Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Le Balle, R., Cote, J., Santos Fernandez, F. A. 2021. Evidence for animal personalities in two Brazilian tortoises (Chelonoidis denticulatus and Chelonoidis carbonarius) and insights for their conservation. Applied Animal Behaviour Science 241, 105400.

Animal personality, the consistent between-individual differences in e.g., risk-taking, exploration, antipredator or mating behaviours, has major impacts on the fitness of individuals in many species. Understanding how to quantify animal personality should help us predicting...

Tresler, A., Rasbach, C., Stevens, T. et al. 2021. Adapting positive reinforcement training to novel laboratory species. Laboratory Animal Science Professional 9(6) (November/December), 42-44.

Positive reinforcement training (PRT) is a component of a comprehensive species-appropriate enrichment program to train specific species behaviors and reduce the stress on animals. Our facility has historically used PRT with nonhuman primates, so we...

Miller, L. J., Lauderdale, L. K., Mellen, J. D. 2021. Relationships between animal management and habitat characteristics with two potential indicators of welfare for bottlenose dolphins under professional care. PLOS ONE 16(8), e0252861.

Accredited zoos and aquariums continually strive to ensure high levels of animal welfare for the animals under their professional care. Best management practices include conducting research to better understand factors that lead to optimal welfare...

Lauderdale, L. K., Shorter, K. A., Zhang, D. et al. 2021. Habitat characteristics and animal management factors associated with habitat use by bottlenose dolphins in zoological environments. PLOS ONE 16(8), e0252010.

The way an animal uses its habitat can serve as an indicator of habitat appropriateness for the species and individuals. Bottlenose dolphins (Tursiops truncatus and Tursiops aduncus) in accredited zoos and aquariums experience a range...

Casey, R. A., Naj-Oleari, M., Campbell, S. et al. 2021. Dogs are more pessimistic if their owners use two or more aversive training methods. Scientific Reports 11(1), 19023.

Domestic dogs are trained using a range of different methods, broadly categorised as reward based (positive reinforcement/negative punishment) and aversive based (positive punishment/negative reinforcement). Previous research has suggested associations between use of positive punishment-based techniques...

Hodges, S. 2021. Practical Canine Behaviour: For Veterinary Nurses and Technicians (2nd ed). CABI, Wallingford, UK.

In this book Stephanie Hedges draws on more than 20 years as a practicing veterinary nurse and her training as a Certificated Clinical Animal Behaviourist (CCAB). She provides a quick reference and practically relevant canine...

Melfi, V. A., Dorey, N. R., Ward, S. (Eds.) 2020. Zoo Animal Learning and Training. John Wiley & Sons: Hoboken, NJ, 384 pp.

Comprehensively explains animal learning theories and current best practices in animal training within zoos. This accessible, up-to-date book on animal training in a zoo/aquaria context provides a unified approach to zoo animal learning, bringing together...

Serres, A., Hao, Y., Wang, D. 2020. Swimming features in captive odontocetes: Indicative of animals’ emotional state? Behavioural Processes 170, 103998.

Captive welfare studies in odontocete species have been mostly conducted on bottlenose dolphins (Tursiops truncatus) while the welfare of many other species’ -including endangered species- remains poorly studied. More research is needed to find and...

Zemanova, M. A. 2020. Towards more compassionate wildlife research through the 3Rs principles: Moving from invasive to noninvasive methods. Wildlife Biology 2020(1), no page numbers.

Research in ecology and wildlife biology remains crucial for increasing our knowledge and improving species management and conservation in the midst of the current biodiversity crisis. However, obtaining information on population status often involves invasive...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

Dorey, N. R., Blandina, A., Udell, M. A. R. 2020. Clicker training does not enhance learning in mixed-breed shelter puppies (Canis familiaris). Journal of Veterinary Behavior 39, 57-63.

Clicker training has been a popular form of training for decades and is used in zoos, aquariums, and shelters. Only a handful of studies have investigated the efficacy of the clicker-training method itself despite its...

Vieira de Castro, A. C., Fuchs, D., Morello, G. M. et al. 2020. Does training method matter? Evidence for the negative impact of aversive-based methods on companion dog welfare. PLOS ONE 15(12), e0225023.

Dog training methods range broadly from those using mostly positive punishment and negative reinforcement (aversive-based) to those using primarily positive reinforcement (reward-based). Although aversive-based training has been strongly criticized for negatively affecting dog welfare, there...

Butler, J. L., Kennerley, S. W. 2019. Mymou: A low-cost, wireless touchscreen system for automated training of nonhuman primates. Behaviour Research Methods 51, 2559–2572.

Training nonhuman primates (NHPs) to perform cognitive tasks is essential for many neuroscientific investigations, yet laboratory training is a time-consuming process with inherent limitations. Habituating NHPs to the laboratory staff and experimental equipment can take...

