Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Platto, S., Serres, A. 2023. A quantitative assessment of trainers-dolphins’ interactions in the absence of food reward. Animals 13(10), 1651.

All the studies that have considered the motivation of the dolphins to interact with their trainers as a possible welfare indicator have been carried out in facilities where the trainer-dolphin interactions (TDIs) sessions were reinforced...

Wong, C.-H., Tsai, M.-A., Ko, F.-C. et al. 2023. Skin cortisol and acoustic activity: Potential tools to evaluate stress and welfare in captive cetaceans. Animals 13(9), 1521.

As people’s focus broadens from animals on farms to zoos and aquaria, the field of welfare science and the public’s concern for animal welfare continue to grow. In captive animals, stress and its causes are...

Brando, S., Norman, M. 2023. Handling and training of wild animals: Evidence and ethics-based approaches and best practices in the modern zoo. Animals 13(14), 2247.

There is an ethical responsibility to provide all animals living in human care with optimal and positive well-being. As animals living in zoos and aquariums frequently interact with their human caregivers as part of their...

Olczak, K., Penar, W., Nowicki, J. et al. 2023. The role of sound in livestock farming—Selected aspects. Animals 13(14), 2307.

To ensure the optimal living conditions of farm animals, it is essential to understand how their senses work and the way in which they perceive their environment. Most animals have a different hearing range compared...

Wess, L., Böhm, A., Schützinger, M. et al. 2022. Effect of cooperative care training on physiological parameters and compliance in dogs undergoing a veterinary examination – A pilot study. Applied Animal Behaviour Science 250, 105615.

One way to reduce fear and lack of compliance during veterinary procedures is ‘cooperative care training’, training animals to voluntarily participate in husbandry and medical care. Here we assessed the effects of cooperative care training...

Larssen, R., Roth, L. S. V. 2022. Regular positive reinforcement training increases contact-seeking behaviour in horses. Applied Animal Behaviour Science 252, 105651.

Horses are commonly trained using negative reinforcement. However, a growing body of scientific evidence supports positive reinforcement as an efficient training method for horses. In this study we investigated the effects of adding a small...

Seganfreddo, S., Fornasiero, D., De Santis, M. et al. 2022. Investigation of donkeys learning capabilities through an operant conditioning. Applied Animal Behaviour Science 255, 105743.

Despite donkeys being involved in various activities with humans, their cognitive and learning abilities are still little known. A deeper understanding of their perceptive, cognitive and learning processes is, thus, necessary to preserve their well-being...

Serres, A., Xu, C., Hao, Y. et al. 2021. The click production of captive Yangtze finless porpoises (Neophocaena asiaeorientalis asiaorientalis) is influenced by social and environmental factors. Animals 11(2), 511.

Yangtze finless porpoises use high-frequency clicks to navigate, forage, and communicate. The way in which click production may vary depending on social or environmental context has never been investigated. A group of five captive Yangtze...

Marx, A., Lenkei, R., Pérez Fraga, P. et al. 2021. Occurrences of non-linear phenomena and vocal harshness in dog whines as indicators of stress and ageing. Scientific Reports 11(1), 4468.

During social interactions, acoustic parameters of tetrapods’ vocalisations reflect the emotional state of the caller. Higher levels of spectral noise and the occurrence of irregularities (non-linear phenomena NLP) might be negative arousal indicators in alarm...

Gray, A. 2021. The importance of positive rewards in dog training. Veterinary Record 188(2), 82-83.

Arabella Gray discusses the latest evidence of the negative impact of aversive‐based training methods on companion dog welfare.

Sørensen, D., Cloutier, S., Gaskill, B. (Eds.). 2021. Animal-centric Care and Management - Enhancing Refinement in Biomedical Research. CRC Press, Boca Raton, FL.

The concept of the 3Rs (Refinement, Reduction and Replacement) has been used as a framework for improving the welfare of laboratory animals for the last half century. By establishing an animal-centric view on housing and...

Miller, L. J., Lauderdale, L. K., Mellen, J. D. 2021. Relationships between animal management and habitat characteristics with two potential indicators of welfare for bottlenose dolphins under professional care. PLOS ONE 16(8), e0252861.

Accredited zoos and aquariums continually strive to ensure high levels of animal welfare for the animals under their professional care. Best management practices include conducting research to better understand factors that lead to optimal welfare...

Lauderdale, L. K., Shorter, K. A., Zhang, D. et al. 2021. Habitat characteristics and animal management factors associated with habitat use by bottlenose dolphins in zoological environments. PLOS ONE 16(8), e0252010.

