Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Ausderau, K. K., Colman, R. J., Kabakov, S. et al. 2023. Evaluating depression- and anxiety-like behaviors in non-human primates. Frontiers in Behavioral Neuroscience 16, 1006065.

Depression and anxiety are some of the most prevalent and debilitating mental health conditions in humans. They can present on their own or as co-morbidities with other disorders. Like humans, non-human primates (NHPs) can develop...

Kaiser, S., Korte, A., Wistuba, J. et al. 2023. Effects of castration and sterilization on baseline and response levels of cortisol—A case study in male guinea pigs. Frontiers in Veterinary Science 9, 1093157.

An uncontrolled reproduction of animals in human hands should be avoided. To meet this goal, animals are widely castrated, i.e., the gonads are completely removed. Since the gonads are the most important source of sex...

Kongara, K., Singh, P., Venkatachalam, D. et al. 2023. Pain assessment in goat kids: Focus on disbudding. Animals 13(24), 3814.

Farm animals are routinely subjected to painful husbandry procedures for various purposes. Goat kids are disbudded to improve goat welfare and to ensure safety of other livestock, farm personnel, attending veterinarians and for various other...

Wang, C., Yang, C., Zeng, Y. et al. 2023. GnRH-immunocastration: An alternative method for male animal surgical castration. Frontiers in Veterinary Science 10.
Lutz, C. K., Coleman, K., Hopper, L.M. et al. 2022. Nonhuman primate abnormal behavior: Etiology, assessment, and treatment. American Journal of Primatology 84(6), e23380.

Across captive settings, nonhuman primates may develop an array of abnormal behaviors including stereotypic and self-injurious behavior. Abnormal behavior can indicate a state of poor welfare, since it is often associated with a suboptimal environment...

Franklin, A. N., Martin, A. L., Perlman, Siti Norsyuhada Kamaluddin et al. 2022. Functional analysis and successful treatment of a captive rhesus macaque’s disruptive behavior. Journal of Applied Animal Welfare Science 25(3), 287-296.

Functional analysis (FA) is a method developed and used by behavior analysts in human clinical settings to identify possible environmental variables that reinforce undesired behavior. FA is increasingly being applied to better understand the behavior...

Chen, Y.-A., Chen, J.-Y., Chen, W.-Q. et al. 2022. Effects of castration age on the growth performance of Nubian crossbred male goats. Animals 12(24), 3516.

To determine the optimal timing for performing castration on goats, eighteen male Nubian crossbred goats were randomly assigned to two groups and castrated at 3 months and 6 months of age, respectively. Daily dry matter...

Laméris, D. W., Verspeek, J., Salas, M. et al. 2022. Evaluating self-directed behaviours and their association with emotional arousal across two cognitive tasks in bonobos (Pan paniscus). Animals 12(21), 3002.

Self-directed behaviours (SDBs) are widely used as markers of emotional arousal in primates, and are commonly linked to negative arousal, or are used as indicators of stress or poor welfare. However, recent studies suggest that...

Hempstead, M. N., Shearer, J. K., Sutherland, M. A. et al. 2021. Cautery disbudding iron application time and brain injury in goat kids: A pilot study. Frontiers in Veterinary Science 7, 568750.

Cautery disbudding is a painful procedure performed on goat kids to prevent horn growth that may result in brain injury. Thermal damage to the cerebral cortex of the brain and subsequent neurologic disease is a...

Laméris, D. W., Staes, N., Salas, M. et al. 2021. The influence of sex, rearing history, and personality on abnormal behaviour in zoo-housed bonobos (Pan paniscus). Applied Animal Behaviour Science 234, 105178.

Abnormal behaviours are often used as a welfare indicator in zoo-housed great apes. While previous studies report on the occurrence of abnormal behaviours in zoo-housed chimpanzees (Pan troglodytes), there is currently a lack of knowledge...

Novak, M. A. 2021. Self-injurious behavior in rhesus macaques: Issues and challenges. American Journal of Primatology 83(6), e23222.

Some monkeys housed in research facilities develop abnormal behavior ranging from stereotypic to the more serious condition of self-injurious behavior (SIB). We initially sought to understand how and why monkeys engaged in SIB and more...

Sørensen, D., Cloutier, S., Gaskill, B. (Eds.). 2021. Animal-centric Care and Management - Enhancing Refinement in Biomedical Research. CRC Press, Boca Raton, FL.

The concept of the 3Rs (Refinement, Reduction and Replacement) has been used as a framework for improving the welfare of laboratory animals for the last half century. By establishing an animal-centric view on housing and...

Harris, C., White, P. J., Hall, E. et al. 2021. Evaluation of electroencephalography, behaviour and eye temperature in response to surgical castration in sheep. Animals 11(3), 637.

