Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Jirkof, P., Rudeck, J., Lewejohann, L. 2019. Assessing affective state in laboratory rodents to promote animal welfare—What is the progress in applied refinement research? Animals 9(12), 1026.

In the past, there was a strong focus on avoiding or reducing negative animal welfare in animal experimentation. Recently, the importance of promoting positive animal welfare in laboratory animals has been highlighted. To ensure and...

Rowland, N. E., Toth, L. A. 2019. Analytic and interpretational pitfalls to measuring fecal corticosterone metabolites in laboratory rats and mice. Comparative Medicine 69(5), 337–349.

Minimization and alleviation of stress are generally viewed as desirable aspects of laboratory animal management and use. However, achieving that goal requires an unambiguous and valid measure of stress. Glucocorticoid concentrations are commonly used as...

Cooke, G. M., Tonkins, B. M., Mather, J. A. 2019. Care and enrichment for captive cephalopods. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 179-208. Springer, Cham.

Cephalopods have become an archetype for invertebrate cognition, sentience and welfare studies. Their convergence with so-called ‘higher’ vertebrates (birds, mammals) in memory, learning, problem-solving, tool use and likely sentience has made biologists completely rethink the...

Elwood, R. W. 2019. Assessing the potential for pain in crustaceans and other invertebrates. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 147-177. Springer, Cham.

All animals face hazards that cause tissue damage, and most have nociceptive reflex responses that protect them from such damage. However, some taxa have also evolved the capacity for pain experience, presumably to enhance long-term...

Garrido, C., Nanetti, A. 2019. Welfare of managed honey bees. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 69-104. Springer, Cham.

Honey bee (Apis mellifera) colonies are “superorganisms”. Individual bees do not display the complete behavioural and ecological range of the species. With its caste structure and division of labour, the colony acts as a functional...

Kralj-Fišer, S., Gregorič, M. 2019. Spider welfare. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 105-122. Springer, Cham.

Spiders with around 48,000 recorded species are major terrestrial predators and thus crucially important for ecosystem functioning. They are widely used as research models and for biodiversity displays and sometimes also kept as pets. Nevertheless...

McMillan, F. D. (ed). 2019. Mental Health and Well-being in Animals (2nd ed). CABI, Wallingford, UK.

This second edition is fully revised, expanded, and comprehensively updated with the most current knowledge about the full array of mental health issues seen in animals. Written by key opinion leaders, internationally-recognized experts and specialists...

Makowska, I. J., Weary, D. M. 2019. A good life for laboratory rodents? ILAR Journal 60(3), 373-388.

Most would agree that animals in research should be spared “unnecessary” harm, pain, or distress, and there is also growing interest in providing animals with some form of environmental enrichment. But is this the standard...

Jones, S., Neville, V., Higgs, L. et al. 2018. Assessing animal affect: An automated and self-initiated judgement bias task based on natural investigative behaviour. Scientific Reports 8, 12400.

Scientific methods for assessing animal affect, especially affective valence (positivity or negativity), allow us to evaluate animal welfare and the effectiveness of 3Rs Refinements designed to improve wellbeing. Judgement bias tasks measure valence; however, task-training...

Chotard, H., Ioannou, S., Davila-Ross, M. 2018. Infrared thermal imaging: Positive and negative emotions modify the skin temperatures of monkey and ape faces. American Journal of Primatology 80(5), e22863.

Facial thermography has enabled researchers to noninvasively and continuously measure the changes of a range of emotional states in humans. The present work used this novel technology to study the effect of positive and negative...

Tomeo, O. B., Sosnowski, M. J., Benitez, M. E. et al. 2018. The relationship between self-directed anxiety behaviors and cortisol in socially housed capuchin monkeys (Cebus [Sapajus] apella). American Journal of Primatology 80(S1), 32 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #64).

Non‐human primates are excellent models for the study of human social anxiety. Both humans and non‐human primates form complex relationships with others, and exhibit signs of distress when those relationships become unstable. Self‐directed behaviors, such...

Bueno da Silva, A. P., Oliveira, I. P. M. R., Bastos-Pereira, R. et al. 2018. Are laboratory studies on behavior of troglobitic species always trustful? A case study with an isopod from Brazil. Behavioural Processes 153, 55-65.

There is a huge lack of information regarding the natural history of subterranean species, particularly focusing on aspects of the behavioral ecology of Brazilian cave fauna. In the present work, we aimed to describe and...

Unakafov, A. M., Möller, S., Kagan, I. et al. 2018. Using imaging photoplethysmography for heart rate estimation in non-human primates. PLOS ONE 13(8), e0202581.

