Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Hedrick, C., Rowley, M., Lewis, S. 2014. Repurposing and recycling an institutionally retired enrichment device. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 564 (Abstract #P56).

One aspect of maintaining and updating an environmental enrichment program is regular review of enrichment devices and their current uses. The review includes maintaining an accurate inventory to reflect the animal census, evaluating species-specific use...

McMillan, J. L., Perlman, J. E., Galvan, A. et al. 2014. Refining the pole-and-collar method of restraint: Emphasizing the use of positive training techniques with rhesus macaques (Macaca mulatta). JJAALAS 53(1), 61-68.

The pole-and-collar method is one of several techniques that enable the safe transfer of a nonhuman primate from its home environment into a restraint chair without the need for sedation. It has been used within...

Lambeth, S. P., Schapiro, S. J., Bernacky, B. J. et al. 2013. Establishing 'quality of life' parameters using behavioural guidelines for humane euthanasia of captive non-human primates. Animal Welfare 22(4) 429-435.

Chronic pain and distress are universally accepted conditions that may adversely affect an animal’s quality of life (QOL) and lead to the humane euthanasia of an animal. At most research institutions and zoological parks in...

Rose, M., Everitt, J., Hedrich, H. et al. 2013. ICLAS Working Group on Harmonization: International guidance concerning the production care and use of genetically-altered animals. Laboratory Animals 47(3), 146-192.

Replacement, Reduction and Refinement, the Three Rs of Russell & Burch, are accepted worldwide as fundamental to the ethics of animal experimentation. The production, care and use of genetically-altered animals can pose particular challenges to...

Pater, C. S. 2013. Rabbit hypnosis as a form of mild restraint: A forgotten method. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 615 (Abstract #PS42).

Rabbit hypnosis or “trancing” was a common restraint technique used for minor procedures such as: nail clipping, tooth trimming, eye exams, and subcutaneous injections. In years past the technique was originally used on pet rabbits...

Hrapkiewicz, K., Colby, L. A., Denison, P. 2013. Clinical Laboratory Animal Medicine: An Introduction (4th Ed). Wiley-Blackwell, Ames, IA.

Clinical Laboratory Animal Medicine: An Introduction, Fourth Edition offers a user-friendly guide to the unique anatomy and physiology, care, common diseases, and treatment of small mammals and nonhuman primates. Carefully designed for ease of use...

Bliss-Moreau, E., Moadab, G., Theil, J. 2013. Efficient cooperative chair training. American Journal of Primatology 75(S1), 67. (36th Meeting of the American Society of Primatologists Scientific Program, Abstract #118)

Traditional procedures for training nonhuman primates to be restrained in chairs typically involve very little use of positive reinforcement. In this talk, we detail a refined chair training procedure which uses a mix of positive...

Coleman, K. 2012. Individual differences in temperament and behavioral management practices for nonhuman primates. Applied Animal Behaviour Science 137(3-4), 106-113.

This review will examine how individual differences in temperament might affect, or be affected by, behavioral management practices for captive primates. Measuring temperament may help us predict the outcome of social introductions. It can also...

Cardon, A. D., Bailey, M. R., Bennett, B. T. 2012. The Animal Welfare Act: From enactment to enforcement. JAALAS 51(3), 301-305.

Originally enacted in 1966, the Laboratory Animal Welfare Act has been amended several times and renamed the Animal Welfare Act. Responsibility for administering the Animal Welfare Act was delegated within the United States Department of...

Shirasaki, Y., Yoshioka, N., Kanazawa, K. et al. 2011. Effect of physical restraint on glucose tolerance in cynomolgus monkeys. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 818 (Abstract #P328).

Physiologic stress has been demonstrated to impair glucose tolerance and insulin action. In the present study, we examined whether glucose tolerance is influenced by restraint stress. Studies were designed using female cynomolgus monkeys (3.2 to...

Rubino, S., Smith, R., Nagy, Z. et al. 2011. Acclimation of cynomolgus monkeys to pole and collar chair restraint: Creating efficiency and improving quality. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 784 (Abstract #P181).

Cynomolgus monkeys are acclimated in-house during their 4- to 5-wk quarantine period to pole and collar chair restraint to facilitate safe handling and adequate immobility for study procedures like oral gavage and blood collection. Acclimation...

Knight, A. 2011. Weighing the costs and benefits of animal experiments. Alternatives to Animal Experimentation [ALTEX] Proceedings of WC8, 289-294.

Most regulations governing animal experimentation require that the harms expected to be incurred by animal subjects should be balanced against the likely benefits of the project. Too often, however, expected human benefits are based on...

National Research Council. 2011. Guide to the Care and Use of Laboratory Animals, 8th Edition. The National Academies Press: Washington, DC, 246 pp.

