Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Schiffmann, C., Clauss, M. 2019. Impact of a new exhibit on stereotypic behavior in an elderly captive African elephant. Journal of Zoo and Aquarium Research 7(1), 37-43.

Stereotypic behavior in zoo elephants is considered an indicator of impaired welfare. The underlying causes are diverse and many aspects are still unexplored. Nevertheless, many zoological institutions take huge efforts to improve the well-being of...

Gomes, D., McSweeney, L., Santos, M. 2019. Effects of environmental enrichment techniques on stereotypical behaviours of captive Sumatran tigers: A preliminary case study. Journal of Animal Behaviour and Biometeorology 7(4), 144-148.

Wild animals are maintained in Zoological facilities for purposes of education, conservation, research, and recreation. Several studies have proven that the surroundings of an animal's artificial habitat, as well as environmental enrichment techniques, are factors...

Bacon, H. 2018. Behaviour-based husbandry—A holistic approach to the management of abnormal repetitive behaviors. Animals 8(7), 103.

The field of zoo animal welfare science has developed significantly over recent years. However despite this progress in terms of scientific research, globally, zoo animals still face many welfare challenges. Recently, animal welfare frameworks such...

Lutz, C. K. 2018. A cross-species comparison of abnormal behavior in three species of singly-housed old world monkeys. Applied Animal Behaviour Science 199, 52-58.

Abnormal behavior occurs in a number of captive nonhuman primate species and is often used as an indicator of welfare. However, reported levels of abnormal behavior often vary across species, making general welfare judgments difficult...

Mellor, E., Brilot, B., Collins, S. 2018. Abnormal repetitive behaviours in captive birds: a Tinbergian review. Applied Animal Behaviour Science. 198, 109-120.

Abnormal repetitive behaviours (ARBs) are associated with past, or present, welfare problems and are common elements of the behavioural repertoire of some captive animals, including birds. Millions of birds from hundreds of species are held...

Tjärnström, E., Weber, E. M., Hultgren, J. et al. 2018. Emotions and ethical decision-making in animal ethics committees. Animals 8(10), 181.

Ethical evaluation of projects involving animal testing is mandatory within the EU and other countries. However, the evaluation process has been subject to criticism, e.g., that the committees are not balanced or democratic enough and...

Koch V. W. 2018. Preventing adverse events at research facilities. JAALAS 57(6), 660–669.

In this article, adverse events are defined as events that lead to significant injury or illness, unrelieved pain or distress, or the death of an animal, excluding those caused by IACUC-approved research procedures. The ability...

Miller, R. R., Polack, C. W. 2018. Sources of maladaptive behavior in ‘normal’ organisms. Behavioural Processes 154, 4-12.

A basic assumption of most researchers is that behavior is generally functional, and indeed, in most instances the function is obvious. But in a number of cases, some behaviors of neurophysiologically ‘normal’ organisms appear to...

Franco, N. H., Sandøe, P., Olsson, I. A. S. 2018. Researchers’ attitudes to the 3Rs—An upturned hierarchy? PLOS ONE 13(8), e0200895.

Animal use in biomedical research is generally justified by its potential benefits to the health of humans, or other animals, or the environment. However, ethical acceptability also requires scientists to limit harm to animals in...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Vaz, J., Narayan, E. J., Dileep Kumar, R. et al. 2017. Prevalence and determinants of stereotypic behaviours and physiological stress among tigers and leopards in Indian zoos. PLOS ONE 12(4), e0174711.

India’s charismatic wildlife species are facing immense pressure from anthropogenic-induced environmental perturbations. Zoos play a major role in the conservation of threatened species, but their adaptation in captivity is posing a major challenge globally. Stress...

Martin, A. L. 2017. Theprimatologist as a behavioral engineer. American Journal of Primatology 79, e22500.

The field of primate behavior management has had only limited success in preventing and treating abnormal behaviors, such as stereotypy and self‐injury, in captive non‐human primates (NHP). In contrast, applied behavior analysts have had great...

Reed, B., Beatham, S., Carter, S. et al. 2017. Report of a RSPCA/APHA meeting on the welfare of wild animals used in research. Animal Technology and Welfare 16(1), 13-25. [Meeting Report]

This is a report of a one-day meeting jointly convened by the RSPCA and the Animal and Plant Health Agency (APHA), which brought together around 70 researchers, veterinarians, animal technologists, regulators and others with an...

Pritt, S. L., Hammer, R. E. 2017. The interplay of ethics, animal welfare, and IACUC oversight on the reproducibility of animal studies. Comparative Medicine 67(2), 101–105.

