Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Morrin, Y. 2020. No bullies allowed! Co-operative feeding as a means to enhance the welfare of 'sub-ordinates'. RATEL (Journal of the Association of British and Irish Wild Animal Keepers) 47(1), 18-19.

This article describes a protocol for training capuchins for co-operative feeding. Three months after beginning the training, the two dominant individuals consistently stay stationed, calmly focused, and the keeper is able to hand the subordinate...

Leeds, A., Good, J., Schook, M. W. et al. 2020. Evaluating changes in salivary oxytocin and cortisol following positive reinforcement training in two adult male western lowland gorillas (Gorilla gorilla gorilla). Zoo Biology 39(1), 51-55.

Positive reinforcement training (PRT) is associated with increases in species-typical behavior and decreases in stereotypic and abnormal behavior in participating animals. Physiological changes following PRT, for example, increases in oxytocin (OXT) and/or decreases in cortisol...

Hempstead, M. N., Waas, J. R., Stewart, M. et al. 2020. Goat kids are not small calves: Species comparisons in relation to disbudding. Animal Welfare 29(3), 293-312.

Limited scientific literature is available for developing 'best practices' guidelines for the management of dairy goats (Caprus hircus), particularly goat kids. Disbudding practices for kids and calves appear to be similar, however, it is important...

Hempstead, M. N., Waas, J. R., Stewart, M. et al. 2020. Can isoflurane and meloxicam mitigate pain associated with cautery disbudding of 3-week-old goat kids? Animals 10(5), 878.

We evaluated the effect of pain mitigation strategies (isoflurane and meloxicam) on the behaviour and physiology of 3-week-old disbudded goat kids. Fifty Saanen does (mean ± SD, 21 ± 3 days old) were randomly allocated...

Hempstead, M. N., Lindquist, T. M., Shearer, J. K. et al. 2020. Acute cortisol and behavior of dairy goat kids administered local anesthesia, topical anesthesia or systemic analgesia prior to cautery disbudding. Physiology & Behavior 222, 112942.

Cautery disbudding of goat kids causes thermal burns and tissue destruction, which results in acute and post-operative pain and negatively affects animal welfare. The objectives of this study were to evaluate acute cortisol concentrations and...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

Dorey, N. R., Blandina, A., Udell, M. A. R. 2020. Clicker training does not enhance learning in mixed-breed shelter puppies (Canis familiaris). Journal of Veterinary Behavior 39, 57-63.

Clicker training has been a popular form of training for decades and is used in zoos, aquariums, and shelters. Only a handful of studies have investigated the efficacy of the clicker-training method itself despite its...

Vieira de Castro, A. C., Fuchs, D., Morello, G. M. et al. 2020. Does training method matter? Evidence for the negative impact of aversive-based methods on companion dog welfare. PLOS ONE 15(12), e0225023.

Dog training methods range broadly from those using mostly positive punishment and negative reinforcement (aversive-based) to those using primarily positive reinforcement (reward-based). Although aversive-based training has been strongly criticized for negatively affecting dog welfare, there...

Frahm, S., Di Giminiani, P., Stanitznig, A. et al. 2020. Nociceptive threshold of calves and goat kids undergoing injection of clove oil or isoeugenol for disbudding. Animals 10(7), 1228.

In this preliminary study, we compared changes in mechanical nociceptive thresholds (MNT) of calves and goat kids injected with clove oil or isoeugenol under the horn bud as a potential, more welfare-friendly alternative to hot-iron...

Coventry, C. 2020. Positive reinforcement training as physiotherapy for a brown capuchin (Sapajus apella). RATEL (Journal of the Association of British and Irish Wild Animal Keepers) 47(2), 16-17.

Physiotherapy can be used to treat an animal following surgery, to help correcting abnormal gait and for treating tendon, bone or ligament damage. […] Of course, an animal can’t just be given a set of...

Murai, T., Sukoff Rizzo, S. J. 2020. The importance of complementary collaboration of researchers, veterinarians, and husbandry staff in the successful training of marmoset behavioral assays. ILAR Journal 61(2-3), 230-247.

Interest in marmosets as research models has seen exponential growth over the last decade, especially given that the research community is eager to improve on gaps with historical animal models for behavioral and cognitive disorders...

Butler, J. L., Kennerley, S. W. 2019. Mymou: A low-cost, wireless touchscreen system for automated training of nonhuman primates. Behaviour Research Methods 51, 2559–2572.

Training nonhuman primates (NHPs) to perform cognitive tasks is essential for many neuroscientific investigations, yet laboratory training is a time-consuming process with inherent limitations. Habituating NHPs to the laboratory staff and experimental equipment can take...

Neal Webb, S. J., Hau, J., Schapiro, S. J. et al. 2019. Relationships between captive chimpanzee (Pan troglodytes) welfare and voluntary participation in behavioural studies. Applied Animal Behaviour Science 214, 102-109.

Voluntary participation in behavioural studies offers several scientific, management, and welfare benefits to non-human primates (NHPs). Aside from the scientific benefit of increased understanding of NHP cognition, sociality, and behaviour derived from noninvasive behavioural studies...

