Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Rommeck, I., Anderson, K., Heagerty, A. et al. 2009. Risk factors and remediation of self-injurious and self-abuse behavior in rhesus macaques. Journal of Applied Animal Welfare Science 12(1), 61-72.

Considered signs of decreased welfare--abnormal behaviors such as self-injury and self-abuse among nonhuman primates housed in the laboratory--may put into question the validity and reliability of scientific research using these animals as models. Providing environmental...

Pomerantz, O., Terkel, J. 2009. Effects of positive reinforcement training techniques on the psychological welfare of zoo-housed chimpanzees (Pan troglodytes). American Journal of Primatology 71(8), 687-695.

Captive environments encompass various factors that can elevate stress levels and jeopardize the wellbeing of the captive animals. The use of positive reinforcement training (PRT) techniques enables researchers and caretakers to reduce tension directly associated...

Major, C. A., Kelly, B. J., Novak, M. A. et al. 2009. Self-directed biting in male rhesus monkeys (Macaca mulatta) with self-injurious behavior (SIB) increases following acute treatment with the anxiogenic drug FG7142. American Journal of Primatology 71(S1), 89. (32nd Meeting of the American Society of Primatologists Scientific Program, Abstract #182)

A small percentage of captive macaques spontaneously exhibit self-injurious behavior (SIB), mostly in the form of self-directed biting. Several risk factors have been identified in the etiology of SIB in monkeys, including exposure to early...

Lee, S., Su, H. 2009. Applications of positive reinforcement training in captive orangutans (Pongo pygmaeus) and Taiwanese macaques (Macaca cyclopsis). American Journal of Primatology 71(S1), 34. (32nd Meeting of the American Society of Primatologists Scientific Program, Abstract #16)

PRT is a good way of shaping the behavior of captive animals and doing so can make the animals less stressed to promote their well being. PRT is commonly used by captive animal organizations in...

Gottlieb, D. H., Tatum, L., Ghirardo, S. et al. 2009. Assessment of efficacy of three types of foraging enrichment in rhesus macaques (Macaca mulatta). American Journal of Primatology 71(S1), 33. (32nd Meeting of the American Society of Primatologists Scientific Program, Abstract #13)

Rhesus macaques housed indoors in captivity commonly display abnormal behaviors that are rarely seen in their wild counterparts. These behaviors include stereotypic behaviors and self-abuse. These behaviors are often seen as signs of poor welfare...

Fernström, A. L., Fredlund, H., Spångberg, M. et al. 2009. Positive reinforcement training in rhesus macaques - training progress as a result of training frequency. American Journal of Primatology 71(5), 373-379.

Positive reinforcement training (PRT) efficiency was examined as a function of training frequency in 33 pair- or triple-housed female rhesus macaques. The animals were trained three times a week, once a day or twice a...

Crockett, C. M., Baker, K. C., Lutz, C. K. et al. 2009. Developing a reliable laboratory primate alopecia scoring system for interfacility collaboration and on-line training. American Journal of Primatology 71(S1), 73. (32nd Meeting of the American Society of Primatologists Scientific Program, Abstract #133)

Of the potential flags of impaired well-being in laboratory primates, alopecia has received particular regulatory focus, making it a top priority for behavioral managers. Consensus on a reliable alopecia scoring system used by multiple facilities...

Clay, A. W., Bloomsmith, M. A., Jackson Marr, M. et al. 2009. Habituation and desensitization as methods for reducing fearful behavior in singly housed rhesus macaques. American Journal of Primatology 71(1), 30-39.

Operant conditioning using positive reinforcement techniques has been used extensively in the management of nonhuman primates in both zoological and laboratory settings. This research project was intended to test the usefulness of counter-conditioning techniques in...

Carrasco, L., Colell, M., Calvo, M. et al. 2009. Benefits of training/playing therapy in a group of captive lowland gorillas (Gorilla gorilla gorilla). Animal Welfare 18(1), 9-19.

Adding a few minutes of positive human interaction per animal per week to the management of captive gorillas resulted in improved well-being in several areas: the drop in abnormal behaviours, behaviours directed at the public...

Camacho, J. N., Moeller, E., Morris, J. 2009. A psychologic wellbeing response plan for nonhuman primates. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 558 (Abstract #PS84).

Under animal care situations that conform to compliance standards for environmental enrichment established by the Animal Welfare Act (AWA) and the Guide to the Care and Use of Laboratory Animals, at least 10% of laboratory...

Brunelli, R. L., Gottlieb, D., Holcomb, K. et al. 2009. Effects of positive reinforcement training on infant behavioral development in nursery-reared rhesus macaques (Macaca mulatta). American Journal of Primatology 71(S1), 74. (32nd Meeting of the American Society of Primatologists Scientific Program, Abstract #136)

At the California National Primate Research Center, one key to long-term success of macaque breeding colonies is to develop effective infant-rearing strategies that minimize the emergence of behavioral pathologies, which can be one indicator of...

West, A. M., Leland, S. P., Lorence, M. A. et al. 2008. Behavioral correlates of alopecia severity in laboratory rhesus macaques (Macaca mulatta). American Journal of Primatology 70(S1), 51. (31st Meeting of the American Society of Primatologists Scientific Program, Abstract #93)

Alopecia in laboratory primates is often regarded as a sign of excessive self-grooming due to social deprivation or insufficient environmental enrichment. The purpose of this study was to examine, in individually housed macaques, the occurrence...

Videan, E. N., Ely, J., Lammey, M. et al. 2008. Successful elimination of self-injurious behavior (SIB) in a chimpanzee (Pan troglodytes): a case study using a combination of risperidone and environmental enrichment. American Journal of Primatology 70(S1), 50. (31st Meeting of the American Society of Primatologists Scientific Program, Abstract #91)

Self-injurious behavior (SIB) can result in open wounds, tissue damage, and increased risk of infection. In many cases, increased environmental enrichment is not consistently effective in eliminating this behavior. We report here on the successful...