For humans and for non-human primates heart rate is a reliable indicator of an individual’s current physiological state, with applications ranging from health checks to experimental studies of cognitive and emotional state. In humans, changes...

Brenneis, C., Westhof, A., Holschbach, J. et al. 2017. Automated tracking of motion and body weight for objective monitoring of rats in colony housing. JAALAS 56(1), 18-31.

Living together in large social communities within an enriched environment stimulates self-motivated activity in rats. We developed a modular housing system in which a single unit can accommodate as many as 48 rats and contains...

Hawkins, P., McNeilly, A., Watson, J. et al. 2017. Report of the 2016 RSPCA/UFAW Rodent and Rabbit Welfare Group meeting. Animal Technology and Welfare 16(2), 77-86.

The RSPCA/UFAW Rodent (and now Rabbit) Welfare Group held a one-day meeting on 1 November 2016 at the University of Edinburgh and was attended by 70 delegates. Presentation topics included refinements in blood sampling rodents...

Elwood, R. W., Dalton, N., Riddell, G. 2017. Aversive responses by shore crabs to acetic acid but not to capsaicin. Behavioural Processes 140, 1-5.

Nociception is the ability to encode and perceive harmful stimuli and allows for a rapid reflexive withdrawal. In some species, nociception might be accompanied by a pain experience, which is a negative feeling that allows...

Jones, S., Paul, E. S., Dayan, P. et al. 2017. Pavlovian influences on learning differ between rats and mice in a counterbalanced Go/NoGo judgement bias task. Behavioural Brain Research 331, 214-224.

Judgement bias tests of animal affect and hence welfare assume that the animal’s responses to ambiguous stimuli, which may herald positive or negative outcomes, are under instrumental control and reflect ‘optimism’ or ‘pessimism’ about what...

Lopes, V. M., Sampaio, E., Roumbedakis, K. et al. 2017. Cephalopod biology and care, a COST FA1301 (CephsInAction) training school: Anaesthesia and scientific procedures. Invertebrate Neuroscience 17, 8.

Cephalopods are the sole invertebrates included in the list of regulated species following the Directive 2010/63/EU. According to the Directive, achieving competence through adequate training is a requisite for people having a role in the...

Burton, D., Burton, M. (Eds). 2017. Essential Fish Biology: Diversity, Structure and Function. Oxford University Press: Oxford, U.K., 448 pp.

This book summarizes the basic features of living fish. It is introduced by a chapter on the diversity of a group which has over 30,000 species, the largest within the vertebrates, describing the classification systems...

Perdue, B. 2017. Mechanisms underlying cognitive bias in nonhuman primates. Animal Behavior and Cognition 4(1), 105–118.

Recent research in nonhuman animals highlights the exciting possibility that performance on cognitive bias tasks might indirectly measure an individual’s subjective, affective state. Subjects first learn to perform a conditional discrimination task with two differentially...

Schlüns, H., Welling, H., Federici, J. R. et al. 2017. The glass is not yet half empty: Agitation but not Varroa treatment causes cognitive bias in honey bees. Animal Cognition 20(2), 233–241.

Honey bees (Apis mellifera) are prone to judge an ambiguous stimulus negatively if they had been agitated through shaking which simulates a predator attack. Such a cognitive bias has been suggested to reflect an internal...

Hales, C. A., Robinson, E. S. J., Houghton, C. J. 2016. Diffusion modelling reveals the decision making processes underlying negative judgement bias in rats. PLOS ONE 11(3), e0152592.

Human decision making is modified by emotional state. Rodents exhibit similar biases during interpretation of ambiguous cues that can be altered by affective state manipulations. In this study, the impact of negative affective state on...

Finlayson, K., Lampe, J. F., Hintze, S. 2016. Facial indicators of positive emotions in rats. PLOS ONE 11(11), e0166446.

Until recently, research in animal welfare science has mainly focused on negative experiences like pain and suffering, often neglecting the importance of assessing and promoting positive experiences. In rodents, specific facial expressions have been found...

Miller, A. L., Golledge, H. D. R., Leach, M. C. 2016. The influence of isoflurane anaesthesia on the rat grimace scale. PLOS ONE 11(11), e0166652.

Over 234,000 rats were used in regulated procedures in the UK in 2014, many of which may have resulted in some degree of pain. When using animals in research, there is an ethical and legal...

Lang, A., Schulz, A., Ellinghaus, A. et al. 2016. Osteotomy models – the current status on pain scoring and management in small rodents. Laboratory Animals 50(6), 433-441.

Fracture healing is a complex regeneration process which produces new bone tissue without scar formation. However, fracture healing disorders occur in approximately 10% of human patients and cause severe pain and reduced quality of life...