Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Association of Primate Veterinarians. 2019. Association of Primate Veterinarians’ guidelines for nonhuman primate restraint. JAALAS 58(3), 282-284.

The Association of Primate Veterinarians (APV) recognizes that several forms of restraint, including physical and chemical, are necessary for the safe handling of nonhuman primates (NHPs). The following guidelines aim to provide information to researchers...

National Academies of Sciences, Engineering, and Medicine. 2019. Care, Use, and Welfare of Marmosets as Animal Models for Gene Editing-Based Biomedical Research: Proceedings of a Workshop. The National Academies Press: Washington, DC, 122 pp.

The marmoset, a type of small monkey native to South America, is a research model of increasing importance for biomedical research in the United States and globally. Marmosets offer a range of advantages as animal...

Ladewig, J. 2019. Body language: Its importance for communication with horses. Journal of Veterinary Behavior 29, 108-110.

Body language is important for communication between individuals. Body language is based on the fact that the thought of performing a known action, alone, will activate the motor neurons used for the action, resulting in...

Padalino, B., Loy, J., Hawson, L. et al. 2019. Effects of a light-colored cotton rug use on horse thermoregulation and behavior indicators of stress. Journal of Veterinary Behavior 29, 134-139.

When environmental temperatures exceed 25°C, horses are potentially subjected to thermal stress. It has therefore been recommended that horses should be provided with shade during hot days. However, this is not possible for horses grazing...

Rogers, S., White, J., Busby, D. 2019. Introducing human behavior change for animals: a new approach to sustainable change for horses. Journal of Veterinary Behavior 29, 152. (13th International Society of Equitation Science (ISES) Conference Abstract)

The root cause of most welfare issues for horses is human behavior – people doing, or not doing, certain care, management or training practices. In addition, there is a gap between advancing scientific knowledge about...

Ladewig, J. 2019. Body language: its importance for communication with horses. Journal of Veterinary Behavior 29, 147-148. (13th International Society of Equitation Science (ISES) Conference Abstract)

Body language is important for communication between individuals. Body language is based on the fact that the thought, alone of performing a known action will activate the motor neurons used for the action, resulting in...

Alves de Paula, R., Cruz Aleixo, A. S., Peternelli da Silva, L. et al. 2019. A test of the effects of the equine maternal pheromone on the clinical and ethological parameters of equines undergoing hoof trimming. Journal of Veterinary Behavior 31, 28-35.

“Pheromonal therapy” has been promoted as a promising alternative therapy to improve the human-animal relationship and to reduce behavioral reactions to stressful stimuli. This placebo-controlled double blind study evaluated the use of a synthetic equine...

Poirier, C., Oliver, C. J., Castellano Bueno, J. et al. 2019. Pacing behaviour in laboratory macaques is an unreliable indicator of acute stress. Scientific Reports 9, 7476.

Pacing behaviour, the most frequent stereotypic behaviour displayed by laboratory rhesus macaques (Macaca mulatta) is often used as an indicator of stress. In this study, we investigated how reliable this welfare indicator is at detecting...

Hansen, S., Klintoe, K., Austevoll, M. et al. 2019. Equine airway inflammation in loose-housing management compared with pasture and conventional stabling. Veterinary Record 184(19), 590.

Icelandic horses are often stabled in loose-housing systems, and to date this type of stabling has not been evaluated with regard to its potential impact on respiratory health. The objective was to assess if differences...

Malone, S. R., Davies, H. M. S. 2019. Changes in hoof shape during a seven-week period when horses were shod versus barefoot. Animals 9(12), 1017.

Past research has indicated that horse hooves change shape in response to gallop exercise, so this study sought to separate the changes due to exercise from changes due to wearing horseshoes. This crossover study tested...

Scopa, C., Contalbrigo, L., Greco, A. et al. 2019. Emotional transfer in human–horse interaction: New perspectives on equine assisted interventions. Animals 9(12), 1030.

Equine assisted interventions (EAIs) include all therapeutic interventions aimed at improving human wellbeing through the involvement of horses. Due to the prominent emotional involvement traditionally characterizing their relation with humans, horses developed sophisticated communicative skills...

McMillan, F. D. (ed). 2019. Mental Health and Well-being in Animals (2nd ed). CABI, Wallingford, UK.

This second edition is fully revised, expanded, and comprehensively updated with the most current knowledge about the full array of mental health issues seen in animals. Written by key opinion leaders, internationally-recognized experts and specialists...

Mason, S., Premereur, E., Pelekanos, V. et al. 2019. Effective chair training methods for neuroscience research involving rhesus macaques (Macaca mulatta). Journal of Neuroscience Methods 317, 82-93.

Background: Neuroscience research using macaques remains fundamental in our endeavours to understand how the human brain functions. Applying the refinement principle of the 3Rs is essential to optimise the monkeys’ welfare and still produces high...

