Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Kelly, K. J., McDuffee, L. A., Mears, K. 2021. The effect of human–horse interactions on equine behaviour, physiology, and welfare: A scoping review. Animals 11(10), 2782.

Human–horse interactions (HHIs) are diverse and prominent in the equine industry. Stakeholders have an invested interest in making sure that HHIs are humane. Assessment of equine welfare goes beyond physical health and includes assessment of...

Lange, A., Waiblinger, S., van Hasselt, R. et al. 2021. Effects of restraint on heifers during gentle human-animal interactions. Applied Animal Behaviour Science 243, 105445.

Gentle human-animal interactions can induce positive emotions in cattle and enhance their welfare. We investigated whether a change in the animals’ perceived control over the situation influences their perception of the interactions. We compared the...

MacLellan, A., Fureix, C., Polanco, A. et al. 2021. Can animals develop depression? An overview and assessment of “depression-like” states. Behaviour 158(14/15), 1303–1353.

Describing certain animal behaviours as 'depression-like' or 'depressive' has become common across several fields of research. These typically involve unusually low activity or unresponsiveness and/or reduced interest in pleasure (anhedonia). While the term 'depression-like' carefully...

Campbell, D. L. M., Lee, C. 2021. A perspective on strategic enrichment for brain development: Is this the key to animal happiness? Frontiers in Veterinary Science 8, 720422.

Livestock animals are sentient beings with cognitive and emotional capacities and their brain development, similar to humans and other animal species, is affected by their surrounding environmental conditions. Current intensive production systems, through the restrictions...

Neethirajan, S. 2021. The use of artificial intelligence in assessing affective states in livestock. Frontiers in Veterinary Science 8, 715261.

In order to promote the welfare of farm animals, there is a need to be able to recognize, register and monitor their affective states. Numerous studies show that just like humans, non-human animals are able...

Casey, R. A., Naj-Oleari, M., Campbell, S. et al. 2021. Dogs are more pessimistic if their owners use two or more aversive training methods. Scientific Reports 11(1), 19023.

Domestic dogs are trained using a range of different methods, broadly categorised as reward based (positive reinforcement/negative punishment) and aversive based (positive punishment/negative reinforcement). Previous research has suggested associations between use of positive punishment-based techniques...

Ramont, M., Leahy, M., Cronin, K. A. 2021. The welfare of domestic goats (Capra hircus) in a zoo-based animal-visitor interaction program. Animal Behavior and Cognition 8(4), 493–506.

We investigated whether the welfare of domestic goats in an animal-visitor interaction experience at a zoo was affected by the presence and behavior of visitors. We considered how the number of visitors in the goats’...

Andreasen, S. N., Sandøe, P., Waiblinger, S. et al. 2020. Negative attitudes of Danish dairy farmers to their livestock correlates negatively with animal welfare. Animal Welfare 29(1), 89-98.

Positive stockperson attitudes to his or her animals is associated with a positive behavioural response in the animals and in other indicators assumed to reflect a high level of welfare as well as increased productivity...

Majecka, K., Pąsiek, M., Pietraszewski, D. 2020. Behavioural outcomes of housing for domestic dog puppies (Canis lupus familiaris). Applied Animal Behaviour Science 222, 104899.

Domestic dogs experience a sensitive period for learning during early life and conditions during this time can have important consequences in the adult. We investigated the effects of kennel environment during early life, comparing the...

Collins, S. L., Kull, J., Benham, C. et al. 2020. Comparison of penetrating and non-penetrating captive bolt in an alternative occipital approach in calves. Animal Welfare 29(1), 59-67.

The objective of this study was to describe the effect of penetrating or non-penetrating captive bolt using an occipital approach in 4–5 month old, Holstein steers weighing between 100–200 kg. Twelve calves were divided into...

Walker, J., Roman-Muniz, I., Edwards-Callaway, L. 2020. Timely euthanasia in the United States dairy industry–Challenges and a path forward. Animals 10(1), 71.

Euthanasia is a valuable management tool utilized on dairies to end the suffering of sick or debilitated cows. Euthanasia should be implemented if an animal’s pain cannot be adequately alleviated and if there is a...

Vecerek, V., Kamenik, J., Voslarova, E. et al. 2020. The impact of deviation of the stun shot from the ideal point on motor paralysis in cattle. Animals 10(2), 280.

The effect on motor paralysis of a deviation in the stun shot placement from the ideal point on cattle skulls was monitored in 627 bovine animals (271 bulls and 356 cows) stunned with a captive...