Edwards, P. T., Smith, B. P., McArthur, M. L. et al. 2019. Fearful Fido: Investigating dog experience in the veterinary context in an effort to reduce distress. Applied Animal Behaviour Science 213, 14-25.

For many dogs, receiving veterinary care can be a stressful, fearful or traumatic experience. However, understanding and improving the veterinary experience for dogs is challenging due to the dynamic nature of the veterinary visit, the...

Watters, J. V., Krebs, B. L. 2019. Assessing and enhancing the welfare of animals with equivocal and reliable cues. Animals 9(9), 680.

The actions of human caretakers strongly influence animals living under human care. Here, we consider how intentional and unintentional signals provided by caretakers can inform our assessment of animals' well-being as well as help to...

Finkemeier, M.-A., Oesterwind, S., Nürnberg, G. et al. 2019. Assessment of personality types in Nigerian dwarf goats (Capra hircus) and cross-context correlations to behavioural and physiological responses. Applied Animal Behaviour Science 217, 28-35.

The assessment of personality in farm animals and its relation to other behavioural and physiological traits is of growing scientific and practical interest. Therefore, the aims of the present study were first to assess the...

Stevens, C., Hawkins, P., Lovell-Badge, R. et al. 2019. Report of the 2018 RSPCA/UFAW Rodent and Rabbit Welfare Group meeting. Animal Technology and Welfare 18(2), 81-91.

The RSPCA/UFAW Rodent (and now Rabbit) Working Group has held a one-day meeting every autumn for the last 25 years, so that its members can discuss current welfare research, exchange views on welfare issues and...

Association of Primate Veterinarians. 2019. Association of Primate Veterinarians’ guidelines for nonhuman primate restraint. JAALAS 58(3), 282-284.

The Association of Primate Veterinarians (APV) recognizes that several forms of restraint, including physical and chemical, are necessary for the safe handling of nonhuman primates (NHPs). The following guidelines aim to provide information to researchers...

Cox, R. J., Nol, P., Ellis, C. K. et al. 2019. Research with agricultural animals and wildlife. ILAR Journal 60(1), 66-73.

In fiscal year 2016, agricultural animals such as swine, sheep, goats, and cattle represented 10% of the 820 812 animals used in USDA-regulated research. In addition to traditional agricultural animals, research studies using captive wildlife...

Riemer, S., Ellis, S. L. H., Thompson, H. et al. 2018. Reinforcer effectiveness in dogs—The influence of quantity and quality. Applied Animal Behaviour Science 206, 87-93.

Reinforcer effectiveness refers to the reinforcer’s ability to control the subject’s target behaviour and is therefore critical to training success. Yet animals’ preferences, and the effectiveness of different rewards to function as reinforcers, are often...

González-Pech, P. G., Marín-Tun, C. G., Valladares-González, D.A. et al. 2018. A protocol of human animal interaction to habituate young sheep and goats for behavioural studies. Behavioural Processes 157, 632-637.

Animal habituation is key to obtain reliable data on behavioural studies but detailed procedures to achieve it are scarce. This study designed a set of actions to habituate sheep and goats to human observers. Pelibuey...

Freret-Meurer, N. V., Alves, M. A. S. 2018. Personality in the longsnout seahorse, Hippocampus reidi Ginsburg, 1933: Are males shyer than females? Behavioural Processes 157, 106-110.

Individual responses, particularly based on personality, can have important consequences for individual fitness, based upon success in exploring new habitats, feeding on novel foods, and aggressiveness in competitive interactions. We conducted laboratory experiments to analyze...

Lush, J., Ijichi, C. 2018. A preliminary investigation into personality and pain in dogs. Journal of Veterinary Behavior 24, 62-68.

Adherence to basic animal welfare standards involves effective monitoring and control of pain, especially in a veterinary setting. Assessment relies on behavioral and physiological indicators. However, individual differences in physiology mediate consistent individual differences in...

Fernandes, J. G., Olsson, I. A. S., Vieira de Castro, A. C. 2017. Do aversive-based training methods actually compromise dog welfare?: A literature review. Applied Animal Behaviour Science 196, 1-12.

The methods by which dogs are trained vary between methods involving mainly negative reinforcement and positive punishment (aversive-based methods) and methods based essentially in positive reinforcement and negative punishment (reward-based methods). However, the use of...

McMillan, J. L., Bloomsmith, M. A., Prescott, M. J. 2017. An international survey of approaches to chair restraint of nonhuman primates. Comparative Medicine 67(5), 442–451.

Specifically designed restraint chairs are the preferred method of restraint for research studies that require NHP to sit in place for sustained periods of time. In light of increasing emphasis on refinement of restraint to...