Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Robinson, L. M., Weiss, A. (Eds.) 2023. Nonhuman Primate Welfare: From History, Science, and Ethics to Practice. Springer, Cham, Switzerland. 671 p.

This volume reviews the broad topic of welfare in nonhuman primates under human care. Chapters detail the history of primates in captivity, ethical and legal issues surrounding the use of nonhuman primates as entertainment or...

Padalino, B., Benedetti, B., Felici, M. et al. 2023. GLAD scale for ranking welfare of horses on arrival after transport to slaughterhouses. Animals 13(9), 1465.

To date, there is no official method for measuring horse welfare after transport. This study aimed to develop a scale to classify horses into four categories: good shape; light affected; affected; down (GLAD) based on...

Bradley, H. S., Craig, M. D., Tomlinson, S. et al. 2023. Ecological considerations when designing mitigation translocations: An Australian reptile case study. Animals 13(16), 2594.

Translocation science has made considerable progress over the last two decades; however, reptile translocations still frequently fail around the world. Major knowledge gaps surround the basic ecology of reptile species, including basic factors such as...

Du Plooy, K. J., Swan, G. E., Myburgh, J. G. et al. 2023. Electroencephalogram (EEG) assessment of brain activity before and after electrical stunning in the Nile crocodile (Crocodylus niloticus). Scientific Reports 13(1), 20250.

Electrical stunning is used to capture crocodiles to perform routine management procedures. It is essential from a welfare point that electrical stunning must cause unconsciousness in animals. However, there is no information of whether or...

Vaz, J., McElligott, A. G., Narayan, E. 2022. Linking the roles of personality and stress physiology for managing the welfare of captive big cats. Animal Welfare 31(1), 99-111.

Animal welfare is important for the humane treatment of animals under our care. Zoos and rescue centres manage various charismatic animals, such as big cats, with limited resources. It is therefore essential for caretakers to...

Buckmaster, C. L., Levesque, D., LaFollette, M. et al. 2022. Five hot topics in refinement of nonhuman primate neuroscience research. Laboratory Animal Science Professional 10(1) (January/February), 24-26.

Members of the North American 3Rs Collaborative (NA3RsC) refinement initiative have chosen to summarize developments in five hot topics of interest: 1. Tips for welfare-friendly transport, chairing, and restraint; 2. Guidance on refining food and...

Riva, M. G., Sobrero, L., Menchetti, L. et al. 2022. Unhandled horses classified with broken/unbroken test (BUT) exhibit longer avoidance, flight reactions, and displacement behaviors when approached by humans. Frontiers in Veterinary Science 9, 1022255.

Horses with a low level of tameness are at higher risk for transport-related disease and injury; hence, European regulations for the protection of animals during transport (EC 1/2005) are stricter for unhandled (unbroken) horses. However...

Leeds, A., Boyer, D., Ross, S. R. et al. 2021. Patterns of wounding in mixed-sex social groups of western lowland gorillas (Gorilla gorilla gorilla). Applied Animal Behaviour Science 236, 105226.

Long-term, multi-institutional assessments have become a reliable tool for evaluating patterns of wounding in zoo-living primates, with results informing on best practices for species-specific care protocols and population management strategies. For western lowland gorillas (Gorilla...

Robinson, L. M., Waran, N. K., Handel, I. et al. 2021. Happiness, welfare, and personality in rhesus macaques (Macaca mulatta). Applied Animal Behaviour Science 236, 105268.

When we treat an animal’s welfare as an individual experience, we should consider the possibility that it may be associated with individual differences in personality. We tested for such associations in 44 socially housed rhesus...

Martinic, G. 2021. Husbandry and healthcare of the Olive python (Liasis olivaceus). Animal Technology and Welfare 20(1), 44-50.

The article describes the care of the Olive python (Liasis olivaceus) including information on housing, feeding, handling, as well as the general health care of these animals. Some of the information presented is derived from...

Pomerantz, O., Capitanio, J. P. 2021. Temperament predicts the quality of social interactions in captive female rhesus macaques (Macaca mulatta). Animals 11(8), 2452.

Previous reports suggest that female macaques with greater similarity in emotionality and nervous temperament, as evaluated in a well-established BioBehavioral Assessment (BBA) at the California National Primate Research Center, were more likely to form successful...

Le Balle, R., Cote, J., Santos Fernandez, F. A. 2021. Evidence for animal personalities in two Brazilian tortoises (Chelonoidis denticulatus and Chelonoidis carbonarius) and insights for their conservation. Applied Animal Behaviour Science 241, 105400.

Animal personality, the consistent between-individual differences in e.g., risk-taking, exploration, antipredator or mating behaviours, has major impacts on the fitness of individuals in many species. Understanding how to quantify animal personality should help us predicting...

