Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Robinson, L. M., Weiss, A. (Eds.) 2023. Nonhuman Primate Welfare: From History, Science, and Ethics to Practice. Springer, Cham, Switzerland. 671 p.

This volume reviews the broad topic of welfare in nonhuman primates under human care. Chapters detail the history of primates in captivity, ethical and legal issues surrounding the use of nonhuman primates as entertainment or...

Emm, L., Heydon, J. 2022. The evolution of how guinea pigs are housed at high containment in the Biological Investigations Group. Animal Technology and Welfare 21(2), 137-140.

Previously, we housed guinea pigs in pairs, where study design allowed, using RC2R cages (NKP-Isotec). Our change was to house guinea pigs in bigger groups with more space. This resulted in moving the guinea pigs...

Smith, L. E., Rowe, C., Mackay, F. et al. 2022. Aquarium tank design is integral to the elimination of mantle abrasion in the captive curled octopus (Eledone cirrhosa): A case study at Macduff Marine Aquarium. Journal of Applied Animal Welfare Science 25(4), 355-361.

Macduff Marine Aquarium is a native species aquarium situated on the Moray Firth coastline and houses the curled octopus, Eledone cirrhosa, for public display. Historically, the designated octopus display tank has been in-keeping with the...

Fink, L. B., Mukobi, A., Gruber, L. et al. 2022. Longitudinal analysis of variability in fecal glucocorticoid metabolite concentrations in three orangutans (Pongo pygmaeus pygmaeus and Pongo pygmaeus abelii) before, during, and after transition from a regular habitat environment to temporary housing in indoor holding facilities. Animals 12(23), 3303.

Considerable research has been conducted on the effects of inter-institutional transfers, but far less consideration has been given to intra-institutional transfers and extended housing in off-habitat holding. On 15 May 2018, The Oregon Zoo’s orangutans...

Brando, S., Coe, J. 2022. Confronting back-of-house traditions: Primates as a case study. Journal of Zoological and Botanical Gardens 3(3), 366–397.

This review commentary focuses on traditional management practices and facility design with suggested improvements in non-public primate management areas, often called “back-of-house”, (henceforth BOH) in zoos, sanctuaries, and research facilities. Progress has been made toward...

Sørensen, D., Cloutier, S., Gaskill, B. (Eds.). 2021. Animal-centric Care and Management - Enhancing Refinement in Biomedical Research. CRC Press, Boca Raton, FL.

The concept of the 3Rs (Refinement, Reduction and Replacement) has been used as a framework for improving the welfare of laboratory animals for the last half century. By establishing an animal-centric view on housing and...

Úbeda, Y., Ortín, S., Robeck, T. R. et al. 2021. Personality of killer whales (Orcinus orca) is related to welfare and subjective well-being. Applied Animal Behaviour Science 237, 105297.

Questionnaires are very useful tools when it comes to assessing zoo based animal measures and caretakers of these animals (such as keepers, trainers and veterinarians) are in the best position to provide accurate answers to...

Archibald, W., Glynn, C. 2021. Refining cages for social housing of non-human primates on ADME studies. Animal Technology and Welfare 20(2), 172-174.

The assessment and understanding of Absorption, Distribution, Metabolism and Elimination (ADME) for new pharmaceuticals is required in regulatory submissions. Typically, ADME studies are conducted using metabolism cages designed for the single housing of animals to...

Zemanova, M. A. 2021. Noninvasive genetic assessment is an effective wildlife research tool when compared with other approaches. Genes 12(11), 1672.

Wildlife research has been indispensable for increasing our insight into ecosystem functioning as well as for designing effective conservation measures under the currently high rates of biodiversity loss. Genetic and genomic analyses might be able...

Miller, L. J., Lauderdale, L. K., Mellen, J. D. 2021. Relationships between animal management and habitat characteristics with two potential indicators of welfare for bottlenose dolphins under professional care. PLOS ONE 16(8), e0252861.

Accredited zoos and aquariums continually strive to ensure high levels of animal welfare for the animals under their professional care. Best management practices include conducting research to better understand factors that lead to optimal welfare...

Lauderdale, L. K., Shorter, K. A., Zhang, D. et al. 2021. Habitat characteristics and animal management factors associated with habitat use by bottlenose dolphins in zoological environments. PLOS ONE 16(8), e0252010.

The way an animal uses its habitat can serve as an indicator of habitat appropriateness for the species and individuals. Bottlenose dolphins (Tursiops truncatus and Tursiops aduncus) in accredited zoos and aquariums experience a range...