A respected resource for decades, the Guide for the Care and Use of Laboratory Animals has been updated by a committee of experts, taking into consideration input from the scientific and laboratory animal communities and...

Špinka, M., Wemelsfelder, F. 2011. Environmental challenge and animal agency. Animal Welfare 27–43.

Challenges are there to be overcome – seen usually as problems to avoid rather than as opportunities to enjoy. However, for humans a life without challenge would be likely to be dull and boring, lacking...

West, A. M., Leland, S. P., Muhammad, F. et al. 2010. Temperament ratings of laboratory rhesus macaques (Macaca mulatta): Effects of cage level and room composition. American Journal of Primatology 72(S1), 42. (33rd Meeting of the American Society of Primatologists Scientific Program, Abstract #52)

Measures of temperament in nonhuman primates generally reflect interactions between inherent individual characteristics and environmental contexts, and they may be indicators of physical and psychological well-being. Heritable aspects of temperament have been identified, but it...

Moreau, E. 2010. To squeeze or not to squeeze? A Discussion on LAREF, September, 2009. Laboratory Primate Newsletter 49(2), 3-4.

The discussion was started by the following questions: "Is the squeeze-back mechanism more or less stressful than the pole and collar system for removing a macaque from his cage for an IM (intramuscular) injection?" and...

Howard, B., Nevalainen, T., Perretta, G. (ed). 2010. The COST Manual of Laboratory Animal Care and Use: Refinement, Reduction, and Research (1st Ed). CRC Press, Boca Raton, FL.

COST Action B-24 established four working groups to research and discuss issues relevant to laboratory animal science. These included the housing of animals, environmental needs, refinement of procedures, genetically modified animals, and cost-benefit analysis. Based...

Bayne, K. 2010. Enrichment and behavioral management programs around the world. Enrichment Record 4, 4-7.

To do justice to the diverse approaches to enrichment and behavioral management around the world would entail a discussion beyond the limits of this publication. Therefore, guidelines and regulations in a representative sample of countries...

Taylor K. 2010. Reporting the implementation of the three Rs in European primate and mouse research papers: Are we making progress? Alternatives to Laboratory Animals 38(6), 495-517.

It is now more than 20 years since both Council of Europe Convention ETS123 and EU Directive 86/609/EEC were introduced, to promote the implementation of the Three Rs in animal experimentation and to provide guidance...

Lee, D. R., Ely, J. J. 2009. Welfare and housing of chimpanzees in captive settings. American Journal of Primatology 71(S1), 105. (32nd Meeting of the American Society of Primatologists Scientific Program, Abstract #230)

Advances in facility design, healthcare, and other strategies have produced an excellent quality of life for chimpanzees (Pan troglodytes) in biomedical research. Historically, many facilities housed chimpanzees individually or in small groups (2–3 animals). Laboratory...

Anderson, D. B. 2008. Standards of accommodation and care for animals used in scientific procedures in Europe. AATEX (Alternatives to Animal Testing and Experimentation) 14(Special Issue), 51-55.

The regulation of the use of animals for experimental and other scientific purposes and the determination of minimum required standards of animal care and accommodation within Europe is generally informed by recommendations and conventions at...

Hachisu, H. 2008. The standards of the rearing environment for laboratory animals in Japan. AATEX (Alternatives to Animal Testing and Experimentation) 14, 57-59.

In Japan, the Architectural Institute of Japan (AIJ) provides guidelines for laboratory animal facilities and equipment. Guidelines are not legally binding but serve as the authority for proper facilities and equipment management. The first guideline...

LAREF [Laboratory Animal Refinement and Enrichment Forum] 2007. Chapter 7.4. Pole-and-collar training of macaques. In: Making Lives Easier for Animals in Research Labs: Discussions by the Laboratory Animal Refinement & Enrichment Forum. Baumans, V., Coke, C., Green, J., Moreau, E., Morton, D., Patterson-Kane, E., Reinhardt, A., Reinhardt, V., Van Loo, P. (eds), 127-130. Animal Welfare Institute, Washington, DC.

While strictly using positive reinforcement and applying patient gentle-firmness, most macaques can be trained to cooperate during the pole-attachment-chairing procedure. Some cannot be trained, because they have problems overcoming their often-legitimate mistrust of humans.

Kolbe, K. 2007. Comparison between the American Animal Welfare Act and the German Law on Protecting Animals. Animal Welfare Information Center (AWIC) Newsletter 13(1-2), 1-2 & 30.

The German law on animal protection might be more utilitarian than the American law. The legislators obviously tried to meet the needs of the animals. However, its poor definitions of main concepts such as pain...

Carbone, L. 2007. Examining scientific standards. Lab Animal 36(10), 41-43.

On the basis of this paper's conclusions (White et al., 1989), the USDA decreased their cage size requirements and removed the increased space requirement for breeding guinea pigs. How well did the study determine the...