Bloomsmith, M. A., Clay, A. W., Lambeth, S. P. et al. 2019. Survey of behavioral indices of welfare in research chimpanzees (Pan troglodytes) in the United States. JAALAS 58(2), 160-177.

Chimpanzees demand specialized housing and care and the highest degree of attention to animal welfare. The current project used a survey method to collate information on chimpanzee housing and behavioral indices of welfare across all...

Gray, H., Thiele, A., Rowe, C. 2019. Using preferred fluids and different reward schedules to motivate rhesus macaques (Macaca mulatta) in cognitive tasks. Laboratory Animals 53(4), 372–382.

Rhesus macaques (Macaca mulatta) used in behavioural neuroscience are often required to complete cognitively complex tasks, for which a high level of motivation is essential. To induce motivation, researchers may implement fluid-restriction protocols, whereby freely...

Mason, S., Premereur, E., Pelekanos, V. et al. 2019. Effective chair training methods for neuroscience research involving rhesus macaques (Macaca mulatta). Journal of Neuroscience Methods 317, 82-93.

Background: Neuroscience research using macaques remains fundamental in our endeavours to understand how the human brain functions. Applying the refinement principle of the 3Rs is essential to optimise the monkeys’ welfare and still produces high...

Franklin, A. N., Martin, A. L., Brennan, C. R. et al. 2018. A comparison of desensitization techniques to train rhesus macaques to take food from a human. American Journal of Primatology 80(S1), 13 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #5).

Some primates express fear of or avoid interaction with humans, including accepting food. Counter‐conditioning training designed to reduce fear and increase the acceptance of food from a person's hand can reduce the stress an animal...

Egelkamp, C. L., Leahy, M. A., Ross, S. R. et al. 2018. Testing food preferences in zoo-housed apes with touchscreens. American Journal of Primatology 80(S1), 30 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #58).

Preference testing has many benefits, informing both applied management decisions and theoretical questions. We developed a preference‐testing method in which subjects are shown pairs of photographs of food items on a touchscreen in a forced‐choice...

Coleman, K., Robertson, N. D. 2018. Training non-lactating rhesus macaques to act as foster mothers. American Journal of Primatology 80(S1), 34-35 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #94).

There can be psychological and physiological consequences resulting from nursery rearing rhesus macaques. To reduce the need for nursery rearing, orphaned infants are often placed with lactating foster mothers. Unfortunately, a supply of these lactating...

Riemer, S., Ellis, S. L. H., Thompson, H. et al. 2018. Reinforcer effectiveness in dogs—The influence of quantity and quality. Applied Animal Behaviour Science 206, 87-93.

Reinforcer effectiveness refers to the reinforcer’s ability to control the subject’s target behaviour and is therefore critical to training success. Yet animals’ preferences, and the effectiveness of different rewards to function as reinforcers, are often...

Hempstead, M. N., Waas, J. R., Stewart, M. et al. 2018. Evaluation of alternatives to cautery disbudding of dairy goat kids using behavioural measures of post-treatment pain. Applied Animal Behaviour Science 206, 32-38.

Alternatives to cautery disbudding (caustic paste and cryosurgical disbudding, and clove oil injection) were evaluated using behavioural measures of post-treatment pain in dairy goat kids. Fifty Saanen doe kids were randomly assigned to one of...

Martin, A. L., Franklin, A. N., Perlman, J. E. et al. 2018. Systematic assessment of food item preference and reinforcer effectiveness: Enhancements in training laboratory-housed rhesus macaques. Behavioural Processes 157, 445-452.

The use of systematic preference assessments can enhance positive reinforcement training with captive animals. We found that the multiple stimulus without replacement (MSWO) technique identified food preferences in laboratory housed rhesus macaques, with raisins and...

González-Pech, P. G., Marín-Tun, C. G., Valladares-González, D.A. et al. 2018. A protocol of human animal interaction to habituate young sheep and goats for behavioural studies. Behavioural Processes 157, 632-637.

Animal habituation is key to obtain reliable data on behavioural studies but detailed procedures to achieve it are scarce. This study designed a set of actions to habituate sheep and goats to human observers. Pelibuey...

Hempstead, M. N., Waas, J. R., Stewart, M. et al. 2018. The effectiveness of clove oil and two different cautery disbudding methods on preventing horn growth in dairy goat kids. PLOS ONE 13(11), e0198229.

The effectiveness of clove oil and cautery disbudding on horn growth was evaluated in goat kids. The study used 243 Saanen doe kids (4±1 days old; mean±SD) on two goat farms that were disbudded with...

Gray, H., Pearce, B., Thiele, A. 2017. The use of preferred social stimuli as rewards for rhesus macaques in behavioural neuroscience. PLOS ONE 12(5), e0178048.

Macaques are often motivated to perform in neuroscientific experiments by implementing fluid restriction protocols. Daily access to water is controlled and the monkeys are rewarded with droplets of fluid for performing correct trials in the...