Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Squibb, K., Griffin, K., Favier, R. et al. 2018. Poker Face: Discrepancies in behaviour and affective states in horses during stressful handling procedures. Applied Animal Behaviour Science 202, 34-38.

Correct assessment of stress in horses is important for both horse welfare and handler safety during necessary aversive procedures. Handlers depend on behaviour when judging how well an individual is tolerating stressful procedures such as...

Hall, C., Randle, H., Pearson, G. et al. 2018. Assessing equine emotional state. Applied Animal Behaviour Science 205, 183-193.

The scientific study of animal emotion has recently become an important focus for animal behaviour and welfare researchers. For horses used by humans for work, recreation or sport, the question of the significance of their...

Lush, J., Ijichi, C. 2018. A preliminary investigation into personality and pain in dogs. Journal of Veterinary Behavior 24, 62-68.

Adherence to basic animal welfare standards involves effective monitoring and control of pain, especially in a veterinary setting. Assessment relies on behavioral and physiological indicators. However, individual differences in physiology mediate consistent individual differences in...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Reid, J., Nolan, A. M., Scott, E. M. 2018. Measuring pain in dogs and cats using structured behavioural observation. The Veterinary Journal 236, 72-79.

The contemporary approach to pain measurement in people and animals seeks to measure the affective (emotional) component of the pain experience using structured questionnaires with formal scoring methodology. Chronic pain has wide-ranging impacts which affects...

Zamansky, A., Bleuer-Elsner, S., Masson, S. et al. 2018. Effects of anxiety on canine movement in dog-robot interactions. Animal Behavior and Cognition 5(4), 380–387.

Canine behavioral disorders, such as various forms of fear and anxiety, are a major threat for the wellbeing of dogs and their owners. They are also the main cause for dog abandonment and relinquishment to...

Pawluski, J., Jego, P., Henry, S. et al. 2017. Low plasma cortisol and fecal cortisol metabolite measures as indicators of compromised welfare in domestic horses (Equus caballus). PLOS ONE 12(9), e0182257.

The hypothalamic-pituitary-adrenal (HPA) axis response to chronic stress is far from straight forward, particularly with regards to animal welfare. There are reports of no effect as well as both decreases and increases in cortisol after...

Viksten, S. M., Visser, E. K., Nyman, S. 2017. Developing a horse welfare assessment protocol. Animal Welfare 26(1), 59-65.

This paper describes the development and pilot-testing of a horse welfare assessment protocol (HWAP). The HWAP consists of the collective measurement of numerous factors considered likely to affect a horse's welfare and is thereby designed...

Hintze, S., Roth, E., Bachmann, I. et al. 2017. Toward a choice-based judgment bias task for horses. Journal of Applied Animal Welfare Science 20(2), 123-136.

Judgment bias tasks for nonhuman animals are promising tools to assess emotional valence as a measure of animal welfare. In view of establishing a valid judgment bias task for horses, the present study aimed to...

Nordquist, R., van der Staay, F., van Eerdenburg, F. et al. 2017. Mutilating procedures, management practices, and housing conditions that may affect the welfare of farm animals: Implications for welfare research. Animals 7(2), 12.

A number of mutilating procedures, such as dehorning in cattle and goats and beak trimming in laying hens, are common in farm animal husbandry systems in an attempt to prevent or solve problems, such as...

Oliver, V. L., Athavale, S., Simon, K. E. et al. 2017. Evaluation of pain assessment techniques and analgesia efficacy in a female guinea pig (Cavia porcellus) model of surgical pain. JAALAS 56(4), 425-435.

Guinea pigs (Cavia porcellus) are a frequently used species in research, often involving potentially painful procedures. Therefore, evidence-based recommendations regarding analgesia are critically needed to optimize their wellbeing. Our laboratory examined the efficacy of carprofen...

Hawkins, P., McNeilly, A., Watson, J. et al. 2017. Report of the 2016 RSPCA/UFAW Rodent and Rabbit Welfare Group meeting. Animal Technology and Welfare 16(2), 77-86.

The RSPCA/UFAW Rodent (and now Rabbit) Welfare Group held a one-day meeting on 1 November 2016 at the University of Edinburgh and was attended by 70 delegates. Presentation topics included refinements in blood sampling rodents...

Sommerville, R., O’Connor, E. A., Asher, L. 2017. Why do dogs play? Function and welfare implications of play in the domestic dog. Applied Animal Behaviour Science 197, 1-8.

Play is an enigmatic behaviour, the function of which is still debated, despite more than a century of research. We discuss the evolutionary function of play behaviour, focusing on the domestic dog (Canis familiaris), a...