Briefer Freymond, S., Ruet, A., Grivaz, M. et al. 2019. Stereotypic horses (Equus caballus) are not cognitively impaired. Animal Cognition 22(1), 17–33.

Stereotypies in animals are thought to arise from an interaction between genetic predisposition and sub-optimal housing conditions. In domestic horses, a well-studied stereotypy is crib-biting, an abnormal behaviour that appears to help individuals to cope...

Pfefferle, D., Plümer, S., Burchardt, L. et al. 2018. Assessment of stress responses in rhesus macaques (Macaca mulatta) to daily routine procedures in system neuroscience based on salivary cortisol concentrations. PLOS ONE 13(1), e0190190.

Non-human primates participating in neurophysiological research are exposed to potentially stressful experimental procedures, such as dietary control protocols, surgical implants and their maintenance, or social separation during training and experimental session. Here, we investigated the...

Luna, D., Vásquez, R. A., Yáñez, J. M. et al. 2018. The relationship between working horse welfare state and their owners’ empathy level and perception of equine pain. Animal Welfare 27(2), 115-123.

An understanding of the factors influencing the human-animal relationship is relevant in the development of welfare interventions for working equids. However, the link between the psychological attributes of animal owners, such as empathy level and...

McGreevy, P., Berger, J., de Brauwere, N. et al. 2018. Using the five domains model to assess the adverse impacts of husbandry, veterinary, and equitation interventions on horse welfare. Animals 8(3), 41.

The aim of this study was to conduct a series of paper-based exercises in order to assess the negative (adverse) welfare impacts, if any, of common interventions on domestic horses across a broad range of...

Cabana, F., Maguire, R., Hsu, C-D. et al. 2018. Identification of possible nutritional and stress risk factors in the development of marmoset wasting syndrome. Zoo Biology 37(2), 98–106.

Marmoset wasting syndrome (MWS) describes a series of symptoms in callitrichids that lead to general weakness and a failure to thrive in captive conditions such as zoological institutions. Though the cause of MWS has not...

Duarte, R. B., Maior, R. S., Barros, M. 2018. Behavioral and cortisol responses of adult marmoset monkeys (Callithrix penicillata) to different home-cage social disruption intervals. Applied Animal Behaviour Science 201, 117-124.

Social separation is an increasingly used strategy to experimentally assess psychogenic stress in nonhuman primates, yet it is also inherently required for captive management. Surprisingly, little is known on the effects of an individual left...

Lutz, C. K. 2018. A cross-species comparison of abnormal behavior in three species of singly-housed old world monkeys. Applied Animal Behaviour Science 199, 52-58.

Abnormal behavior occurs in a number of captive nonhuman primate species and is often used as an indicator of welfare. However, reported levels of abnormal behavior often vary across species, making general welfare judgments difficult...

Mellor, E., Brilot, B., Collins, S. 2018. Abnormal repetitive behaviours in captive birds: a Tinbergian review. Applied Animal Behaviour Science. 198, 109-120.

Abnormal repetitive behaviours (ARBs) are associated with past, or present, welfare problems and are common elements of the behavioural repertoire of some captive animals, including birds. Millions of birds from hundreds of species are held...

Rochais, C., Henry, S., Hausberger, M. 2018. “Hay-bags” and “Slow feeders”: Testing their impact on horse behaviour and welfare. Applied Animal Behaviour Science 198, 52-59.

The temporal distribution of feeding behaviour is of primary importance in grazing herbivores. Many domestic horses are managed under conditions far removed from the natural environment. For example, restricted access to roughage may induce health...

Gottlieb, D. H., Del Rosso, L, Sheikhi, F. et al. 2018. Personality, environmental stressors, and diarrhea in Rhesus macaques: An interactionist perspective. American Journal of Primatology 80(12), e22908.

Previous research has repeatedly shown both personality and psychological stress to predict gastrointestinal disorders and chronic diarrhea in humans. The goal of the present research was to evaluate the role of personality, as well as...

Linden, J.B., Capitanio, J.P., McCowan, B. et al. 2018. Coping style and cortisol levels in infancy predict hair cortisol following new group formation in captive rhesus macaques (Macaca mulatta). American Journal of Primatology 80(12), e22938.

Social instability in primate groups has been used as a model to understand how social stress affects human populations. While it is well established that individual cercopithecines have different temperaments or personalities, little is known...

Pomerantz, O., Nyandwi, S., Baker, K., 2018. Providing feeding enrichment by hand mitigates anxiety among laboratory-housed rhesus macaques (Macaca mulatta). American Journal of Primatology 80(S1), 20 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #26).

Some husbandry procedures may be perceived as aversive by cage‐housed rhesus macaques. We assessed whether providing feeding enrichment by hand as opposed to placing it on a caging surface decreases anxiety responses to daily husbandry...