Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Stomp, M., d’Ingeo, S., Henry, S. et al. 2021. Brain activity reflects (chronic) welfare state: Evidence from individual electroencephalography profiles in an animal model. Applied Animal Behaviour Science 236, 105271.

Assessing the animal welfare state is a challenge given the subjective individual cognitive and emotional processing involved. Electroencephalography (EEG) spectrum analysis has proved an ecologically valid recording situation to assess the link between brain processes...

Coleman, K., Shapiro, S. J. (Eds.). 2021. Behavioral Biology of Laboratory Animals (1st ed). CRC Press, Boca Raton, FL.

This 30-chapter volume informs students and professionals about the behavioral biology of animals commonly housed in laboratory and other captive settings. Each species evolved under specific environmental conditions, resulting in unique behavioral patterns, many of...

Auer, U., Kelemen, Z., Engl, V. et al. 2021. Activity time budgets—A potential tool to monitor equine welfare? Animals 11(3), 850.

Horses’ behavior can provide valuable insight into their subjective state and is thus a good indicator of welfare. However, its complexity requires objective, quantifiable, and unambiguous evidence-based assessment criteria. As healthy, stress-free horses exhibit a...

van Loon, J. P. A. M., Macri, L. 2021. Objective assessment of chronic pain in horses using the Horse Chronic Pain Scale (HCPS): A scale-construction study. Animals 11(6), 1826.

The objective assessment of chronic pain is of utmost importance for improving welfare and quality of life in horses. Freedom from disease and pain is one of the ‘five freedoms’ that are necessary for animal...

Andersen, P. H., Broomé, S., Rashid, M. et al. 2021. Towards machine recognition of facial expressions of pain in horses. Animals 11(6), 1643.

Automated recognition of human facial expressions of pain and emotions is to a certain degree a solved problem, using approaches based on computer vision and machine learning. However, the application of such methods to horses...

Manthey, T., Nagel-Riedasch, S., Dülsner, A. 2021. The interactive stress assessment in basic animal science training. Animals 11(7), 2145.

In order to assess the extent to which the legally prescribed training for the acquisition of animal experimentation expertise provides scientific personnel with the necessary competence and expertise to carry out a correct harm-benefit analysis...

Pearson, G., Waran, N., Reardon, R. J. M. et al. 2021. A Delphi study to determine expert consensus on the behavioural indicators of stress in horses undergoing veterinary care. Applied Animal Behaviour Science 237, 105291.

Horses undergoing veterinary care may perceive the experience to be stressful and their behavioural responses can result in injuries to people involved in their care. Being able to accurately measure the stress response in horses...

Hintze, S., Schanz, L. 2021. Using the judgment bias task to identify behavioral indicators of affective state: Do eye wrinkles in horses reflect mood? Frontiers in Veterinary Science 8, 676888.

Identifying and validating behavioral indicators of mood are important for the assessment of animal welfare. Here, we investigated whether horses' eye wrinkle expression in a presumably neutral situation is a measure of mood as assessed...

Yatkin, E., Kulmala, N., Saukkonen, A. et al. 2021. A real-time health notification system aimed at enhancing the interaction between animal care staff and researchers promotes animal welfare. Laboratory Animals 55(3), 281-289.

Regardless of the microbiological status of an animal facility, research animals may experience health problems, leading to pain, suffering and distress. Simple and efficient tools are needed to collect data systematically, allowing researchers to react...

Dalla Costa, E., Dai, F., Lecchi, C. et al. 2021. Towards an improved pain assessment in castrated horses using facial expressions (HGS) and circulating miRNAs. Veterinary Record 188(9), e82.

Background: Pain in horses is an emergent welfare concern, and its assessment represents a challenge for equine clinicians. This study aimed at improving pain assessment in horses through a convergent validation of existing tools: we...

Hausberger, M., Lesimple, C., Henry, S. 2021. Detecting welfare in a non-verbal species: Social/cultural biases and difficulties in horse welfare assessment. Animals 11(8), 2249.

Horses were domesticated for more than 5000 years and have been one of the most emblematic species living alongside humans. This long-shared history would suggest that horses are well known and well understood, but scientific...

Travain, T., Valsecchi, P. 2021. Infrared thermography in the study of animals’ emotional responses: A critical review. Animals 11(9), 2510.

Whether animals have emotions was historically a long-lasting question but, today, nobody disputes that they do. However, how to assess them and how to guarantee animals their welfare have become important research topics in the...

Diana, A., Salas, M., Pereboom, Z. et al. 2021. A systematic review of the use of technology to monitor welfare in zoo animals: Is there space for improvement? Animals 11(11), 3048.

