Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Cannas, S., Palestrini, C., Canali, E. et al. 2018. Thermography as a non-invasive measure of stress and fear of humans in sheep. Animals 8(9), 146.

No data have been published on the use of infrared thermography (IRT) to evaluate sheep emotions. We assessed whether this technique can be used as a non-invasive measure of negative emotions. Two voluntary animal approach...

Grant, E. P., Brown, A., Wickham, S. L. et al. 2018. What can the quantitative and qualitative behavioural assessment of videos of sheep moving through an autonomous data capture system tell us about welfare? Applied Animal Behaviour Science 208, 31-39.

Sheep can be exposed to a variety of challenges and failure to adapt to these challenges can compromise their health and wellbeing. Regular monitoring of stock on large-scale or extensive systems may not always be...

Brando, S., Broom, D. M., Acasuso-Rivero, C. et al. 2018. Optimal marine mammal welfare under human care: Current efforts and future directions. Behavioural Processes 156, 16-36.

Marine mammals include cetaceans, pinnipeds, sirenians, sea otters and polar bears, many of which are charismatic and popular species commonly kept under human care in zoos and aquaria. However, in comparison with their fully terrestrial...

Rachinas-Lopes, P., Ribeiro, R., dos Santos, M. E. et al. 2018. D-Track—A semi-automatic 3D video-tracking technique to analyse movements and routines of aquatic animals with application to captive dolphins. PLOS ONE 13(8), e0201614.

Scoring and tracking animal movements manually is a time consuming and subjective process, susceptible to errors due to fatigue. Automated and semi-automated video-based tracking methods have been developed to overcome the errors and biases of...

Unakafov, A. M., Möller, S., Kagan, I. et al. 2018. Using imaging photoplethysmography for heart rate estimation in non-human primates. PLOS ONE 13(8), e0202581.

For humans and for non-human primates heart rate is a reliable indicator of an individual’s current physiological state, with applications ranging from health checks to experimental studies of cognitive and emotional state. In humans, changes...

Witham, C. L. 2018. Automated face recognition of rhesus macaques. Journal of Neuroscience Methods 300, 157-165.

Background: Rhesus macaques are widely used in biomedical research. Automated behavior monitoring can be useful in various fields (including neuroscience), as well as having applications to animal welfare but current technology lags behind that developed...

Cronin, K. A., Bethell, E. J., Jacobson, S. L. et al. 2018. Evaluating mood changes in response to anthropogenic noise with a response-slowing task in three species of zoo-housed primates. Animal Behavior and Cognition 5(2), 209–221.

In the zoo environment, anthropogenic noise is common as sound levels fluctuate due to visitors, construction, habitat design, and special events. In this study, changes in the mood of three species of zoo-housed primates in...

Morfeld, K. A., Brown, J.L. 2017. Metabolic health assessment of zoo elephants: Management factors predicting leptin levels and the glucose-to-insulin ratio and their associations with health parameters. PLOS ONE 12(11), e0188701.

Screening for metabolic-related health problems can enhance animal welfare, so the purpose of this study was to conduct the first metabolic health assessment of zoo elephants and use epidemiological methods to determine how factors in...

Häger, C., Biernot, S., Buettner, M. et al. 2017. The Sheep Grimace Scale as an indicator of post-operative distress and pain in laboratory sheep. PLOS ONE 12(4), e0175839.

The EU Directive 2010/63/EU changed the requirements regarding the use of laboratory animals and raised important issues related to assessing the severity of all procedures undertaken on laboratory animals. However, quantifiable parameters to assess severity...

Chadwick, C. L., Williams, E., Asher, L. et al. 2017. Incorporating stakeholder perspectives into the assessment and provision of captive elephant welfare. Animal Welfare 26(4), 461-472.

Recent concerns over the welfare of elephants in UK zoos have implications for their future in captivity, and it is clear that improvements in welfare should be made. Evidence suggests that the knowledge of experienced...

Clegg, I. L. K., van Elk, C. E., Delfour, F. 2017. Applying welfare science to bottlenose dolphins (Tursiops truncatus). Animal Welfare 26(2), 165-176.

Animal welfare science is a burgeoning field, but research on cetaceans (whales, dolphins and porpoises) is lacking. Bottlenose dolphins (Tursiops truncatus) are the most well-known and studied cetaceans, particularly in captivity, and thus are used...

Monreal-Pawlowsky, T., Carbajal, A., Tallo-Parra, O. et al. 2017. Daily salivary cortisol levels in response to stress factors in captive common bottlenose dolphins (Tursiops truncatus): A potential welfare indicator. Veterinary Record 180(24), 593.

Dolphins in a captive setting can be occasionally subjected to a variety of potentially stressful situations. The stress response comprises a variety of biological reactions to internal or external stimuli elicited when an individual perceives...

Semrau, A., Gerold, S., Frick, J.S. et al. 2017. Non-invasive detection and successful treatment of a Helicobacter pylori infection in a captive rhesus macaque. Laboratory Animals 51(2), 208-211.