The way an animal uses its habitat can serve as an indicator of habitat appropriateness for the species and individuals. Bottlenose dolphins (Tursiops truncatus and Tursiops aduncus) in accredited zoos and aquariums experience a range...

Probert, R., Bastian, A., Elwen, S. H. et al. 2021. Vocal correlates of arousal in bottlenose dolphins (Tursiops spp.) in human care. PLOS ONE 16(9), e0250913.

Human-controlled regimes can entrain behavioural responses and may impact animal welfare. Therefore, understanding the influence of schedules on animal behaviour can be a valuable tool to improve welfare, however information on behaviour overnight and in...

Casey, R. A., Naj-Oleari, M., Campbell, S. et al. 2021. Dogs are more pessimistic if their owners use two or more aversive training methods. Scientific Reports 11(1), 19023.

Domestic dogs are trained using a range of different methods, broadly categorised as reward based (positive reinforcement/negative punishment) and aversive based (positive punishment/negative reinforcement). Previous research has suggested associations between use of positive punishment-based techniques...

Hodges, S. 2021. Practical Canine Behaviour: For Veterinary Nurses and Technicians (2nd ed). CABI, Wallingford, UK.

In this book Stephanie Hedges draws on more than 20 years as a practicing veterinary nurse and her training as a Certificated Clinical Animal Behaviourist (CCAB). She provides a quick reference and practically relevant canine...

Jones, B. L., Oswald, M., Tufano, S. et al. 2021. A system for monitoring acoustics to supplement an animal welfare plan for bottlenose dolphins. Journal of Zoological and Botanical Gardens 2(2), 222–233.

Animal sounds are commonly used by humans to infer information about their motivations and their health, yet, acoustic data is an underutilized welfare biomarker especially for aquatic animals. Here, we describe an acoustic monitoring system...

Melfi, V. A., Dorey, N. R., Ward, S. (Eds.) 2020. Zoo Animal Learning and Training. John Wiley & Sons: Hoboken, NJ, 384 pp.

Comprehensively explains animal learning theories and current best practices in animal training within zoos. This accessible, up-to-date book on animal training in a zoo/aquaria context provides a unified approach to zoo animal learning, bringing together...

Serres, A., Hao, Y., Wang, D. 2020. Swimming features in captive odontocetes: Indicative of animals’ emotional state? Behavioural Processes 170, 103998.

Captive welfare studies in odontocete species have been mostly conducted on bottlenose dolphins (Tursiops truncatus) while the welfare of many other species’ -including endangered species- remains poorly studied. More research is needed to find and...

Raspa, F., Tarantola, M., Bergero, D. et al. 2020. Stocking density affects welfare indicators in horses reared for meat production. Animals 10(6), 1103.

Horses kept for meat production are reared in intensive breeding farms. We employed a checklist adapted from the Animal Welfare Indicators (AWIN) assessment protocol. Our evaluation aims to assess whether welfare indicators are influenced by...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

Dorey, N. R., Blandina, A., Udell, M. A. R. 2020. Clicker training does not enhance learning in mixed-breed shelter puppies (Canis familiaris). Journal of Veterinary Behavior 39, 57-63.

Clicker training has been a popular form of training for decades and is used in zoos, aquariums, and shelters. Only a handful of studies have investigated the efficacy of the clicker-training method itself despite its...

Lopez-Marulanda, J., Rödel, H. G., Colpaert, N. et al. 2020. Contexts of emission of non-signature whistles in bottlenose dolphins (Tursiops truncatus) under human care. Behavioural Processes 181, 104255.

Bottlenose dolphins are social cetaceans that strongly rely on acoustic communication and signaling. The diversity of sounds emitted by the species has been structurally classified into whistles, clicks and burst-pulsed sounds. Although click sounds and...

Lundberg, P., Hartmann, E., Roth, L. S. V. 2020. Does training style affect the human-horse relationship? Asking the horse in a separation–reunion experiment with the owner and a stranger. Applied Animal Behaviour Science 233, 105144.

Humans have shared a long history with horses and today we mainly consider horses as companions for sports and leisure activities. Previously, the human perspective of the human-horse relationship has been investigated but there has...

Vieira de Castro, A. C., Fuchs, D., Morello, G. M. et al. 2020. Does training method matter? Evidence for the negative impact of aversive-based methods on companion dog welfare. PLOS ONE 15(12), e0225023.

Dog training methods range broadly from those using mostly positive punishment and negative reinforcement (aversive-based) to those using primarily positive reinforcement (reward-based). Although aversive-based training has been strongly criticized for negatively affecting dog welfare, there...