Lange, A., Franzmayr, S., Wisenöcker, V. et al. 2020. Effects of different stroking styles on behaviour and cardiac parameters in heifers. Animals 10(3), 426.

Gentle animal–human interactions, such as stroking, can promote positive emotions and thus welfare in cattle. While previous studies showed that stroking at the ventral neck elicited the most positive reactions in cows, intra-specific allogrooming in...

Neave, H. W., Costa, J. H. C., Weary, D. M. 2020. Long-term consistency of personality traits of cattle. Royal Society Open Science 7(2), 7191849.

Personality is often defined as the behaviour of individual animals that is consistent across contexts and over time. Personality traits may become unstable during stages of ontogeny from infancy to adulthood, especially during major periods...

Baciadonna, L., Briefer, E. F., McElligott, A. G. 2020. Investigation of reward quality-related behaviour as a tool to assess emotions. Applied Animal Behaviour Science 225, 104968.

Animals are likely to appraise events as positive or negative based on their subjective perception, current state and past experiences. We tested the effects of anticipating positive (food anticipation), negative (inaccessible food) and neutral (clicker...

Schrimpf, A., Single, M., Nawroth, C. 2020. Social referencing in the domestic horse. Animals 10(1), 164.

Dogs and cats use human emotional information directed to an unfamiliar situation to guide their behavior, known as social referencing. It is not clear whether other domestic species show similar socio-cognitive abilities in interacting with...

Gehlen, H., Loschelder, J., Merle, R. et al. 2020. Evaluation of stress response under a standard euthanasia protocol in horses using analysis of heart rate variability. Animals 10(3), 485.

The effects of a standard protocol for euthanasia on heart rate variability (HRV) as a consequence of stress response were analyzed in this prospective clinical study. The HRV was determined in 40 horses undergoing euthanasia...

Stomp, M., Masson, A., Henry, S. et al. 2020. Could snorts inform us on how horses perceive riding? Behavioural Processes 172, 104041.

Several previous studies have shown that working conditions (including riding) can induce stress in horses. Riders’ actions and postures, when inappropriate, induce stress and conflict behaviours during riding and welfare impairment and negative emotional states...

Mastellone, V., Scandurra, A., D’Aniello, B. et al. 2020. Long-term socialization with humans affects human-directed behavior in goats. Animals 10(4), 578.

Throughout their evolutionary history, humans have tried to domesticate a variety of wild terrestrial mammals, resulting in a limited number that has been successfully domesticated. Among these domesticated species, domestic goats (Capra aegagrus hircus) are...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

Shomer, N. H., Allen-Worthington, K. H., Hickman, D. L. et al. 2020. Review of rodent euthanasia methods. JAALAS 59(3), 242–253.

The optimal choice of euthanasia method for laboratory rodents depends on a number of factors, including the scientific goals of the study, the need to minimize animal pain and/or distress, applicable guidelines and laws, the...

Humphrey, T., Proops, L., Forman, J. et al. 2020. The role of cat eye narrowing movements in cat-human communication. Scientific Reports 10(1), 16503.

Domestic animals are sensitive to human cues that facilitate inter-specific communication, including cues to emotional state. The eyes are important in signalling emotions, with the act of narrowing the eyes appearing to be associated with...

Lange, A., Waiblinger, S., Heinke, A. et al. 2020. Gentle interactions with restrained and free-moving cows: Effects on the improvement of the animal-human relationship. PLOS ONE 15(11), e0242873.

The animal-human relationship is essential for farm animal welfare and production. Generally, gentle tactile and vocal interactions improve the animal-human relationship in cattle. However, cows that are fearful of humans avoid their close presence and...

Lecorps, B., Nogues, E., von Keyserlingk, M. A. G. et al. 2020. Pessimistic dairy calves are more vulnerable to pain-induced anhedonia. PLOS ONE 15(11), e0242100.

Pain induces deficits in appreciation of rewards (i.e. anhedonia) and variation in response to pain may be partly explained by individual differences in general expectations (i.e. optimism). Dairy calves are routinely subjected to painful procedures...

Liu, S., Paterson, M., Camarri, S. et al. 2020. The effects of the frequency and method of gentling on the behavior of cats in shelters. Journal of Veterinary Behavior 39, 47-56.

Gentling of cats in a shelter has been shown to increase contented behaviors and reduce anxiety, but it is not clear how gentling should be provided. Two experiments were conducted in cats confined to cages...