Reproducibility in animal studies has been defined as the ability of a result to be replicated through independent experiments within the same or among different laboratories. Over the past few years, much has been written...

Mulcahy, D. M. 2017. The Animal Welfare Act and the conduct and publishing of wildlife research in the United States. ILAR Journal 58(3), 371-378.

In the US, the Animal Welfare Act (AWA) and its enabling regulations (AWAR) cover all warm-blooded animals used for research, testing, experimentation, or exhibition. The only exceptions, made in the enabling regulations, are for two...

Rose, P. E., Nash, S. M., Riley, L. M. 2017. To pace or not to pace? A review of what abnormal repetitive behavior tells us about zoo animal management. Journal of Veterinary Behavior 20, 11-21.

Performance of abnormal repetitive behavior (ARB) is noted in many captive wild species. ARB can be categorized into 2 basic forms: those whose aim appears to be to compulsively reach an inappropriate goal and those...

Greco, B. J., Meehan, C. L., Hogan, J. N. et al. 2016. The days and nights of zoo elephants: Using epidemiology to better understand stereotypic behavior of African elephants (Loxodonta africana) and Asian elephants (Elephas maximus) in North American zoos. PLOS ONE 11(7), e0144276.

Stereotypic behavior is an important indicator of compromised welfare. Zoo elephants are documented to perform stereotypic behavior, but the factors that contribute to performance have not been systematically assessed. We collected behavioral data on 89...

Greenway, E., Jones, K. S., Cooke, G. M. 2016. Environmental enrichment in captive juvenile thornback rays, Raja clavata (Linnaeus 1758). Applied Animal Behaviour Science 182, 86-93.

There are few studies investigating captive conditions for commonly kept public aquaria species. Here the thornback ray (Raja clavata) was used to determine preferred captive conditions via choice tests and behavioural observations. Substrate type, substrate...

National Health and Medical Research Council [NHMRC]. 2016. Principles and guidelines for the care and use of non-human primates for scientific purposes. National Health and Medical Research Council: Canberra, Australia, 25 pp.

The Principles and guidelines for the care and use of non-human primates for scientific purposes is a revision of NHMRC’s Policy on the care and use of non-human primates for scientific purposes 2003 (the Policy)...

Pearson, B. L., Reeder, D. M., Judge, P. G. 2015. Crowding increases salivary cortisol but not self-directed behavior in captive baboons. American Journal of Primatology 77, 462-67.

Reduced space can lead to crowding in social animals. Crowding increases the risk of agonistic interactions that, in turn, may require additional physiological defensive coping mechanisms affecting health. To determine the stress induced from increased...

Bayne, K. A., Beaver, B. V., Mench, J. A. et al. 2015. Laboratory animal behavior. In: Laboratory Animal Medicine, 3rd edition. Fox, J. G., Anderson, L., Otto, G., et al. (eds). Elsevier, Inc., Amsterdam, NL. pp. 1617-1651.

The study of laboratory animal behavior has increased steadily over the last decade, with expanding emphasis on a variety of commonly used species. In the United States, this trend was initially focused on species for...

Brown, C. 2015. Fish intelligence, sentience and ethics. Animal Cognition 18(1), 1–17.

Fish are one of the most highly utilised vertebrate taxa by humans; they are harvested from wild stocks as part of global fishing industries, grown under intensive aquaculture conditions, are the most common pet and...

Lutz, C. K., Williams, P. C., Sharp, R. M. 2014. Abnormal behavior and associated risk factors in captive baboons (Papio hamadryas spp.). American Journal of Primatology 76(4), 355-361.

Abnormal behavior, ranging from motor stereotypies to self‐injurious behavior, has been documented in captive nonhuman primates, with risk factors including nursery rearing, single housing, and veterinary procedures. Much of this research has focused on macaque...

Reinhardt, V. (ed.) 2013. Compassion Makes a Difference - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume III. Animal Welfare Institute, Washington, DC.

This is the third volume of discussions that took place on the Laboratory Animal Refinement & Enrichment Forum (LAREF). This forum is dedicated to the exchange of personal experiences of refining the conditions under which...

Lutz, C. K. 2013. Alopecia in corral-housed baboons: the impact of season, sex, and age. American Journal of Primatology 75(S1), 52. (36th Meeting of the American Society of Primatologists Scientific Program, Abstract #70)

Although alopecia in captive baboons has previously been assessed, the incidence of alopecia in large groups of baboons housed in more expansive outdoor settings has not been evaluated. The purpose of this study was to...