Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Golledge, H., Richardson, C. (Eds.) 2024. The UFAW Handbook on the Care and Management of Laboratory and Other Research Animals (9th ed.). Wiley-Blackwell. 1040 p.

The latest edition of the seminal reference on the care and management of laboratory and research animals. The newly revised ninth edition of The UFAW Handbook on the Care and Management of Laboratory and Other...

Fernandez, E. J. 2024. The least inhibitive, functionally effective (LIFE) model: A new framework for ethical animal training practices. Journal of Veterinary Behavior 71, 63–68.

The ethics of animal training procedures have seen dramatic changes in the last few decades, with a movement toward reward-based training methods. These reward-based training practices have also been directly impacted by the behavioral and...

Robinson, L. M., Weiss, A. (Eds.) 2023. Nonhuman Primate Welfare: From History, Science, and Ethics to Practice. Springer, Cham, Switzerland. 671 p.

This volume reviews the broad topic of welfare in nonhuman primates under human care. Chapters detail the history of primates in captivity, ethical and legal issues surrounding the use of nonhuman primates as entertainment or...

Ausderau, K. K., Colman, R. J., Kabakov, S. et al. 2023. Evaluating depression- and anxiety-like behaviors in non-human primates. Frontiers in Behavioral Neuroscience 16, 1006065.

Depression and anxiety are some of the most prevalent and debilitating mental health conditions in humans. They can present on their own or as co-morbidities with other disorders. Like humans, non-human primates (NHPs) can develop...

Johnson, J. 2023. A new strategy for animal research: Attending to dissent. Animals 13(9), 1491.

Increasingly, ethical concepts ordinarily reserved for the human research setting have been applied to nonhuman animals in research. This comes at the same time as concerns mount over challenges in translating the results of biomedical...

Morton, D. B. 2023. A model framework for the estimation of animal “suffering”: Its use in predicting and retrospectively assessing the impact of experiments on animals. Animals 13(5), 800.

This paper presents and illustrates, with a working example, a hypothesis for the assessment of ongoing severity before and during an experiment that will enable humane endpoints and intervention points to be applied accurately and...

Goodenough, A. E., Sewell, A., McDonald, K. 2023. Behavioural patterns in zoo-housed Humboldt penguins (Spheniscus humboldti) revealed using long-term keeper-collected data: Validation of approaches and improved husbandry. Applied Animal Behaviour Science 258, 105811.

Given the increasing obligation to elevate animal welfare beyond minimum expectations, zoos need robust mechanisms to monitor physical activity and species-appropriate behaviours. This is not without challenge as animal behaviour can vary seasonally or be...

Baskir, E., Parsons, A., Elden, M. et al. 2023. Quantifying acute behavioral reactions of Bali mynas (Leucopsar rothschildi) to environmental and progressively challenging enrichment. Journal of Zoological and Botanical Gardens 4(1), 176–190.

Animals use specific behaviors and skills to overcome challenges and access resources. Environmental enrichment is provided to animals in human care to both promote species-appropriate behaviors and reduce undesired behaviors. Feather pecking in birds is...

Brando, S., Norman, M. 2023. Handling and training of wild animals: Evidence and ethics-based approaches and best practices in the modern zoo. Animals 13(14), 2247.

There is an ethical responsibility to provide all animals living in human care with optimal and positive well-being. As animals living in zoos and aquariums frequently interact with their human caregivers as part of their...

Englund, M. D., Cronin, K. A. 2023. Choice, control, and animal welfare: Definitions and essential inquiries to advance animal welfare science. Frontiers in Veterinary Science 10.

The ways in which humans can support good welfare for animals in their care is an ongoing subject of debate: some place emphasis on the animals’ physical health; others, on animals’ ability to live “natural...

Mählis, G., Kleine, A., Lüschow, D. et al. 2023. Clicker training as an applied refinement measure in chickens. Animals 13(24), 3836.

When using chickens in animal studies, the handling of these animals for sample collection or general examinations is considered stressful due to their prey nature. For the study presented here, plasma and salivary corticosterone as...

O’Brien, S. L., Cronin, K. A. 2023. The impacts of a commercial bubble curtain on zoo-housed African penguin (Spheniscus demersus) swimming behavior. Journal of Zoological and Botanical Gardens 4(3), 567–577.

Swimming is an important behavior for all penguin species. However, zoo-housed penguins typically do not swim as often as their wild counterparts, which may have consequences for their health and welfare. In an effort to...

Putyora, E., Brocklehurst, S., Sandilands, V. 2023. The effects of commercially-relevant disturbances on sleep behaviour in laying hens. Animals 13(19), 3105.