Asada, K., Nakajima, R., Nishibayashi, T. et al. 2021. Improving keeping for octopuses by testing different escape-proof designs on tanks for “big blue octopus” (Octopus cyanea). Applied Sciences 11(18), 8547.

Octopus cyanea has a wide range of natural distribution and is interesting for scientific research. However, unlike Octopus vulgaris, the species is poorly studied, and few data exist on best practices for keeping them. One...

Serres, A., Hao, Y., Wang, D. 2020. Swimming features in captive odontocetes: Indicative of animals’ emotional state? Behavioural Processes 170, 103998.

Captive welfare studies in odontocete species have been mostly conducted on bottlenose dolphins (Tursiops truncatus) while the welfare of many other species’ -including endangered species- remains poorly studied. More research is needed to find and...

Marino, L., Rose, N. A., Visser, I. N. et al. 2020. The harmful effects of captivity and chronic stress on the well-being of orcas (Orcinus orca). Journal of Veterinary Behavior 35, 69-82.

Orcas are large, deep-diving cetaceans who are known for their global distribution, wide-ranging behavior, intelligence, and social complexity. They possess one of the largest and most complex brains in the mammalian kingdom. However, they are...

Ross, S. R., Leinwand, J. G. 2020. A review of research in primate sanctuaries. Biology Letters 16(4), 1620200033.

While non-human primate studies have long been conducted in laboratories, and more recently at zoological parks, sanctuaries are increasingly considered a viable setting for research. Accredited sanctuaries in non-range countries house thousands of primates formerly...

Harrup, A. J., Rooney, N. 2020. Current welfare state of pet guinea pigs in the UK. Veterinary Record 186(9), 282.

Little research has been carried out into how guinea pigs are cared for in the UK, and information regarding potential welfare issues is sparse. This study was designed to examine the five welfare needs, collecting...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

King, J. 2019. Team awesome: Why we can be proud. Animal Technology and Welfare 18(2), 127-131.

The presentation I gave at IAT Congress 2019 was based on the changes and refinements the University of Dundee, Medical School Resource Unit (MSRU) has made over the past 18 months. These changes, described in...

Anderson, J. R., Ang, M. Y. L., Lock, L. C. et al. 2019. Nesting, sleeping, and nighttime behaviors in wild and captive great apes. Primates 60(4), 321–332.

The past few decades have seen a burgeoning of scientific studies on great apes’ use of nests for sleeping in the wild, as well as their nesting behavior and sleep in captivity. We review recent...

Cox, R. J., Nol, P., Ellis, C. K. et al. 2019. Research with agricultural animals and wildlife. ILAR Journal 60(1), 66-73.

In fiscal year 2016, agricultural animals such as swine, sheep, goats, and cattle represented 10% of the 820 812 animals used in USDA-regulated research. In addition to traditional agricultural animals, research studies using captive wildlife...

White, K. 2019. Effects of captivity on the activity budgets of lar gibbons (Hylobates lar). Canopy 20(1), 43-45.

The keeping of gibbons in a captive environment and recreating an appropriate habitat is essential to enable them to exhibit species-specific behaviour. This research was designed to provide baseline data on the activity budgets of...

Mather, J. A., Carere, C. 2019. Consider the individual: Personality and welfare in invertebrates. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 229-245. Springer, Cham.

Personality, defined as consistent between-individual variation in clusters of behavioral traits independent of factors such as age or sex, emerges in most animal species tested so far. The number of invertebrate species discovered to have...

Cooke, G. M., Tonkins, B. M., Mather, J. A. 2019. Care and enrichment for captive cephalopods. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 179-208. Springer, Cham.

Cephalopods have become an archetype for invertebrate cognition, sentience and welfare studies. Their convergence with so-called ‘higher’ vertebrates (birds, mammals) in memory, learning, problem-solving, tool use and likely sentience has made biologists completely rethink the...

Fischer, C. P., Romero, L. M. 2019. Chronic captivity stress in wild animals is highly species-specific. Conservation Physiology 7(1), coz093.

Wild animals are brought into captivity for many reasons—conservation, research, agriculture and the exotic pet trade. While the physical needs of animals are met in captivity, the conditions of confinement and exposure to humans can...

Brando, S., Broom, D. M., Acasuso-Rivero, C. et al. 2018. Optimal marine mammal welfare under human care: Current efforts and future directions. Behavioural Processes 156, 16-36.

Marine mammals include cetaceans, pinnipeds, sirenians, sea otters and polar bears, many of which are charismatic and popular species commonly kept under human care in zoos and aquaria. However, in comparison with their fully terrestrial...