Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Diana, A., Salas, M., Pereboom, Z. et al. 2021. A systematic review of the use of technology to monitor welfare in zoo animals: Is there space for improvement? Animals 11(11), 3048.

A top priority of modern zoos is to ensure good animal welfare (AW), thus, efforts towards improving AW monitoring are increasing. Welfare assessments are performed through more traditional approaches by employing direct observations and time-consuming...

Neethirajan, S. 2021. The use of artificial intelligence in assessing affective states in livestock. Frontiers in Veterinary Science 8, 715261.

In order to promote the welfare of farm animals, there is a need to be able to recognize, register and monitor their affective states. Numerous studies show that just like humans, non-human animals are able...

Lencioni, G. C., de Sousa, R. V., de Souza Sardinha, E. J. et al. 2021. Pain assessment in horses using automatic facial expression recognition through deep learning-based modeling. PLOS ONE 16(10), e0258672.

The aim of this study was to develop and evaluate a machine vision algorithm to assess the pain level in horses, using an automatic computational classifier based on the Horse Grimace Scale (HGS) and trained...

Marcantonio Coneglian, M., Duarte Borges, T., Henrique Weber, S. et al. 2020. Use of the horse grimace scale to identify and quantify pain due to dental disorders in horses. Applied Animal Behaviour Science 225, 104970.

Dental disorders can cause discomfort and chronic pain, affecting the athletic performance and welfare of the horses. However, dental disorders may not be manifested with recognizable clinical signs and may, therefore, lead to late diagnosis...

Padalino, B., Raidal, S. 2020. Effects of transport conditions on behavioural and physiological responses of horses. Animals 10(1), 160.

The regulations for minimal space and direction of travel for land transport in horses vary worldwide and there is currently no definitive guidance to promote equine health and welfare. This study evaluated the effects of...

Torcivia, C., McDonnell, S. 2020. In-person caretaker visits disrupt ongoing discomfort behavior in hospitalized equine orthopedic surgical patients. Animals 10(2), 210.

Horses have evolved to show little indication of discomfort or disability when in the presence of potential predators, including humans. This natural characteristic complicates the recognition of pain in equine patients. It has been our...

Lesimple, C. 2020. Indicators of horse welfare: State-of-the-art. Animals 10(2), 294.

Animal welfare is defined as a chronic state reflecting an individual’s subjective perception of its situation. Because it is possible to be in a good welfare state and nevertheless experience acute fear or pain, and...

Raw, Z., Rodrigues, J., Rickards, K. et al. 2020. Equid assessment, research and scoping (EARS): The development and implementation of a new equid welfare assessment and monitoring tool. Animals 10(2), 297.

The assessment of animal welfare poses numerous challenges, yet an emerging approach is the consolidation of existing knowledge into new frameworks which can offer standardised approaches to welfare assessment across a variety of contexts. Multiple...

van Dierendonck, M., Burden, F., Rickards, K. et al. 2020. Monitoring acute pain in donkeys with the Equine Utrecht University Scale for Donkeys Composite Pain Assessment (EQUUS-DONKEY-COMPASS) and the Equine Utrecht University Scale for Donkey Facial Assessment of Pain (EQUUS-DONKEY-FAP). Animals 10(2), 354.

Objective pain assessment in donkeys is of vital importance for improving welfare in a species that is considered stoic. This study presents the construction and testing of two pain scales, the Equine Utrecht University Scale...

Stomp, M., Masson, A., Henry, S. et al. 2020. Could snorts inform us on how horses perceive riding? Behavioural Processes 172, 104041.

Several previous studies have shown that working conditions (including riding) can induce stress in horses. Riders’ actions and postures, when inappropriate, induce stress and conflict behaviours during riding and welfare impairment and negative emotional states...

Ijichi, C., Evans, L., Woods, H. et al. 2020. The Right Angle: Validating a standardised protocol for the use of infra-red thermography of eye temperature as a welfare indicator. Animal Welfare 29(2), 123-131.

Infra-red thermography (IRT) is a non-invasive tool for measuring eye temperature as an indicator of stress and welfare in animals. Previous studies state that images are taken from 90° but do not specify a reference...

Harvey, A., Beausoleil, N., Ramp, D. et al. 2020. A ten-stage protocol for assessing the welfare of individual non-captive wild animals: Free-roaming horses (Equus ferus caballus) as an example. Animals 10(1), 148.

Knowledge of the welfare status of wild animals is vital for informing debates about the ways in which we interact with wild animals and their habitats. Currently, there is no published information about how to...

