaviors. Journal of Applied Animal Welfare Science 20(2), 155-175.

The ability to predict regular events can be adaptive for nonhuman animals living in an otherwise unpredictable environment. Animals may exhibit behavioral changes preceding a predictable event; such changes reflect anticipatory behavior. Anticipatory behavior is...

Hawkins, P., McNeilly, A., Watson, J. et al. 2017. Report of the 2016 RSPCA/UFAW Rodent and Rabbit Welfare Group meeting. Animal Technology and Welfare 16(2), 77-86.

The RSPCA/UFAW Rodent (and now Rabbit) Welfare Group held a one-day meeting on 1 November 2016 at the University of Edinburgh and was attended by 70 delegates. Presentation topics included refinements in blood sampling rodents...

Robinson, L. M., Altschul, D. M., Wallace, E. K. et al. 2017. Chimpanzees with positive welfare are happier, extraverted, and emotionally stable. Applied Animal Behaviour Science 191, 90-97.

Facilities housing captive animals are full of staff who, every day, interact with the animals under their care. The expertise and familiarity of staff can be used to monitor animal welfare by means of questionnaires...

Serrapica, M., Boivin, X., Coulon, M. et al. 2017. Positive perception of human stroking by lambs: Qualitative behaviour assessment confirms previous interpretation of quantitative data. Applied Animal Behaviour Science 187, 31-37.

Qualitative behaviour assessment (QBA) was used to validate previous published interpretation whether human stroking has beneficial effects on lambs prematurely separated from their mothers. For a period of 8 weeks a familiar human (FH) subjected...

McMillan, J. L., Bloomsmith, M. A., Prescott, M. J. 2017. An international survey of approaches to chair restraint of nonhuman primates. Comparative Medicine 67(5), 442–451.

Specifically designed restraint chairs are the preferred method of restraint for research studies that require NHP to sit in place for sustained periods of time. In light of increasing emphasis on refinement of restraint to...

Perdue, B. 2017. Mechanisms underlying cognitive bias in nonhuman primates. Animal Behavior and Cognition 4(1), 105–118.

Recent research in nonhuman animals highlights the exciting possibility that performance on cognitive bias tasks might indirectly measure an individual’s subjective, affective state. Subjects first learn to perform a conditional discrimination task with two differentially...

Guesgen, M. J., Beausoleil, N. J., Minot, E. O. et al. 2016. Lambs show changes in ear posture when experiencing pain. Animal Welfare 25(2), 171-177.

Ear posture, or the frequency of postural changes, may reflect various emotional states of animals. In adult sheep (Ovis aries), the 'forward' ear posture has been associated with negative experiences whereas the 'plane' posture has...