Castration has been demonstrated to cause pain in sheep. However, it is routinely performed for management purposes. Electroencephalography (EEG) has been used successfully to measure pain in lambs in response to castration and other husbandry...

Polanco, A., McCowan, B., Niel, L. et al. 2021. Recommendations for abnormal behaviour ethograms in monkey research. Animals 11(5), 1461.

Laboratory monkey ethograms currently include subcategories of abnormal behaviours that are based on superficial morphological similarity. Yet, such ethograms may be misclassifying behaviour, with potential welfare implications as different abnormal behaviours are likely to have...

Steagall, P. V., Bustamante, H., Johnson, C. B. et al. 2021. Pain management in farm animals: Focus on cattle, sheep and pigs. Animals 11(6), 1483.

Pain causes behavioral, autonomic, and neuroendocrine changes and is a common cause of animal welfare compromise in farm animals. Current societal and ethical concerns demand better agricultural practices and improved welfare for food animals. These...

Wilson-Welder, J. H., Frank, A. T. 2021. Use of food enrichment for medication delivery in large groups of sheep. Laboratory Animal Science Professional 9(3) (May/June), 40-43.

In a 2018 AALAS webinar on Sheep and Goat Analgesia, Dr. Susie Vogel, a small ruminant expert, introduced the concept of getting sheep and goats to willingly take medication by putting it in a tasty...

Small, A., Marini, D., Colditz, I. 2021. Local anesthetic delivered with a dual action ring and injection applicator reduces the acute pain response of lambs during tail docking. Animals 11(8), 2242.

Docking the tail of lambs is a standard husbandry procedure and is achieved through several techniques including clamps, hot or cold knives and latex rings, the last of which is the most popular. All tail...

Schoiswohl, J., Stanitznig, A., Sigmund, M. et al. 2021. Comparison of alternative disbudding methods with hot-iron dehorning of goat kids. Journal of Veterinary Behavior 46, 31-39.

Goat kids are frequently disbudded in intensively farmed units to reduce the number of accidental injuries to other animals and farm workers due to horn growth. The most commonly used method is thermal disbudding which...

Small, A., Fetiveau, M., Smith, R. et al. 2021. Three studies evaluating the potential for lidocaine, bupivacaine or procaine to reduce pain-related behaviors following ring castration and/or tail docking in lambs. Animals 11(12), 3583.

The use of local anesthesia at the time of ring castration and tail docking can improve lamb welfare. However, few local anesthetics are registered for sheep, and data on their duration of effect is limited...

Ajuda, I., Battini, M., Mattiello, S. et al. 2020. Evaluation of pain mitigation strategies in goat kids after cautery disbudding. Animals 10(2), 277.

Nowadays, most of the goat milk production in developed countries is done in intensive indoors production systems. In these systems, procedures such as disbudding are performed routinely. Disbudding is done in young goat kids and...

Soriano, V. S., Stamm, F. O., Taconeli, C. A. et al. 2020. To dock or not to dock? Faecal soiling measurement in sheep. Animal Welfare 29(1), 81-87.

Faecal soiling is one of the welfare indicators in the AWIN welfare assessment protocol for sheep (Ovis aries) and is measured by dag scores. Studies on dag scoring for ewes with docked and undocked tails...

Harris, C., White, P., Mohler, V. et al. 2020. Electroencephalography can distinguish between pain and anaesthetic intervention in conscious lambs undergoing castration. Animals 10(3), 428.

Australian sheep routinely undergo painful surgical husbandry procedures without anaesthesia or analgesia. Electroencephalography (EEG) has been shown to be a successful measure of pain in livestock under a general anaesthetic. The aim of this study...

Kells, N. J., Beausoleil, N. J., Godfrey, A. J. R. et al. 2020. Effect of analgesic strategies on pain behaviour associated with combined ring castration and hot iron tail docking in Merino lambs. Applied Animal Behaviour Science 222, 104914.

Most countries don’t require analgesia to be provided to lambs

Hempstead, M. N., Waas, J. R., Stewart, M. et al. 2020. Goat kids are not small calves: Species comparisons in relation to disbudding. Animal Welfare 29(3), 293-312.

Limited scientific literature is available for developing 'best practices' guidelines for the management of dairy goats (Caprus hircus), particularly goat kids. Disbudding practices for kids and calves appear to be similar, however, it is important...

Hempstead, M. N., Waas, J. R., Stewart, M. et al. 2020. Can isoflurane and meloxicam mitigate pain associated with cautery disbudding of 3-week-old goat kids? Animals 10(5), 878.

We evaluated the effect of pain mitigation strategies (isoflurane and meloxicam) on the behaviour and physiology of 3-week-old disbudded goat kids. Fifty Saanen does (mean ± SD, 21 ± 3 days old) were randomly allocated...