Waran, N., Randle, H. 2017. What we can measure, we can manage: The importance of using robust welfare indicators in Equitation Science. Applied Animal Behaviour Science 190, 74-81.

Ever since the phrase, ‘the happy athlete’ was introduced into the FEI rules for dressage (Article 401.1) there have been discussions about what this actually means and whether it is possible to recognize and reward...

Hintze, S., Murphy, E., Bachmann, I. et al. 2017. Qualitative Behaviour Assessment of horses exposed to short-term emotional treatments. Applied Animal Behaviour Science 196, 44-51.

Assessing emotion in animals is fundamental to the study of animal welfare with methodologies for reliable and valid assessments being highly desirable. Qualitative Behaviour Assessment (QBA) is based on the assumption that human observers are...

Vullo, C., Carluccio, A., Robbe, D. et al. 2017. Guaiphenesin-ketamine-xylazine infusion to maintain anesthesia in mules undergoing field castration. Acta Veterinaria Scandinavica 59(1), 67.

In order to determine whether a combination of guaiphenesin, ketamine and xylazine can induce safe and satisfactory anaesthesia in mules undergoing field castration, eight healthy adult intact male mules were employed. They were premedicated with...

Ali, A. B. A., Gutwein, K. L., Heleski, C. R. 2017. Assessing the influence of upper lip twitching in naive horses during an aversive husbandry procedure (ear clipping). Journal of Veterinary Behavior 21, 20-25.

When engaging in procedures that horses may find aversive, restraint methods are often used to help ensure safety of both horse and handler. Twitching is a common restraint method, but its use is sometimes considered...

Reid, K., Rogers, C. W., Gronqvist, G. et al. 2017. Anxiety and pain in horses measured by heart rate variability and behavior. Journal of Veterinary Behavior 22, 1-6.

As a herd species, the horse strongly desires social contact and interaction with conspecifics. Anxiety associated with social isolation may confound the display and interpretation of behavior associated with pain. This study examined the effect...

Huber, A., Barber, A. L. A., Faragó, T. et al. 2017. Investigating emotional contagion in dogs (Canis familiaris) to emotional sounds of humans and conspecifics. Animal Cognition 20(4), 703–715.

Emotional contagion, a basic component of empathy defined as emotional state-matching between individuals, has previously been shown in dogs even upon solely hearing negative emotional sounds of humans or conspecifics. The current investigation further sheds...

Owczarczak-Garstecka, S. C., Burman, O. H. P. 2016. Can sleep and resting behaviours be used as indicators of welfare in shelter dogs (Canis lupus familiaris)? PLOS ONE 11(10), e0163620.

Previous research on humans and animals suggests that the analysis of sleep patterns may reliably inform us about welfare status, but little research of this kind has been carried out for non-human animals in an...

Hintze, S., Smith, S., Patt, A. et al. 2016. Are eyes a mirror of the soul? What eye wrinkles reveal about a horse’s emotional state. PLOS ONE 11(10), e0164017.

Finding valid indicators of emotional states is one of the biggest challenges in animal welfare science. Here, we investigated in horses whether variation in the expression of eye wrinkles caused by contraction of the inner...

Dalla Costa, E., Dai, F., Lebelt, D. et al. 2016. Welfare assessment of horses: the AWIN approach. Animal Welfare 25(4), 481-488.

The EU-funded Animal Welfare Indicators (AWIN) research project (2011–2015) aimed to improve animal welfare through the development of practical on-farm animal welfare assessment protocols. The present study describes the application of the AWIN approach to...

Drude, N., Pawlowsky, K., Tanaka,H. et al. 2016. Severity assessment in rabbits after partial hepatectomy: Part II. Laboratory Animals 50(6), 468-475.

Although the recognition of pain, distress and discomfort has already been described in 1985 by Morton and Griffiths there is still very little known about the establishment of score sheets especially, regarding postsurgical pain and...

Dalla Costa, E., Stucke, D., Dai, F. et al. 2016. Using the Horse Grimace Scale (HGS) to assess pain associated with acute laminitis in horses (Equus caballus). Animals 6(8), 47.

Acute laminitis is a common equine disease characterized by intense foot pain, both acutely and chronically. The Obel grading system is the most widely accepted method for describing the severity of laminitis by equine practitioners...

Dunbar, M. L., David, E. M., Aline, M. R. et al. 2016. Validation of a behavioral ethogram for assessing postoperative pain in guinea pigs (Cavia porcellus). JAALAS 55(1), 29–34.

Although guinea pigs (Cavia porcellus) have been used in research for more than a century and remain the most prevalent USDA-covered species, little has been elucidated regarding the recognition of clinical pain or analgesic efficacy...