Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Robinson, L. M., Weiss, A. (Eds.) 2023. Nonhuman Primate Welfare: From History, Science, and Ethics to Practice. Springer, Cham, Switzerland. 671 p.

This volume reviews the broad topic of welfare in nonhuman primates under human care. Chapters detail the history of primates in captivity, ethical and legal issues surrounding the use of nonhuman primates as entertainment or...

Ausderau, K. K., Colman, R. J., Kabakov, S. et al. 2023. Evaluating depression- and anxiety-like behaviors in non-human primates. Frontiers in Behavioral Neuroscience 16, 1006065.

Depression and anxiety are some of the most prevalent and debilitating mental health conditions in humans. They can present on their own or as co-morbidities with other disorders. Like humans, non-human primates (NHPs) can develop...

van Zeeland, Y. R. A., Schoemaker, N. J., Lumeij, J. T. 2023. Contrafreeloading indicating the behavioural need to forage in healthy and feather damaging Grey parrots. Animals 13(16), 2635.

Contrafreeloading (CFL) is a concept that describes the preference of an animal to work for food even when identical food is freely available, and reflects an intrinsic motivation to engage in foraging-related activities. However, altered...

Buckmaster, C. L., Levesque, D., LaFollette, M. et al. 2022. Five hot topics in refinement of nonhuman primate neuroscience research. Laboratory Animal Science Professional 10(1) (January/February), 24-26.

Members of the North American 3Rs Collaborative (NA3RsC) refinement initiative have chosen to summarize developments in five hot topics of interest: 1. Tips for welfare-friendly transport, chairing, and restraint; 2. Guidance on refining food and...

Lutz, C. K., Coleman, K., Hopper, L.M. et al. 2022. Nonhuman primate abnormal behavior: Etiology, assessment, and treatment. American Journal of Primatology 84(6), e23380.

Across captive settings, nonhuman primates may develop an array of abnormal behaviors including stereotypic and self-injurious behavior. Abnormal behavior can indicate a state of poor welfare, since it is often associated with a suboptimal environment...

Emm, L., Heydon, J. 2022. The evolution of how guinea pigs are housed at high containment in the Biological Investigations Group. Animal Technology and Welfare 21(2), 137-140.

Previously, we housed guinea pigs in pairs, where study design allowed, using RC2R cages (NKP-Isotec). Our change was to house guinea pigs in bigger groups with more space. This resulted in moving the guinea pigs...

Smith, L. E., Rowe, C., Mackay, F. et al. 2022. Aquarium tank design is integral to the elimination of mantle abrasion in the captive curled octopus (Eledone cirrhosa): A case study at Macduff Marine Aquarium. Journal of Applied Animal Welfare Science 25(4), 355-361.

Macduff Marine Aquarium is a native species aquarium situated on the Moray Firth coastline and houses the curled octopus, Eledone cirrhosa, for public display. Historically, the designated octopus display tank has been in-keeping with the...

Fink, L. B., Mukobi, A., Gruber, L. et al. 2022. Longitudinal analysis of variability in fecal glucocorticoid metabolite concentrations in three orangutans (Pongo pygmaeus pygmaeus and Pongo pygmaeus abelii) before, during, and after transition from a regular habitat environment to temporary housing in indoor holding facilities. Animals 12(23), 3303.

Considerable research has been conducted on the effects of inter-institutional transfers, but far less consideration has been given to intra-institutional transfers and extended housing in off-habitat holding. On 15 May 2018, The Oregon Zoo’s orangutans...

Brando, S., Coe, J. 2022. Confronting back-of-house traditions: Primates as a case study. Journal of Zoological and Botanical Gardens 3(3), 366–397.

This review commentary focuses on traditional management practices and facility design with suggested improvements in non-public primate management areas, often called “back-of-house”, (henceforth BOH) in zoos, sanctuaries, and research facilities. Progress has been made toward...

Sørensen, D., Cloutier, S., Gaskill, B. (Eds.). 2021. Animal-centric Care and Management - Enhancing Refinement in Biomedical Research. CRC Press, Boca Raton, FL.

The concept of the 3Rs (Refinement, Reduction and Replacement) has been used as a framework for improving the welfare of laboratory animals for the last half century. By establishing an animal-centric view on housing and...

Archibald, W., Glynn, C. 2021. Refining cages for social housing of non-human primates on ADME studies. Animal Technology and Welfare 20(2), 172-174.

The assessment and understanding of Absorption, Distribution, Metabolism and Elimination (ADME) for new pharmaceuticals is required in regulatory submissions. Typically, ADME studies are conducted using metabolism cages designed for the single housing of animals to...

de A. P. Ramos, G., de Azevedo, C. S., Jardim, T. H. A. et al. 2021. Temperament in captivity, environmental enrichment, flight ability, and response to humans in an endangered parrot species. Journal of Applied Animal Welfare Science 24(4), 379-391.