Ertl, N., Wendler, P., Sós, E. et al. 2020. Theory of medical scoring systems and a practical method to evaluate Asian elephant (Elephas maximus) foot health in European zoos. Animal Welfare 29(2), 163-176.

Several established models in human and veterinary medicine exist to evaluate an individual health or disease status. Many of these seem unsuitable for further epidemiological research aimed at discovering underlying influential factors. As a case...

Veasey, J. 2020. Assessing the psychological priorities for optimising captive Asian elephant (Elephas maximus) welfare. Animals 10(1), 39.

The welfare status of elephants under human care has been a contentious issue for two decades or more in numerous western countries. Much effort has gone into assessing the welfare of captive elephants at individual...

Plangsangmas, T., Brown, J., Thitaram, C. et al. 2020. Circadian rhythm of salivary immunoglobulin A and associations with cortisol as a stress biomarker in captive Asian elephants (Elephas maximus). Animals 10(1), 157.

Salivary immunoglobulin A (sIgA) has been proposed as a potential indicator of welfare for various species, including Asian elephants, and may be related to adrenal cortisol responses. This study aimed to distinguish circadian rhythm effects...

Webb, J., Crawley, J., Seltmann, M. et al. 2020. Evaluating the reliability of non-specialist observers in the behavioural assessment of semi-captive Asian elephant welfare. Animals 10(1), 167.

Recognising stress is an important component in maintaining the welfare of captive animal populations, and behavioural observation provides a rapid and non-invasive method to do this. Despite substantial testing in zoo elephants, there has been...

Webber, C., Lee, P. 2020. Play in elephants: Wellbeing, welfare or distraction? Animals 10(2), 305.

We explore elephant play behaviour since (a) play has been proposed to represent a potential welfare indicator; and (b) play has been associated with long-term survival in the wild. We categorised play into four types...

Schiffmann, C., Clauss, M., Hoby, S. et al. 2020. Weigh and see—Body mass recordings versus body condition scoring in European zoo elephants (Loxodonta africana and Elephas maximus). Zoo Biology 39(2), 97-108.

Regular body mass (BM) monitoring plays a key role in preventative health care of zoo animals. In some species, including African (Loxodonta africana) and Asian elephants (Elephas maximus), the process of weighing can be challenging...

Spigarelli, C., Zuliani, A., Battini, M. et al. 2020. Welfare assessment on pasture: A review on animal-based measures for ruminants. Animals 10(4), 609.

Outdoor and extensive farming systems allow animals to behave in a natural way and are often perceived as welfare friendly. Nonetheless, the natural environment poses multiple challenges to the welfare of animals, sometimes hampering their...

Mondragón-Ancelmo, J., García Hernández, P., Rojo Rubio, R. et al. 2020. Small flocks show higher levels of welfare in Mexican semi-intensive sheep farming systems. Journal of Applied Animal Welfare Science 23(3), 348-355.

In order to assess the level of sheep welfare in small traditional farms as compared with farms of increased size we evaluated several animal-based parameters and applied a modified Animal Needs Index (ANI) protocol in...

Sutherland, M. A., Worth, G. M., Dowling, S. K. et al. 2020. Evaluation of infrared thermography as a non-invasive method of measuring the autonomic nervous response in sheep. PLOS ONE 15(5): e0233558.

Eye temperature measured using infrared thermography (IRT) can be used as a non-invasive measure of autonomic nervous system (ANS) activity in cattle. The objective of this study was to evaluate if changes in eye temperature...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

Chapa, J. M., Maschat, K., Iwersen, M. et al. 2020. Accelerometer systems as tools for health and welfare assessment in cattle and pigs – A review. Behavioural Processes 181, 104262.

Welfare assessment has traditionally been performed by direct observation by humans, providing information at only selected points in time. Recently, this assessment method has been questioned, as ‘Precision Livestock Farming’ technologies may be able to...

Masłowska, K., Mizzoni, F., Dwyer, C. M. et al. 2020. Qualitative behavioural assessment of pain in castrated lambs. Applied Animal Behaviour Science 233, 105143.

This study investigates for the first time the application of Qualitative Behavioural Assessment (QBA) to the analysis of acute pain expression in castrated lambs. Eighty 2-day-old male lambs were allocated to one of 4 groups...

Mott, R. O., Hawthorne, S. J., McBride, S. D. 2020. Blink rate as a measure of stress and attention in the domestic horse (Equus caballus). Scientific Reports 10(1), 21409.

Measuring animal stress is fundamentally important for assessing animal emotional state and welfare. Conventional methods of quantifying stress (cortisol levels, heart rate/heart rate variability) require specialist equipment and are not instantly available. Spontaneous blink rate...