Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every three months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Links to the full text for publications that appear in open access journals or are published on the AWI website are provided under the abstract.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic. Most publications older than 2010 can only be searched by keyword. 
Nicolis, I. N., Beale, C. N., Bidot, W. A. et al. 2022. Performance and consistency of circulating warm water blankets for rodents. JAALAS 61(1), 96-100.
General anesthesia as used for rodent research can have adverse effects on physiologic mechanisms. Thermoregulation is often greatly inhibited, with resultant deleterious effects on cardiac and respiratory function. These potential effects can be mitigated by...
Jardat, P., Calandreau, L., Ferreira, V. et al. 2022. Pet-directed speech improves horses' attention toward humans. Scientific Reports 12(1), 4297.
In a recent experiment, we showed that horses are sensitive to pet-directed speech (PDS), a kind of speech used to talk to companion animals that is characterized by high pitch and wide pitch variations. When...
LeFors, J. E., Anderson, L. M., Hanson, M. A. et al. 2022. Assessment of 2 hair removal methods in New Zealand white rabbits (Oryctolagus cuniculus). JAALAS 61(3), 296-303.
Rabbits are frequently used as surgical models in research. However, studies assessing the effects of various hair removal methods on wound healing and surgical site infection (SSI) in rabbits are sparse. Here we evaluated the...
Robinson, L. M., Waran, N. K., Handel, I. et al. 2021. Happiness, welfare, and personality in rhesus macaques (Macaca mulatta). Applied Animal Behaviour Science 236, 105268.
When we treat an animal’s welfare as an individual experience, we should consider the possibility that it may be associated with individual differences in personality. We tested for such associations in 44 socially housed rhesus...
Sørensen, D., Cloutier, S., Gaskill, B. (Eds.). 2021. Animal-centric Care and Management - Enhancing Refinement in Biomedical Research. CRC Press, Boca Raton, FL.
The concept of the 3Rs (Refinement, Reduction and Replacement) has been used as a framework for improving the welfare of laboratory animals for the last half century. By establishing an animal-centric view on housing and...
Merkies, K., Franzin, O. 2021. Enhanced understanding of horse–human interactions to optimize welfare. Animals 11(5), 1347.
Horses (Equus caballus) have been domesticated for millennia and are regularly utilized for work, sport, and companionship. Enhanced understanding of human–horse interactions can create avenues to optimize their welfare. This review explores the current research...
Pomerantz, O., Capitanio, J. P. 2021. Temperament predicts the quality of social interactions in captive female rhesus macaques (Macaca mulatta). Animals 11(8), 2452.
Previous reports suggest that female macaques with greater similarity in emotionality and nervous temperament, as evaluated in a well-established BioBehavioral Assessment (BBA) at the California National Primate Research Center, were more likely to form successful...
Kelly, K. J., McDuffee, L. A., Mears, K. 2021. The effect of human–horse interactions on equine behaviour, physiology, and welfare: A scoping review. Animals 11(10), 2782.
Human–horse interactions (HHIs) are diverse and prominent in the equine industry. Stakeholders have an invested interest in making sure that HHIs are humane. Assessment of equine welfare goes beyond physical health and includes assessment of...
Fusco, A., Douglas, H., Barba, A. et al. 2021. V-Gel® guided endotracheal intubation in rabbits. Frontiers in Veterinary Science 8, 684624.
Background: General anesthesia in rabbits is associated with higher morbidity and mortality relative to other mammalian species commonly anesthetized. Unique challenges related to endotracheal intubation (ETI) in rabbits contribute to this risk. Objective: To improve...
Bowling, P. A., Bencivenga, M. A., Leyva, M. E. et al. 2021. Effects of a heated anesthesia breathing circuit on body temperature in anesthetized rhesus macaques (Macaca mulatta). JAALAS 60(6), 675-680.
This study evaluated the effects of using a heated anesthesia breathing circuit in addition to forced-air warming on body temperature in anesthetized rhesus macaques as compared with forced-air warming alone. Hypothermia is a common perianesthetic...
Bruce, H., Brennan, M. 2021. Does using an endotracheal tube or a supraglottic airway device result in better unassisted ventilation in rabbits? Veterinary Record 189(7), 289-290.
Both endotracheal tubes and supraglottic airway devices appear to provide adequate unassisted ventilation in anaesthetised rabbits. However, it is highly recommended that a capnograph is used with both airway devices to monitor ventilation changes, especially...
Schrimpf, A., Single, M., Nawroth, C. 2020. Social referencing in the domestic horse. Animals 10(1), 164.
Dogs and cats use human emotional information directed to an unfamiliar situation to guide their behavior, known as social referencing. It is not clear whether other domestic species show similar socio-cognitive abilities in interacting with...
