Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Baker, K. C. 2020. Cage position and response to humans in singly-housed rhesus macaques (Macaca mulatta). JAALAS 59(5), 503-507.

Traditional laboratory caging for nonhuman primates is typically configured in a 2-tiered manner, with caging arranged in 2 horizontal rows stacked vertically. Studies of the effects of cage row have yielded inconsistent results with respect...

Rojas, D., Broom, D. M., Orihuela, A. et al. 2020. Effects of human-animal relationship on animal productivity and welfare. Journal of Animal Behaviour and Biometeorology 8(3), 196-205.

This is a literature review of the effects of humans' relationships with farm animals on animal productivity and welfare, including the following topics: definition of the concept and description of different tests that have been...

López-Álvarez, J., Sanjorge, Y., Soloaga, S. et al. 2019. Looking for visitor's effect in sanctuaries: Implications of guided visitor groups on the behavior of the chimpanzees at Fundació Mona. Animals 9(6), 347.

The question of 'if and how captive primates are affected by visitors' has gained increasing attention over the last decades. Although the majority reported undesirable effects on behavior and wellbeing, many studies reported contradicting results...

Sherwen, S. L., Hemsworth, P. H. The visitor effect on zoo animals: Implications and opportunities for zoo animal welfare. Animals 9(6), 366.

Achieving and maintaining high standards of animal welfare is critical to the success of a modern zoo. Research has shown that an animal's welfare is highly dependent on how various individual animal factors (e.g., species...

Association of Primate Veterinarians. 2019. Association of Primate Veterinarians’ guidelines for nonhuman primate restraint. JAALAS 58(3), 282-284.

The Association of Primate Veterinarians (APV) recognizes that several forms of restraint, including physical and chemical, are necessary for the safe handling of nonhuman primates (NHPs). The following guidelines aim to provide information to researchers...

Cox, R. J., Nol, P., Ellis, C. K. et al. 2019. Research with agricultural animals and wildlife. ILAR Journal 60(1), 66-73.

In fiscal year 2016, agricultural animals such as swine, sheep, goats, and cattle represented 10% of the 820 812 animals used in USDA-regulated research. In addition to traditional agricultural animals, research studies using captive wildlife...

Mason, S., Premereur, E., Pelekanos, V. et al. 2019. Effective chair training methods for neuroscience research involving rhesus macaques (Macaca mulatta). Journal of Neuroscience Methods 317, 82-93.

Background: Neuroscience research using macaques remains fundamental in our endeavours to understand how the human brain functions. Applying the refinement principle of the 3Rs is essential to optimise the monkeys’ welfare and still produces high...

Clegg, I. L. K., Rödel, H. G., Boivin, X. 2018. Looking forward to interacting with their caretakers: dolphins’ anticipatory behaviour indicates motivation to participate in specific events. Applied Animal Behaviour Science 202, 85-93.

Anticipatory behaviour describes the actions taken to prepare for an upcoming event. Bottlenose dolphins (Tursiops truncatus) in captivity are known to display anticipatory behaviours before feeding sessions, but it is unknown whether they would anticipate...

Pomerantz, O., Nyandwi, S., Baker, K., 2018. Providing feeding enrichment by hand mitigates anxiety among laboratory-housed rhesus macaques (Macaca mulatta). American Journal of Primatology 80(S1), 20 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #26).

Some husbandry procedures may be perceived as aversive by cage‐housed rhesus macaques. We assessed whether providing feeding enrichment by hand as opposed to placing it on a caging surface decreases anxiety responses to daily husbandry...

González-Pech, P. G., Marín-Tun, C. G., Valladares-González, D.A. et al. 2018. A protocol of human animal interaction to habituate young sheep and goats for behavioural studies. Behavioural Processes 157, 632-637.

Animal habituation is key to obtain reliable data on behavioural studies but detailed procedures to achieve it are scarce. This study designed a set of actions to habituate sheep and goats to human observers. Pelibuey...

Nawroth C., Albuquerque N., Savalli C. et al. 2018. Goats prefer positive human emotional facial expressions. Royal Society Open Science 5(8), 180491.

Domestication has shaped the physiology and the behaviour of animals to better adapt to human environments. Therefore, human facial expressions may be highly informative for animals domesticated for working closely with people, such as dogs...

Cronin, K. A., Bethell, E. J., Jacobson, S. L. et al. 2018. Evaluating mood changes in response to anthropogenic noise with a response-slowing task in three species of zoo-housed primates. Animal Behavior and Cognition 5(2), 209–221.

In the zoo environment, anthropogenic noise is common as sound levels fluctuate due to visitors, construction, habitat design, and special events. In this study, changes in the mood of three species of zoo-housed primates in...

McMillan, J. L., Bloomsmith, M. A., Prescott, M. J. 2017. An international survey of approaches to chair restraint of nonhuman primates. Comparative Medicine 67(5), 442–451.