Temperament assessment is useful in reintroduction programs. Reactivity to humans and flight ability are also important behavioral aspects for captive parrots candidates to reintroduction. The study aimed: a) to evaluate if behavioral responses to environmental...

Mellor, E. L., McDonald Kinkaid, H. K., Mendl, M. T. et al. 2021. Nature calls: Intelligence and natural foraging style predict poor welfare in captive parrots. Proceedings of the Royal Society B: Biological Sciences 288(1960), 20211952

Understanding why some species thrive in captivity, while others struggle to adjust, can suggest new ways to improve animal care. Approximately half of all Psittaciformes, a highly threatened order, live in zoos, breeding centres and...

Asada, K., Nakajima, R., Nishibayashi, T. et al. 2021. Improving keeping for octopuses by testing different escape-proof designs on tanks for “big blue octopus” (Octopus cyanea). Applied Sciences 11(18), 8547.

Octopus cyanea has a wide range of natural distribution and is interesting for scientific research. However, unlike Octopus vulgaris, the species is poorly studied, and few data exist on best practices for keeping them. One...

Nash, R., Johnston, H., Robbins, A. et al. 2021. The effect of enrichment filling and engagement time on regurgitation and reingestion behaviour in three zoo-housed orangutans. Journal of Zoological and Botanical Gardens 2(1), 10–20.

Regurgitation and reingestion (R/R) is a prevalent, abnormal behaviour observed in captive great apes. R/R may be related to animal welfare and while less R/R appears to occur when apes are provided with browse and...

Fangmeier, M. L., Burns, A. L., Melfi, V. A. et al. 2020. Foraging enrichment alleviates oral repetitive behaviors in captive red-tailed black cockatoos (Calyptorhynchus banksii). Zoo Biology 39(1), 3-12.

The relationship between inadequate foraging opportunities and the expression of oral repetitive behaviors has been well documented in many production animal species. However, this relationship has been less-well examined in zoo-housed animals, particularly avian species...

Ross, S. R., Leinwand, J. G. 2020. A review of research in primate sanctuaries. Biology Letters 16(4), 1620200033.

While non-human primate studies have long been conducted in laboratories, and more recently at zoological parks, sanctuaries are increasingly considered a viable setting for research. Accredited sanctuaries in non-range countries house thousands of primates formerly...

Harrup, A. J., Rooney, N. 2020. Current welfare state of pet guinea pigs in the UK. Veterinary Record 186(9), 282.

Little research has been carried out into how guinea pigs are cared for in the UK, and information regarding potential welfare issues is sparse. This study was designed to examine the five welfare needs, collecting...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

Acharya, R., Rault, J.-L. 2020. Risk factors for feather-damaging behavior in companion parrots: A social media study. Journal of Veterinary Behavior 40, 43-49.

Studies on the etiology of behavioral problems often involve interference in the animal's routine or reliance on owners' self-reports like surveys. Gathering data from videos posted on social media, a technique coined ‘video mining’, offers...

King, J. 2019. Team awesome: Why we can be proud. Animal Technology and Welfare 18(2), 127-131.

The presentation I gave at IAT Congress 2019 was based on the changes and refinements the University of Dundee, Medical School Resource Unit (MSRU) has made over the past 18 months. These changes, described in...

Anderson, J. R., Ang, M. Y. L., Lock, L. C. et al. 2019. Nesting, sleeping, and nighttime behaviors in wild and captive great apes. Primates 60(4), 321–332.

The past few decades have seen a burgeoning of scientific studies on great apes’ use of nests for sleeping in the wild, as well as their nesting behavior and sleep in captivity. We review recent...

White, K. 2019. Effects of captivity on the activity budgets of lar gibbons (Hylobates lar). Canopy 20(1), 43-45.

The keeping of gibbons in a captive environment and recreating an appropriate habitat is essential to enable them to exhibit species-specific behaviour. This research was designed to provide baseline data on the activity budgets of...

Mather, J. A., Carere, C. 2019. Consider the individual: Personality and welfare in invertebrates. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 229-245. Springer, Cham.

Personality, defined as consistent between-individual variation in clusters of behavioral traits independent of factors such as age or sex, emerges in most animal species tested so far. The number of invertebrate species discovered to have...

Cooke, G. M., Tonkins, B. M., Mather, J. A. 2019. Care and enrichment for captive cephalopods. In: The Welfare of Invertebrate Animals. Carere, C., Mather, J. (eds), 179-208. Springer, Cham.

Cephalopods have become an archetype for invertebrate cognition, sentience and welfare studies. Their convergence with so-called ‘higher’ vertebrates (birds, mammals) in memory, learning, problem-solving, tool use and likely sentience has made biologists completely rethink the...