Padalino, B., Raidal, S. 2020. Effects of transport conditions on behavioural and physiological responses of horses. Animals 10(1), 160.

The regulations for minimal space and direction of travel for land transport in horses vary worldwide and there is currently no definitive guidance to promote equine health and welfare. This study evaluated the effects of...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

Rankins, E. M., Wickens, C. L. 2020. A systematic review of equine personality. Applied Animal Behaviour Science 231, 105076.

Examining the literature suggests equine personality is of interest to behavior and welfare scientists and those involved in the equine industry. Study and assessment of personality is critical because of the profound implications certain traits...

National Academies of Sciences, Engineering, and Medicine. 2019. Care, Use, and Welfare of Marmosets as Animal Models for Gene Editing-Based Biomedical Research: Proceedings of a Workshop. The National Academies Press: Washington, DC, 122 pp.

The marmoset, a type of small monkey native to South America, is a research model of increasing importance for biomedical research in the United States and globally. Marmosets offer a range of advantages as animal...

Ijichi, C., Green, S., Squibb, K. et al. 2019. Zylkéne to load? The effects of alpha-casozepine on compliance and coping in horses during loading. Journal of Veterinary Behavior 30, 80-87.

Horses are routinely transported for access to safe off-road riding, veterinary care, breeding, sale, or moving to a new home environment. However, transport is a known stressor in horses. For this reason, problem behavior when...

Eichner, M., Garcia, K. 2019. Increase in morbidity and mortality in a shipment of red-eared slider turtles (Trachemys scripta elegans). Laboratory Animals 53(6), 634–640.

A cohort of captive-bred red-eared slider turtles, Trachemys scripta, was received from a commercial vendor. Shortly after arrival, several turtles presented as lethargic with subjectively pale skin and multifocal areas of cotton-like tufts in the...

Shelton, K. A., Nehete, B. P., Chitta, S. et al. 2019. Effects of transportation and relocation on immunologic measures in cynomolgus macaques (Macaca fascicularis). JAALAS 58(6), 774–782.

NHP are a small, but critical, portion of the animals studied in research laboratories. Many NHP are imported or raised at one facility and subsequently moved to another facility for research purposes. To improve our...

Gottlieb, D. H., Del Rosso, L, Sheikhi, F. et al. 2018. Personality, environmental stressors, and diarrhea in Rhesus macaques: An interactionist perspective. American Journal of Primatology 80(12), e22908.

Previous research has repeatedly shown both personality and psychological stress to predict gastrointestinal disorders and chronic diarrhea in humans. The goal of the present research was to evaluate the role of personality, as well as...

Linden, J.B., Capitanio, J.P., McCowan, B. et al. 2018. Coping style and cortisol levels in infancy predict hair cortisol following new group formation in captive rhesus macaques (Macaca mulatta). American Journal of Primatology 80(12), e22938.

Social instability in primate groups has been used as a model to understand how social stress affects human populations. While it is well established that individual cercopithecines have different temperaments or personalities, little is known...

Coursodon, P., Cox, L., Largent-Milnes, T. M. et al. 2018. Enhanced environmental enrichment strategies for retired rhesus macaques. Laboratory Animal Science Professional 6(2) (June), 41-43.

One challenge in providing enrichment to NHP arises following completion of their assigned studies (retired) when there tends to be a sudden decrease in provision of daily human interaction and overall stimulation that results from...

Hopper, L. M., Cronin, K. A., Ross, S. R. 2018. A multi-institutional assessment of a short-form personality questionnaire for use with macaques. Zoo Biology 37(5), 281-289

There are two commonly used methods for calculating primates’ personality dimensions, behavioral assessments and surveys, which can be used separately or in conjunction. However, these methods have limitations. Behavioral assessments, such as the novel object...

Ekesbo, I., Gunnarsson, S. 2018. Farm Animal Behaviour: Characteristics for Assessment and Welfare (2nd ed). CABI, Wallingford, UK.

Completely updated and revised, and with a new author team, this second edition of Farm Animal Behaviour continues to provide essential information on normal and stereotypic behaviors in a wide variety of farm animals to...

Nehete, P. N., Shelton, K. A., Nehete, B. P. et al. 2017. Effects of transportation, relocation, and acclimation on phenotypes and functional characteristics of peripheral blood lymphocytes in rhesus monkeys (Macaca mulatta). PLOS ONE 12(12), e0188694.

Nonhuman primates from domestic sources constitute a small, but critical, proportion of animals studied in research laboratories. Many of these nonhuman primates are raised at one facility and subsequently transported/relocated to another facility for research...