Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Robinson, L. M., Weiss, A. (Eds.) 2023. Nonhuman Primate Welfare: From History, Science, and Ethics to Practice. Springer, Cham, Switzerland. 671 p.

This volume reviews the broad topic of welfare in nonhuman primates under human care. Chapters detail the history of primates in captivity, ethical and legal issues surrounding the use of nonhuman primates as entertainment or...

Wong, C.-H., Tsai, M.-A., Ko, F.-C. et al. 2023. Skin cortisol and acoustic activity: Potential tools to evaluate stress and welfare in captive cetaceans. Animals 13(9), 1521.

As people’s focus broadens from animals on farms to zoos and aquaria, the field of welfare science and the public’s concern for animal welfare continue to grow. In captive animals, stress and its causes are...

Olczak, K., Penar, W., Nowicki, J. et al. 2023. The role of sound in livestock farming—Selected aspects. Animals 13(14), 2307.

To ensure the optimal living conditions of farm animals, it is essential to understand how their senses work and the way in which they perceive their environment. Most animals have a different hearing range compared...

Schneidewind, S. J., Meemken, D., Langforth, S. 2023. Measures and penalties for animal welfare violations at german abattoirs: A compilation of current recommendations and practices. Animals 13(18), 2916.

Protecting animal welfare during preslaughter handling and slaughter is an important ethical concern with growing importance to consumers. However, animal welfare violations in abattoirs remain a serious problem, and the enforcement of relevant laws and...

Svartberg, K. 2022. A possible basis for personality in dogs: Individual differences in affective predispositions. Applied Animal Behaviour Science 255, 105740.

Previously, dog personality traits that seem to correspond have been identified by the Dog Mentality Assessment (DMA) and the Behaviour and Personality Assessment in Dogs (BPH): Playfulness, Sociability, Curiosity/fearlessness (DMA) vs. Non-social fearfulness (BPH), Aggressiveness...

Ruge, L., Mancini, C. 2022. An ethics toolkit to support animal-centered research and design. Frontiers in Veterinary Science 9, 891493.

Designers and researchers who work with animals need to employ an array of ethical competencies to guarantee the welfare of animals taking part in animal-centered research. The emerging field of Animal-Computer Interaction (ACI), which deals...

Serres, A., Xu, C., Hao, Y. et al. 2021. The click production of captive Yangtze finless porpoises (Neophocaena asiaeorientalis asiaorientalis) is influenced by social and environmental factors. Animals 11(2), 511.

Yangtze finless porpoises use high-frequency clicks to navigate, forage, and communicate. The way in which click production may vary depending on social or environmental context has never been investigated. A group of five captive Yangtze...

Marx, A., Lenkei, R., Pérez Fraga, P. et al. 2021. Occurrences of non-linear phenomena and vocal harshness in dog whines as indicators of stress and ageing. Scientific Reports 11(1), 4468.

During social interactions, acoustic parameters of tetrapods’ vocalisations reflect the emotional state of the caller. Higher levels of spectral noise and the occurrence of irregularities (non-linear phenomena NLP) might be negative arousal indicators in alarm...

Leeds, A., Boyer, D., Ross, S. R. et al. 2021. Patterns of wounding in mixed-sex social groups of western lowland gorillas (Gorilla gorilla gorilla). Applied Animal Behaviour Science 236, 105226.

Long-term, multi-institutional assessments have become a reliable tool for evaluating patterns of wounding in zoo-living primates, with results informing on best practices for species-specific care protocols and population management strategies. For western lowland gorillas (Gorilla...

Úbeda, Y., Ortín, S., Robeck, T. R. et al. 2021. Personality of killer whales (Orcinus orca) is related to welfare and subjective well-being. Applied Animal Behaviour Science 237, 105297.

Questionnaires are very useful tools when it comes to assessing zoo based animal measures and caretakers of these animals (such as keepers, trainers and veterinarians) are in the best position to provide accurate answers to...

Le Balle, R., Cote, J., Santos Fernandez, F. A. 2021. Evidence for animal personalities in two Brazilian tortoises (Chelonoidis denticulatus and Chelonoidis carbonarius) and insights for their conservation. Applied Animal Behaviour Science 241, 105400.

Animal personality, the consistent between-individual differences in e.g., risk-taking, exploration, antipredator or mating behaviours, has major impacts on the fitness of individuals in many species. Understanding how to quantify animal personality should help us predicting...

Probert, R., Bastian, A., Elwen, S. H. et al. 2021. Vocal correlates of arousal in bottlenose dolphins (Tursiops spp.) in human care. PLOS ONE 16(9), e0250913.