Gastritis is a commonly diagnosed condition in non-human primates used in biomedical research. As in humans, Helicobacter pylori infection may cause gastritis. The following report presents a method of non-invasive detection and a successful treatment...

Krebs, B. L., Torres, E., Chesney, C. et al. 2017. Applying behavioral conditioning to identify anticipatory behaviors. Journal of Applied Animal Welfare Science 20(2), 155-175.

The ability to predict regular events can be adaptive for nonhuman animals living in an otherwise unpredictable environment. Animals may exhibit behavioral changes preceding a predictable event; such changes reflect anticipatory behavior. Anticipatory behavior is...

Sadiq, M., Ramanoon, S., Shaik Mossadeq, W. et al. 2017. Association between lameness and indicators of dairy cow welfare based on locomotion scoring, body and hock condition, leg hygiene and lying behavior. Animals 7(11), 79.

Dairy cow welfare is an important consideration for optimal production in the dairy industry. Lameness affects the welfare of dairy herds by limiting productivity. Whilst the application of LS systems helps in identifying lame cows...

Hawkins, P., McNeilly, A., Watson, J. et al. 2017. Report of the 2016 RSPCA/UFAW Rodent and Rabbit Welfare Group meeting. Animal Technology and Welfare 16(2), 77-86.

The RSPCA/UFAW Rodent (and now Rabbit) Welfare Group held a one-day meeting on 1 November 2016 at the University of Edinburgh and was attended by 70 delegates. Presentation topics included refinements in blood sampling rodents...

Clegg, I. L., Rödel, H. G., Delfour, F. 2017. Bottlenose dolphins engaging in more social affiliative behaviour judge ambiguous cues more optimistically. Behavioural Brain Research 322, 115-122.

Cognitive bias tests measure variation in emotional appraisal and are validated methods to assess animals’ affective states. However, the link between social behaviours and cognitive bias has not yet been investigated. Bottlenose dolphins are a...

Meagher, R. K., Campbell, D. L. M., Mason, G. J. 2017. Boredom-like states in mink and their behavioural correlates: A replicate study. Applied Animal Behaviour Science 197, 112-119.

Scientists and laypeople have long expressed concern that animals in non-enriched, unchanging environments might experience boredom. However, this had attracted little empirical study: the state is difficult to assess without verbal self-reports, and spontaneous behavioural...

Ebinghaus, A., Ivemeyer, S., Lauks, V. et al. 2017. How to measure dairy cows’ responsiveness towards humans in breeding and welfare assessment? A comparison of selected behavioural measures and existing breeding traits. Applied Animal Behaviour Science 196, 22-29.

For dairy cattle breeding as well as animal welfare science reliability and validity issues regarding measures of cows’ responsiveness towards humans are relevant. The objective of this study was to investigate reliability and validity aspects...

Lambert (Proctor), H. S., Carder, G. 2017. Looking into the eyes of a cow: Can eye whites be used as a measure of emotional state? Applied Animal Behaviour Science 186, 1-6.

A number of studies have looked at whether the percentage of visible eye whites could be a reliable and dynamic tool for measuring emotional state in cattle. In this study we have built upon previous...

Serrapica, M., Boivin, X., Coulon, M. et al. 2017. Positive perception of human stroking by lambs: Qualitative behaviour assessment confirms previous interpretation of quantitative data. Applied Animal Behaviour Science 187, 31-37.

Qualitative behaviour assessment (QBA) was used to validate previous published interpretation whether human stroking has beneficial effects on lambs prematurely separated from their mothers. For a period of 8 weeks a familiar human (FH) subjected...

Schiffmann, C., Clauss, M., Hoby, S. et al. 2017. Visual body condition scoring in zoo animals – Composite, algorithm and overview approaches. Journal of Zoo and Aquarium Research 5(1), 1-10.

Various body condition scoring (BCS) methods have been developed as management tools in zoo animal husbandry. In contrast to BCS for farm animals, where visual and palpable features are used, these protocols are mainly restricted...

Perdue, B. 2017. Mechanisms underlying cognitive bias in nonhuman primates. Animal Behavior and Cognition 4(1), 105–118.

Recent research in nonhuman animals highlights the exciting possibility that performance on cognitive bias tasks might indirectly measure an individual’s subjective, affective state. Subjects first learn to perform a conditional discrimination task with two differentially...

Foditsch, C., Oikonomou, G., Machado, V. S. et al. 2016. Lameness prevalence and risk factors in large dairy farms in upstate New York. Model development for the prediction of claw horn disruption lesions. PLOS ONE 11(1), e0146718.

The main objectives of this prospective cohort study were a) to describe lameness prevalence at drying off in large high producing New York State herds based on visual locomotion score (VLS) and identify potential cow...

Guesgen, M. J., Beausoleil, N. J., Minot, E. O. et al. 2016. Lambs show changes in ear posture when experiencing pain. Animal Welfare 25(2), 171-177.

Ear posture, or the frequency of postural changes, may reflect various emotional states of animals. In adult sheep (Ovis aries), the 'forward' ear posture has been associated with negative experiences whereas the 'plane' posture has...