Ensuring the welfare of commercially kept animals is a legal and ethical responsibility. Sleep behaviour can be sensitive to environmental perturbations and may be useful in assessing welfare state. The objective of this study was...

van Zeeland, Y. R. A., Schoemaker, N. J., Lumeij, J. T. 2023. Contrafreeloading indicating the behavioural need to forage in healthy and feather damaging Grey parrots. Animals 13(16), 2635.

Contrafreeloading (CFL) is a concept that describes the preference of an animal to work for food even when identical food is freely available, and reflects an intrinsic motivation to engage in foraging-related activities. However, altered...

Mahdavi, I., Abdi-Hachesoo, B., Ansari-Lari, M. et al. 2023. Prevalence and risk factors of feather damaging behavior in companion parrots: A cross-sectional study in Iran. Applied Animal Behaviour Science 266, 106028.

A cross-sectional study was conducted to estimate the prevalence of feather damaging behavior (FDB) and evaluate the related risk factors among companion psittacine birds in Iran. For data collection, a structured questionnaire was prepared and...

Fernandez, E. J. 2022. Training as enrichment: A critical review. Animal Welfare 31(1), 1-12.

Husbandry training and environmental enrichment are both important advancements associated with current behavioural welfare practices. Additionally, the use of training procedures has been proposed as a form of enrichment, with the implication that training can...

Vonk, J., Truax, J., McGuire, M. C. 2022. A food for all seasons: Stability of food preferences in gorillas across testing methods and seasons. Animals 12(6), 685.

Decisions about which foods to use during training and enrichment for captive animals may be based on invalid assumptions about individuals’ preferences. It is important to assess the stability of food preferences given that one-time...

Lutz, C. K., Coleman, K., Hopper, L.M. et al. 2022. Nonhuman primate abnormal behavior: Etiology, assessment, and treatment. American Journal of Primatology 84(6), e23380.

Across captive settings, nonhuman primates may develop an array of abnormal behaviors including stereotypic and self-injurious behavior. Abnormal behavior can indicate a state of poor welfare, since it is often associated with a suboptimal environment...

Williams, M. L., Torrini, L. A., Nolan, E. J. et al. 2022. Using classical and operant conditioning to train a shifting behavior in juvenile false water cobras (Hydrodynastes gigas). Animals 12(10), 1229.

All animals have the capacity to learn through operant conditioning and other types of learning, and as a result, zoos and other animal care facilities have shifted towards the use of positive reinforcement training to...

Rose, P., Roper, A., Banks, S. et al. 2022. Evaluation of the time-activity budgets of captive ducks (Anatidae) compared to wild counterparts. Applied Animal Behaviour Science 251, 105626.

Ducks are commonly housed in captive environments where their abilities for flight are constrained, either temporarily or permanently. The use of flight restraint in modern animal management is contentious and ethically questioned yet any associated...

Slocum, S. K., Morris, K. L. 2022. Assessing preference in a paired-stimulus arrangement with captive vultures (Aegypius monachus). Journal of Applied Animal Welfare Science 25(4), 362-367.

Vultures play an important role in our ecosystem by filtering out bacteria and viruses harmful to humans (e.g., rabies, botulism). However, many vultures remain in human care due to skill deficits and behavioral excesses, which...

Williams, W. O., Baneux, P. 2022. Humane Intervention Points: Refining endpoint terminology to incorporate non-euthanasia intervention options to improve animal welfare and preserve experimental outcomes. Laboratory Animals 56(5), 482-489.

Consideration of The Three R’s (Replacement, Reduction, and Refinement) is essential when setting Humane Endpoints; however, a common interpretation assumes that Humane Endpoints are timepoints to perform euthanasia. This interpretation is not always consistent with...

Munday, C., Rose, P. 2022. Envirionmental and social influences on the behaviour of free-living mandarin ducks in richmond park. Animals 12(19), 2554.

Many species of birds are housed in zoos globally and are some of the most popular of animals kept under human care. Careful observations of how species live and behave in their natural habitats can...

Schwarzer, A., Erhard, M., Schmidt, P. et al. 2022. Effects of stocking rate and environmental enrichment on the ontogeny of pecking behavior of laying hen pullets confined in aviary compartments during the first 4 weeks of life. Animals 12(19), 2639.

The objective of this study was to describe the ontogeny of the severe feather pecking (SFP), gentle feather pecking (GFP), aggressive pecking (AP), and enrichment pecking (EP) of non-beak-trimmed Lohmann Brown (LB)-pullets during the first...

Rose, P. (Ed.) 2022. The Behavioural Biology of Zoo Animals (1st Ed.). CRC Press, Boca Raton, USA. 367 p.

"Zoo animals" as a population are a diverse array of species from all around the globe. When managed in captivity, it is important that key aspects of natural ecology are factored into animal care, as...