Human-controlled regimes can entrain behavioural responses and may impact animal welfare. Therefore, understanding the influence of schedules on animal behaviour can be a valuable tool to improve welfare, however information on behaviour overnight and in...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

Lopez-Marulanda, J., Rödel, H. G., Colpaert, N. et al. 2020. Contexts of emission of non-signature whistles in bottlenose dolphins (Tursiops truncatus) under human care. Behavioural Processes 181, 104255.

Bottlenose dolphins are social cetaceans that strongly rely on acoustic communication and signaling. The diversity of sounds emitted by the species has been structurally classified into whistles, clicks and burst-pulsed sounds. Although click sounds and...

Rankins, E. M., Wickens, C. L. 2020. A systematic review of equine personality. Applied Animal Behaviour Science 231, 105076.

Examining the literature suggests equine personality is of interest to behavior and welfare scientists and those involved in the equine industry. Study and assessment of personality is critical because of the profound implications certain traits...

Colman, R. J., Capuano, 3rd, S., Bakker, J. et al. 2021. Marmosets: Welfare, ethical use, and IACUC/regulatory considerations. ILAR Journal 61(2-3), 167-178.

Use of marmosets in biomedical research has increased dramatically in recent years due, in large part, to their suitability for transgenic applications and utility as models for neuroscience investigations. This increased use includes the establishment...

Nawroth, C., Gygax, L. 2020. The legislative, ethical, and conceptual importance of replicability in farm animal welfare science. agriRxiv 2020, 20203211980.

In this commentary, we discuss three replicability issues that are specifically relevant to research regarding farm animal welfare: (1) Legislative action, and its potential economic consequences, should derive from robust and replicable research to benefit...

Parsons, C. E., LeBeau, R. T., Kringelbach, M. L. et al. 2019. Pawsitively sad: Pet-owners are more sensitive to negative emotion in animal distress vocalizations. Royal Society Open Science 6(8), 181555.

Pets have numerous, effective methods to communicate with their human hosts. Perhaps most conspicuous of these are distress vocalizations: in cats, the ‘miaow’ and in dogs, the ‘whine’ or ‘whimper’. We compared a sample of...

Cross, N. 2019. A code of welfare for horses and donkeys: establishing standards for the welfare of equids in New Zealand. Journal of Veterinary Behavior 29, 148-149. (13th International Society of Equitation Science (ISES) Conference Abstract)

New Zealand’s code of welfare for horses and donkeys was developed by the National Animal Welfare Advisory Committee (NAWAC), under provisions in the Animal Welfare Act 1999, and issued by the Minister for Primary Industries...

Colby, L. A., Nowland, M. H., Kennedy, L. H. 2019. Clinical Laboratory Animal Medicine: An Introduction (5th ed). Wiley-Blackwell, Ames, IA.

The revised fifth edition of Clinical Laboratory Animal Medicine: An Introduction is an accessible guide to basic information for conducting animal research safely and responsibly. It includes a review of the unique anatomic and physiologic...

Stomp, M., Leroux, M., Cellier, M. et al. 2018. An unexpected acoustic indicator of positive emotions in horses. PLOS ONE 13(7), e0197898.

Indicators of positive emotions are still scarce and many proposed behavioural markers have proven ambiguous. Studies established a link between acoustic signals and emitter’s internal state, but few related to positive emotions and still fewer...

Lush, J., Ijichi, C. 2018. A preliminary investigation into personality and pain in dogs. Journal of Veterinary Behavior 24, 62-68.

Adherence to basic animal welfare standards involves effective monitoring and control of pain, especially in a veterinary setting. Assessment relies on behavioral and physiological indicators. However, individual differences in physiology mediate consistent individual differences in...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Huber, A., Barber, A. L. A., Faragó, T. et al. 2017. Investigating emotional contagion in dogs (Canis familiaris) to emotional sounds of humans and conspecifics. Animal Cognition 20(4), 703–715.

Emotional contagion, a basic component of empathy defined as emotional state-matching between individuals, has previously been shown in dogs even upon solely hearing negative emotional sounds of humans or conspecifics. The current investigation further sheds...

National Health and Medical Research Council [NHMRC]. 2016. Principles and guidelines for the care and use of non-human primates for scientific purposes. National Health and Medical Research Council: Canberra, Australia, 25 pp.

The Principles and guidelines for the care and use of non-human primates for scientific purposes is a revision of NHMRC’s Policy on the care and use of non-human primates for scientific purposes 2003 (the Policy)...