Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Brando, S., Norman, M. 2023. Handling and training of wild animals: Evidence and ethics-based approaches and best practices in the modern zoo. Animals 13(14), 2247.

There is an ethical responsibility to provide all animals living in human care with optimal and positive well-being. As animals living in zoos and aquariums frequently interact with their human caregivers as part of their...

Mason, G. J., Lavery, J. M. 2022. What is it like to be a bass? Red herrings, fish pain and the study of animal sentience. Frontiers in Veterinary Science 9, 788289.

Debates around fishes’ ability to feel pain concern sentience: do reactions to tissue damage indicate evaluative consciousness (conscious affect), or mere nociception? Thanks to Braithwaite’s research leadership, and concerns that current practices could compromise welfare...

Riva, M. G., Sobrero, L., Menchetti, L. et al. 2022. Unhandled horses classified with broken/unbroken test (BUT) exhibit longer avoidance, flight reactions, and displacement behaviors when approached by humans. Frontiers in Veterinary Science 9, 1022255.

Horses with a low level of tameness are at higher risk for transport-related disease and injury; hence, European regulations for the protection of animals during transport (EC 1/2005) are stricter for unhandled (unbroken) horses. However...

Sørensen, D., Cloutier, S., Gaskill, B. (Eds.). 2021. Animal-centric Care and Management - Enhancing Refinement in Biomedical Research. CRC Press, Boca Raton, FL.

The concept of the 3Rs (Refinement, Reduction and Replacement) has been used as a framework for improving the welfare of laboratory animals for the last half century. By establishing an animal-centric view on housing and...

Ramont, M., Leahy, M., Cronin, K. A. 2021. The welfare of domestic goats (Capra hircus) in a zoo-based animal-visitor interaction program. Animal Behavior and Cognition 8(4), 493–506.

We investigated whether the welfare of domestic goats in an animal-visitor interaction experience at a zoo was affected by the presence and behavior of visitors. We considered how the number of visitors in the goats’...

Sandgrav Bak, A., Malmkvist, J. 2020. Barren housing and negative handling decrease the exploratory approach in farmed mink. Applied Animal Behaviour Science 222, 104901.

We examined the influence of cage enrichment and different types of short-term experiences on the temperament of farmed mink. We used juvenile Palomino mink (n = 600, housed in pairs of one male and one female) in...

Wendler, P., Ertl, N., Flügger, M. et al. 2020. Influencing factors on the foot health of captive Asian elephants (Elephas maximus) in European zoos. Zoo Biology 39(2), 109-120.

Pathological lesions of feet occur frequently in captive elephant populations. To improve foot health, it is important to identify risk factors associated with such pathologies. Several previous studies have analyzed potentially influencing factors but were...

McIntosh, M. K., Armitage-Brown, B., Levy, R. 2019. Refinements of equipment and methodology to reduce risk during pole-guided chair transfer of nonhuman primates. JAALAS 58(4), 462-468.

Neurophysiologic studies of NHP commonly involve their transfer from a housing enclosure to a laboratory by using a mobile chair. This transfer should be performed in a manner that is safe and minimizes stress for...

Rifkin, R. E., Grzeskowiak, R. M., Mulon, P-Y. et al. 2019. Use of a pressure-sensing walkway system for biometric assessment of gait characteristics in goats. PLOS ONE 14(10), e0223771.

The purpose of this study was to quantitatively assess gait characteristics and weight-bearing forces during ambulation in goats free of lameness using a pressure-sensing walkway as a biometric tool for stride, gait, and force analysis...

Cox, R. J., Nol, P., Ellis, C. K. et al. 2019. Research with agricultural animals and wildlife. ILAR Journal 60(1), 66-73.

In fiscal year 2016, agricultural animals such as swine, sheep, goats, and cattle represented 10% of the 820 812 animals used in USDA-regulated research. In addition to traditional agricultural animals, research studies using captive wildlife...

Stevens, C. 2019. Refining handling for small laboratory fishes. Animal Technology and Welfare 18(3), 191-193.

Fishes in captivity, such as those used in laboratory research, may experience handling on a regular basis. In the laboratory, handling is usually done with dip-nets, and involves pursuit, confinement and capture and removal of...

Ijichi, C., Tunstall, S., Putt, E. et al. 2018. Dually Noted: The effects of a pressure headcollar on compliance, discomfort and stress in horses during handling. Applied Animal Behaviour Science 205, 68-73.

Horse handlers often encounter problem behaviour resulting from a lack of stimulus control. Handlers are often only 15% of the weight of horses, which evolved strong flight responses. Therefore, many riders and handlers resort to...