Kuhar, C. W., Smith, K., Soltis, J. 2008. The visitor effect on apes: real or imaginary? Enriching or stressful? American Journal of Primatology 70(S1), 23 (31st Meeting of the American Society of Primatologists Scientific Program, Abstract #8).

The “visitor effect” problem, whether zoo visitors are stressful or enriching to zoo animals, is made difficult to analyze by numerous methodological challenges. The extremes in visitor attendance patterns during the holiday season at Disney’s...

Iredale, S. K., Nevill, C. H., Lutz, C. K. 2008. The influence of observer presence on the behavior of singly housed baboons (Papio sp.) and rhesus macaques (Macaca mulatta). American Journal of Primatology 70(S1), 29. (31st Meeting of the American Society of Primatologists Scientific Program, Abstract #28)

Live, direct observations are often used to collect behavioral data. However, the presence of an observer may affect the behavior of unhabituated subjects. This study was conducted to determine the effect of an observer’s presence...

Hawkins, P., Hubrecht, R., Buckwell, A. et al. 2008. Refining Rabbit Care: A Resource for Those Working With Rabbits in Research. UFAW/RSPCA: Southwater, UK, 27 pp.

The report sets out how to provide: optimal enclosure characteristicsand size; social housing; solid flooring and substrate; raised areas; refuges; gnawing objects and dietary enrichment; positive interaction with humans; toys and objects to manipulate; for...

Barley, J., Mikkelsen, L. F., Francis, R. et al. 2007. Enforced restraint of rodents: A discussion by the Refinement & Enrichment Forum. Animal Technology and Welfare 6(1), 11-13.

The question was asked: "Rodents are often restrained for data collection procedures, such as blood collection and injection, by coaxing them into tubes, for example syringe cylinders or perspex tubes. What can be done to...

Schapiro, S. J., Laule, G., Seelig, D. 2007. "Applied behavior" panel discussion. Journal of Applied Animal Welfare Science 10(1), 79-81.

Adriane and Kris just trained eight rhesus monkeys to present their arms in the blood sleeve for blood samples, and it took, on average ... 8 months ... 160 minutes spread out into 40 sessions.

Minkel, R. 2007. Pair-housing eliminates compulsive hair pulling: a case report. Laboratory Animal Refinement and Enrichment Forum (electronic discussion group), September 27, 2007.

At a previous institution we had a cyno who suffered from severe hair pulling. He had removed practically all hair from his body; all that was left was a patch in the middle of his...

McMillan, J. L., Perlman, J. E., Bloomsmith, M. A. 2007. Components of an animal training program at a large institution. American Journal of Primatology 69(S1), 117. (30th Meeting of the American Society of Primatologists Scientific Program, Abstract #177)

The application of positive reinforcement training (PRT) has increased in zoological, laboratory, and research settings in recent years, however there is little literature pertaining to the development and implementation of such programs. Over the past...

Mallapur, A., Waran, N., Sinha, A. 2007. A note on enrichment for captive lion-tailed macaques (Macaca silenus). Applied Animal Behaviour Science 108(1-2), 191-195.

Two enrichment techniques were devised with the aim of reducing stress and improving welfare for captive lion-tailed macaques in an Indian zoo. In Study A, a log, cotton ropes and a feeding basket were added...

Maloney, M. A., Baker, K. C., Griffis, C. et al. 2007. Behavioral responses by singly-housed adult rhesus macaques (Macaca mulatta) during human interaction and positive reinforcement training. American Journal of Primatology 69(S1), 53. (30th Meeting of the American Society of Primatologists Scientific Program, Abstract #49)

Males complied with significantly more commands, and overall learned significantly more basic husbandry commands than females. Trainers should expect agonistic responses to increase throughout the training process.

Lutz, C. K., Davis, E. J., Suomi, S. J. et al. 2007. The expression of self-injurious behavior in Macaca mulatta: prevalence, risk factors, and context. American Journal of Primatology 69(S1), 38. (30th Meeting of the American Society of Primatologists Scientific Program, Abstract #18)

Self-injurious behavior (SIB) such as self-biting and self-wounding has been observed in a small, but persistent, percentage of captive nonhuman primates. Although biting often looks severe, not all self-biters wound themselves. Risk factors for SIB...

Leland, S. P., West, A. M., Erwin, J. M. et al. 2007. Incorporation of enrichment objects in threat displays by laboratory rhesus macaques (Macaca mulatta). American Journal of Primatology 69(S1), 50. (30th Meeting of the American Society of Primatologists Scientific Program, Abstract #43)

Self-directed aggression in laboratory macaques is commonly considered an abnormal behavioral pattern signaling psychological disturbance, whether it is in the form of self-injurious behavior (SIB) or is just part of a self-directed threat display (SDD)...

LAREF [Laboratory Animal Refinement and Enrichment Forum] 2007. Chapter 7.4. Pole-and-collar training of macaques. In: Making Lives Easier for Animals in Research Labs: Discussions by the Laboratory Animal Refinement & Enrichment Forum. Baumans, V., Coke, C., Green, J., Moreau, E., Morton, D., Patterson-Kane, E., Reinhardt, A., Reinhardt, V., Van Loo, P. (eds), 127-130. Animal Welfare Institute, Washington, DC.

While strictly using positive reinforcement and applying patient gentle-firmness, most macaques can be trained to cooperate during the pole-attachment-chairing procedure. Some cannot be trained, because they have problems overcoming their often-legitimate mistrust of humans.