Specifically designed restraint chairs are the preferred method of restraint for research studies that require NHP to sit in place for sustained periods of time. In light of increasing emphasis on refinement of restraint to...

Bayne, K. A., Beaver, B. V., Mench, J. A. et al. 2015. Laboratory animal behavior. In: Laboratory Animal Medicine, 3rd edition. Fox, J. G., Anderson, L., Otto, G., et al. (eds). Elsevier, Inc., Amsterdam, NL. pp. 1617-1651.

The study of laboratory animal behavior has increased steadily over the last decade, with expanding emphasis on a variety of commonly used species. In the United States, this trend was initially focused on species for...

McMillan, J. L., Perlman, J. E., Galvan, A. et al. 2014. Refining the pole-and-collar method of restraint: Emphasizing the use of positive training techniques with rhesus macaques (Macaca mulatta). JJAALAS 53(1), 61-68.

The pole-and-collar method is one of several techniques that enable the safe transfer of a nonhuman primate from its home environment into a restraint chair without the need for sedation. It has been used within...

Nicholson, G., Sheldon, E. L., Hamilton, J. et al. 2014. Sand pools as a novel enrichment for rabbits. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 571. (Abstract #P83).

For anyone who has housed rabbits in an artificial plastic environment, what to provide as a nonfood enrichment can be an issue. Nonfood enrichment, or environmental enrichment, can be any toy, engaging sights or sounds...

Andrews, C. 2014. Using positive reinforcement training to refine daily medical treatment of a cynomolgus macaque. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 565-566. (Abstract #P63).

Medical care of nonhuman primates in a laboratory setting can be challenging due to the safety concerns inherent in handling conscious animals. A mature, adult male cynomolgus macaque presented with a chronic foot condition that...

Shapiro, S. J., Reamer, L. A., Mareno, M. C. et al. 2014. Providing chimpanzees opportunities to voluntarily participate in their own care: Choice of medications. American Journal of Primatology 76(S1), 73 (37th Meeting of the American Society of Primatologists Scientific Program, Abstract #112).

Captivity often limits a primate’s ability to make meaningful choices on a daily basis. Effective captive (behavioral) management programs should provide primates with opportunities to make meaningful choices. In the present study, arthritic chimpanzees were...

Chelluri, G. I., Ross, S. R., Wagner, K. E. 2013. Behavioral correlates and welfare implications of informal interactions between caretakers and zoo-housed chimpanzees and gorillas. Applied Animal Behaviour Science 147, 306-315.

In captive animal facilities, human staff members are a relevant part of the animals’ social environment in addition to providing care and managing the social group. Structured, predictable interactions and relaxed, spontaneous contacts may all...

Reinhardt, V. (ed.) 2013. Compassion Makes a Difference - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume III. Animal Welfare Institute, Washington, DC.

This is the third volume of discussions that took place on the Laboratory Animal Refinement & Enrichment Forum (LAREF). This forum is dedicated to the exchange of personal experiences of refining the conditions under which...

Pater, C. S. 2013. Rabbit hypnosis as a form of mild restraint: A forgotten method. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 615 (Abstract #PS42).

Rabbit hypnosis or “trancing” was a common restraint technique used for minor procedures such as: nail clipping, tooth trimming, eye exams, and subcutaneous injections. In years past the technique was originally used on pet rabbits...

Bliss-Moreau, E., Moadab, G., Theil, J. 2013. Efficient cooperative chair training. American Journal of Primatology 75(S1), 67. (36th Meeting of the American Society of Primatologists Scientific Program, Abstract #118)

Traditional procedures for training nonhuman primates to be restrained in chairs typically involve very little use of positive reinforcement. In this talk, we detail a refined chair training procedure which uses a mix of positive...

Hosey, G., Melfi, V. 2012. Human-animal bonds between zoo professionals and the animals in their care. Zoo Biology 31(1), 13-26.

Some human-animal relationships can be so positive that they confer emotional well-being to both partners and can thus be viewed as bonds. In this study, 130 delegates at zoo research and training events completed questionnaires...

Fante, F., Baldan, N., De Benedictis, G. M. et al. 2012. Refinement of a macaque transplantation model: Application of a subcutaneous port as a means for long-term enteral drug administration and nutritional supplementation. Laboratory Animals 46(2), 114-121.

A new application of a device enabling the long-term enteral administration of drugs or nutritional supplementation was developed for implementing in research entailing the use of macaques (Macaca fascicularis). After implanting a subcutaneous port, a...

Shirasaki, Y., Yoshioka, N., Kanazawa, K. et al. 2011. Effect of physical restraint on glucose tolerance in cynomolgus monkeys. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 818 (Abstract #P328).

Physiologic stress has been demonstrated to impair glucose tolerance and insulin action. In the present study, we examined whether glucose tolerance is influenced by restraint stress. Studies were designed using female cynomolgus monkeys (3.2 to...