A top priority of modern zoos is to ensure good animal welfare (AW), thus, efforts towards improving AW monitoring are increasing. Welfare assessments are performed through more traditional approaches by employing direct observations and time-consuming...

Neethirajan, S. 2021. The use of artificial intelligence in assessing affective states in livestock. Frontiers in Veterinary Science 8, 715261.

In order to promote the welfare of farm animals, there is a need to be able to recognize, register and monitor their affective states. Numerous studies show that just like humans, non-human animals are able...

Lencioni, G. C., de Sousa, R. V., de Souza Sardinha, E. J. et al. 2021. Pain assessment in horses using automatic facial expression recognition through deep learning-based modeling. PLOS ONE 16(10), e0258672.

The aim of this study was to develop and evaluate a machine vision algorithm to assess the pain level in horses, using an automatic computational classifier based on the Horse Grimace Scale (HGS) and trained...

Marcantonio Coneglian, M., Duarte Borges, T., Henrique Weber, S. et al. 2020. Use of the horse grimace scale to identify and quantify pain due to dental disorders in horses. Applied Animal Behaviour Science 225, 104970.

Dental disorders can cause discomfort and chronic pain, affecting the athletic performance and welfare of the horses. However, dental disorders may not be manifested with recognizable clinical signs and may, therefore, lead to late diagnosis...

Padalino, B., Raidal, S. 2020. Effects of transport conditions on behavioural and physiological responses of horses. Animals 10(1), 160.

The regulations for minimal space and direction of travel for land transport in horses vary worldwide and there is currently no definitive guidance to promote equine health and welfare. This study evaluated the effects of...

Torcivia, C., McDonnell, S. 2020. In-person caretaker visits disrupt ongoing discomfort behavior in hospitalized equine orthopedic surgical patients. Animals 10(2), 210.

Horses have evolved to show little indication of discomfort or disability when in the presence of potential predators, including humans. This natural characteristic complicates the recognition of pain in equine patients. It has been our...

Lesimple, C. 2020. Indicators of horse welfare: State-of-the-art. Animals 10(2), 294.

Animal welfare is defined as a chronic state reflecting an individual’s subjective perception of its situation. Because it is possible to be in a good welfare state and nevertheless experience acute fear or pain, and...

Raw, Z., Rodrigues, J., Rickards, K. et al. 2020. Equid assessment, research and scoping (EARS): The development and implementation of a new equid welfare assessment and monitoring tool. Animals 10(2), 297.

The assessment of animal welfare poses numerous challenges, yet an emerging approach is the consolidation of existing knowledge into new frameworks which can offer standardised approaches to welfare assessment across a variety of contexts. Multiple...

van Dierendonck, M., Burden, F., Rickards, K. et al. 2020. Monitoring acute pain in donkeys with the Equine Utrecht University Scale for Donkeys Composite Pain Assessment (EQUUS-DONKEY-COMPASS) and the Equine Utrecht University Scale for Donkey Facial Assessment of Pain (EQUUS-DONKEY-FAP). Animals 10(2), 354.

Objective pain assessment in donkeys is of vital importance for improving welfare in a species that is considered stoic. This study presents the construction and testing of two pain scales, the Equine Utrecht University Scale...

Gehlen, H., Loschelder, J., Merle, R. et al. 2020. Evaluation of stress response under a standard euthanasia protocol in horses using analysis of heart rate variability. Animals 10(3), 485.

The effects of a standard protocol for euthanasia on heart rate variability (HRV) as a consequence of stress response were analyzed in this prospective clinical study. The HRV was determined in 40 horses undergoing euthanasia...

Stomp, M., Masson, A., Henry, S. et al. 2020. Could snorts inform us on how horses perceive riding? Behavioural Processes 172, 104041.

Several previous studies have shown that working conditions (including riding) can induce stress in horses. Riders’ actions and postures, when inappropriate, induce stress and conflict behaviours during riding and welfare impairment and negative emotional states...

Ijichi, C., Evans, L., Woods, H. et al. 2020. The Right Angle: Validating a standardised protocol for the use of infra-red thermography of eye temperature as a welfare indicator. Animal Welfare 29(2), 123-131.

Infra-red thermography (IRT) is a non-invasive tool for measuring eye temperature as an indicator of stress and welfare in animals. Previous studies state that images are taken from 90° but do not specify a reference...

Harvey, A., Beausoleil, N., Ramp, D. et al. 2020. A ten-stage protocol for assessing the welfare of individual non-captive wild animals: Free-roaming horses (Equus ferus caballus) as an example. Animals 10(1), 148.

Knowledge of the welfare status of wild animals is vital for informing debates about the ways in which we interact with wild animals and their habitats. Currently, there is no published information about how to...