Leeds, A., Good, J., Schook, M. W. et al. 2020. Evaluating changes in salivary oxytocin and cortisol following positive reinforcement training in two adult male western lowland gorillas (Gorilla gorilla gorilla). Zoo Biology 39(1), 51-55.
Positive reinforcement training (PRT) is associated with increases in species-typical behavior and decreases in stereotypic and abnormal behavior in participating animals. Physiological changes following PRT, for example, increases in oxytocin (OXT) and/or decreases in cortisol...
Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.
This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...
Rankins, E. M., Wickens, C. L. 2020. A systematic review of equine personality. Applied Animal Behaviour Science 231, 105076.
Examining the literature suggests equine personality is of interest to behavior and welfare scientists and those involved in the equine industry. Study and assessment of personality is critical because of the profound implications certain traits...
Sabiniewicz, A., Tarnowska, K., Świątek, R. et al. 2020. Olfactory-based interspecific recognition of human emotions: Horses (Equus ferus caballus) can recognize fear and happiness body odour from humans (Homo sapiens). Applied Animal Behaviour Science 230, 105072.
Emotional recognition has been demonstrated to occur between members of different species. However, the majority of studies on interspecific communication of emotions so far focused on the senses of vision and hearing while the contribution...
McMahon, S. A., Wigham, E. 2020. ‘All Ears’: A questionnaire of 1516 owner perceptions of the mental abilities of pet rabbits, subsequent resource provision, and the effect on welfare. Animals 10(10), 1730.
Pet rabbit welfare is a hidden crisis: Inappropriately housed, fed, and not routinely provided healthcare—rabbits can often suffer painful conditions and shortened lifespans. This study provides novel understanding of owners’ perceptions of rabbits’ mental capabilities...
Rault, J.-L., Waiblinger, S., Boivin, X. et al. 2020. The power of a positive human–animal relationship for animal welfare. Frontiers in Veterinary Science 7, 590867.
Domestic animals often seek and enjoy interacting with humans. Positive human–animal relationships can elicit positive emotions and other positive welfare outcomes. Nevertheless, our understanding of the underlying processes that govern the positive perception of humans...
Scopa, C., Greco, A., Contalbrigo, L. et al. 2020. Inside the interaction: Contact with familiar humans modulates heart rate variability in horses. Frontiers in Veterinary Science 7, 582759.
A human–animal relationship can be developed through subsequent interactions, affected by the positive or negative emotional valence of the proceeding one. Horses implement a process of categorization to classify humans with whom they interact as...
Baker, K. C. 2020. Cage position and response to humans in singly-housed rhesus macaques (Macaca mulatta). JAALAS 59(5), 503-507.
Traditional laboratory caging for nonhuman primates is typically configured in a 2-tiered manner, with caging arranged in 2 horizontal rows stacked vertically. Studies of the effects of cage row have yielded inconsistent results with respect...
Heintz, M. R.; Fuller, G., Allard, S. 2019. Exploratory investigation of infrared thermography for measuring gorilla emotional responses to interactions with familiar humans. Animals 9(9), 604.
Interactions between zoo professionals and animals occur regularly and are believed to be enriching for animals. Little empirical information exists on how animals perceive these interactions, and particularly how the interactions affect the emotional states...
Baba, C., Kawai, M., Takimoto-Inose, A. 2019. Are horses (Equus caballus) sensitive to human emotional cues? Animals 9(9), 630.
Emotions are important for social animals because animals' emotions function as beneficial cues to identify valuable resources such as food or to avoid danger by providing environmental information. Emotions also enable animals to predict individuals'...
Semin, G. R., Scandurra, A., Baragli, P. et al. 2019. Inter- and intra-species communication of emotion: Chemosignals as the neglected medium. Animals 9(11), 887.
Human body odors contain chemosignals that make species-specific communication possible. Interspecies communication studies were conducted on dogs and horses subjected to human chemosignals produced in happiness and fear emotional states. Dogs showed behaviors consistent with...
Lansade, L., Bonneau, C., Parias, C. et al. 2019. Horse’s emotional state and rider safety during grooming practices, a field study. Applied Animal Behaviour Science 217, 43-47.
Care given to animals, such as grooming for horses, can be a source of well-being when carried out correctly. However, it can cause discomfort when badly perceived and lead to potentially dangerous reactions. This study...
Stevens, C., Hawkins, P., Lovell-Badge, R. et al. 2019. Report of the 2018 RSPCA/UFAW Rodent and Rabbit Welfare Group meeting. Animal Technology and Welfare 18(2), 81-91.
The RSPCA/UFAW Rodent (and now Rabbit) Working Group has held a one-day meeting every autumn for the last 25 years, so that its members can discuss current welfare research, exchange views on welfare issues and...

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