Watson, J. C., McDonnell, S. M. 2018. Effects of three non-confrontational handling techniques on the behavior of horses during a simulated mildly aversive veterinary procedure. Applied Animal Behaviour Science 203, 19-23.

In a randomized between-subjects design, we evaluated the effectiveness of each of three non-confrontational handling interventions compared to no intervention control on the behavior of horses during a single-trial simulated mildly aversive health care scenario...

Edwards, G. L., Michael, J. A., Parks., A. 2018. Agricultural animals as biomedical models: Occupational health and safety considerations. ILAR Journal 59(2), 161-167.

The use of agricultural animals in biomedical research is increasing. Their overall size and metabolic rate, organ size, longer gestation period, and other physiological similarities make them good candidates for animal models of human disease...

O’Rourke, D. P., Baccanale, C. L., Stoskopf, M. K. 2018. Nontraditional laboratory animal species (cephalopods, fish, amphibians, reptiles, and birds). ILAR Journal 59(2), 168-176.

Aquatic vertebrates and cephalopods, amphibians, reptiles, and birds offer unique safety and occupational health challenges for laboratory animal personnel. This paper discusses environmental, handling, and zoonotic concerns associated with these species.

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Schmidek, A., Nogueira de Oliveira, B., Trindade, P. et al. 2018. Gently handled foals generalize responses to humans. Journal of Animal Behaviour and Biometeorology 6(1), 1-5.

Equines perform tasks along humans, and there are evidences and controversies that they are able to discriminate between familiar and unfamiliar humans. This study assessed whether foals can discriminate between humans in terms of familiarity...

Pereira-Figueiredo, I., Costa, H., Carro, J. et al. 2017. Behavioural changes induced by handling at different timeframes in Lusitano yearling horses. Applied Animal Behaviour Science 196, 36-43.

Recent interest has focused on the advantage of intensely handling young horses, as a good tool for improving emotional reactivity and thence trainability. Its effectiveness remains controversial, suggesting it might depend on the right timeframe...

Watson, J., McDonnell, S. 2016. Effects of three non-confrontational handling techniques on the behavior of horses during a simulated mildly aversive veterinary procedure. Journal of Veterinary Behavior 15, 85-86. (12th International Society of Equitation Science (ISES) Conference Abstract)

During mildly aversive healthcare procedures, horses often exhibit behaviors that may interrupt or prolong the procedure. Handler response often includes increased restraint and/or positive punishment, which can be ineffective or counterproductive. The purpose of this...

Reinhardt, V. (ed.) 2013. Compassion Makes a Difference - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume III. Animal Welfare Institute, Washington, DC.

This is the third volume of discussions that took place on the Laboratory Animal Refinement & Enrichment Forum (LAREF). This forum is dedicated to the exchange of personal experiences of refining the conditions under which...

Owen, Y., Amory, J. R. 2011. A case study employing operant conditioning to reduce stress of capture for red-bellied tamarins (Saguinus labiatus). Journal of Applied Animal Welfare Science 14(2), 124-137.

Traditional techniques used to capture New World monkeys, such as net capture, can induce high levels of acute stress detrimental to welfare. Alternatively, training nonhuman animals via operant conditioning to voluntarily participate in husbandry and/or...

Watts, A. 2010. Thinking outside the box in box training. Tech Talk [The Newsletter for Laboratory Animal Science Technicians] 15(2), 3.

At the Oregon National Primate Research Center, we train animals to enter transfer boxes using positive reinforcement training (PRT), a type of training in which the trainer reinforces desired behaviors (such asentering the transfer box)...

Moreau, E. 2010. To squeeze or not to squeeze? A Discussion on LAREF, September, 2009. Laboratory Primate Newsletter 49(2), 3-4.

The discussion was started by the following questions: "Is the squeeze-back mechanism more or less stressful than the pole and collar system for removing a macaque from his cage for an IM (intramuscular) injection?" and...

Egeler, J. L., Hoekwater, S., Hoffman, H. D. 2010. A novel approach for utilizing large group-housing style cages for nonhuman primates in toxicology studies. American Association for Laboratory Animal Science [AALAS] Meeting Official Program, 716 (Abstract #P110).

The ability to provide permanent group-housed caging for nonhuman primates involved in toxicology research is quickly becoming an important step in improving the overall quality of life for these animals. This type of caging offers...

Reinhardt, V. 2001. The impossible housing and handling conditions of monkeys in research laboratories. IPPL [International Protection League] News 28(2), 5-7.

The prevailing housing and handling conditions of monkeys in research institutions is described. The present situation in primate research laboratories strongly suggests that professional judgment is no guarantee that the inhumane housing and handling conditions...